SEC’s Division of Enforcement 2020 Annual Report Indicates Strong Enforcement Results Despite COVID-19 Challenges

Sullivan & Cromwell LLP - November 3, 2020

On November 2, 2020, the U.S. Securities and Exchange Commission’s Division of Enforcement released its 2020 Annual Report, summarizing its priorities, activities, and results for its 2020 fiscal year, which ended September 30, 2020. This memo summarizes key highlights of the 52-page Report.