S&C Trading & Markets – What's Next for Enforcement at the SEC?

February 9, 2021

In the second episode of S&C’s Trading & Markets podcast, host Ryne Miller, co-head of our Commodities, Futures & Derivatives Group, is joined by Steve Peikin, leader of the Firm’s Securities & Commodities Investigations & Enforcement practice and former co-director of the U.S. Securities and Exchange Commission’s Division of Enforcement. They discuss Steve’s experience at the Division, major trade conduct issues that the SEC might prioritize for enforcement activity and recent events in the equities market.

In the S&C Trading & Markets podcast series, lawyers in the Firm’s Commodities, Futures & Derivatives Group will offer commentary, observations and updates on legal and regulatory developments for the trading and markets industry, focusing primarily on derivatives, securities, and commodities including cryptocurrencies.