Memos https://www.sullcrom.com/rss/memos/ Fri, 29 Mar 2024 00:00:31 GMT <![CDATA[PISCES New UK Trading Platforms for Shares in Unlisted Companies]]> https://www.sullcrom.com/insights/memo/2024/March/New-UK-Trading-Platforms-for-Unlisted-Companies-Shares Mon, 25 Mar 2024 00:00:00 GMT https://www.sullcrom.com/insights/memo/2024/March/New-UK-Trading-Platforms-for-Unlisted-Companies-Shares <![CDATA[FDIC Proposes Revised Statement of Policy on Bank Mergers]]> https://www.sullcrom.com/insights/memo/2024/March/FDIC-Proposes-Revised-Policy-Statement-on-Bank-Mergers Thu, 21 Mar 2024 00:00:00 GMT https://www.sullcrom.com/insights/memo/2024/March/FDIC-Proposes-Revised-Policy-Statement-on-Bank-Mergers <![CDATA[NAIC Issues Homeowners Insurance Data Call]]> https://www.sullcrom.com/insights/memo/2024/March/NAIC-Issues-Homeowners-Insurance-Data-Call Thu, 14 Mar 2024 00:00:00 GMT https://www.sullcrom.com/insights/memo/2024/March/NAIC-Issues-Homeowners-Insurance-Data-Call <![CDATA[Key Implications of SECs Climate-Related Disclosure Rules for Public Companies]]> https://www.sullcrom.com/insights/memo/2024/March/Key-Implications-of-SEC-s-Climate-Related-Disclosure-Rules Tue, 12 Mar 2024 00:00:00 GMT https://www.sullcrom.com/insights/memo/2024/March/Key-Implications-of-SEC-s-Climate-Related-Disclosure-Rules <![CDATA[IAIS Roadmap]]> https://www.sullcrom.com/insights/memo/2024/March/IAIS-Publishes-Roadmap-Outlining-Key-Deliverables-for-2024 Mon, 11 Mar 2024 00:00:00 GMT https://www.sullcrom.com/insights/memo/2024/March/IAIS-Publishes-Roadmap-Outlining-Key-Deliverables-for-2024 <![CDATA[SEC Adopts Final Climate-Related Disclosure Rules for Public Companies]]> https://www.sullcrom.com/insights/memo/2024/March/SEC-Adopts-Final-Climate-Related-Disclosure-Rules-for-Public-Companies Thu, 7 Mar 2024 00:00:00 GMT https://www.sullcrom.com/insights/memo/2024/March/SEC-Adopts-Final-Climate-Related-Disclosure-Rules-for-Public-Companies <![CDATA[Federal Court Strikes Down Corporate Transparency Act as Unconstitutional]]> https://www.sullcrom.com/insights/memo/2024/March/Federal-Court-Strikes-Down-Corporate-Transparency-Act-as-Unconstitutional Mon, 4 Mar 2024 00:00:00 GMT https://www.sullcrom.com/insights/memo/2024/March/Federal-Court-Strikes-Down-Corporate-Transparency-Act-as-Unconstitutional <![CDATA[SEC Redefines Dealer to Expand Registration Requirements]]> https://www.sullcrom.com/insights/memo/2024/March/SEC-Redefines-Dealer-to-Expand-Registration-Requirements Fri, 1 Mar 2024 00:00:00 GMT https://www.sullcrom.com/insights/memo/2024/March/SEC-Redefines-Dealer-to-Expand-Registration-Requirements <![CDATA[President Biden Issues Executive Order Granting Authorities to Regulate the Transfer of Sensitive U.S. Data to Countries of National Security Concern]]> https://www.sullcrom.com/insights/memo/2024/March/Biden-Grants-DOJ-Authority-to-Regulate-Data-Transfers Fri, 1 Mar 2024 00:00:00 GMT https://www.sullcrom.com/insights/memo/2024/March/Biden-Grants-DOJ-Authority-to-Regulate-Data-Transfers <![CDATA[Changes to UK Corporate Governance Code]]> https://www.sullcrom.com/insights/memo/2024/February/Changes-to-UK-Corporate-Governance-Code Mon, 26 Feb 2024 00:00:00 GMT https://www.sullcrom.com/insights/memo/2024/February/Changes-to-UK-Corporate-Governance-Code <![CDATA[USPTO Provides Guidance on Patenting Inventions Developed Using Artificial Intelligence]]> https://www.sullcrom.com/insights/memo/2024/February/USPTO-Guidance-on-Inventorship-for-AI-Assisted-Inventions Mon, 26 Feb 2024 00:00:00 GMT https://www.sullcrom.com/insights/memo/2024/February/USPTO-Guidance-on-Inventorship-for-AI-Assisted-Inventions <![CDATA[Delaware Court Declines to Enjoin Corporations Move to Nevada, but Allows Claim for Damages to Proceed]]> https://www.sullcrom.com/insights/memo/2024/February/Chancery-Court-Declines-to-Enjoin-Corporation-s-Move-to-Nevada Fri, 23 Feb 2024 00:00:00 GMT https://www.sullcrom.com/insights/memo/2024/February/Chancery-Court-Declines-to-Enjoin-Corporation-s-Move-to-Nevada <![CDATA[Supreme Court Rules on Choice-of-Law Clauses in Maritime Contracts]]> https://www.sullcrom.com/insights/memo/2024/February/Supreme-Court-Rules-on-Choice-of-Law-Clauses-in-Maritime-Contracts Fri, 23 Feb 2024 00:00:00 GMT https://www.sullcrom.com/insights/memo/2024/February/Supreme-Court-Rules-on-Choice-of-Law-Clauses-in-Maritime-Contracts <![CDATA[Information-Sharing Between Activists and Their Director Nominees]]> https://www.sullcrom.com/insights/memo/2024/February/Information-Sharing-Between-Activists-and-Their-Director-Nominees Thu, 8 Feb 2024 00:00:00 GMT https://www.sullcrom.com/insights/memo/2024/February/Information-Sharing-Between-Activists-and-Their-Director-Nominees <![CDATA[SEC Adopts Changes to Dealer Definition with Modifications from the Proposal]]> https://www.sullcrom.com/insights/memo/2024/February/SEC-Adopts-Changes-to-Dealer-Definition Wed, 7 Feb 2024 00:00:00 GMT https://www.sullcrom.com/insights/memo/2024/February/SEC-Adopts-Changes-to-Dealer-Definition <![CDATA[Regulation of Artificial Intelligence]]> https://www.sullcrom.com/insights/memo/2024/February/EU-to-Adopt-Sweeping-Regulation-of-Artificial-Intelligence Wed, 7 Feb 2024 00:00:00 GMT https://www.sullcrom.com/insights/memo/2024/February/EU-to-Adopt-Sweeping-Regulation-of-Artificial-Intelligence <![CDATA[Court of Chancery Holds Controlling Stockholders May Owe Fiduciary Duties When Voting to Change Status Quo or Selling Their Shares]]> https://www.sullcrom.com/insights/memo/2024/February/Chancery-Controllers-Owe-Fiduciary-Duties-When-Changing-Status-Quo Thu, 1 Feb 2024 00:00:00 GMT https://www.sullcrom.com/insights/memo/2024/February/Chancery-Controllers-Owe-Fiduciary-Duties-When-Changing-Status-Quo <![CDATA[SEC Adopts Rules Regulating SPAC Formation and De-SPAC Transactions]]> https://www.sullcrom.com/insights/memo/2024/January/SEC-Adopts-Rules-Regulating-SPACs-and-De-SPAC-Transactions Mon, 29 Jan 2024 00:00:00 GMT https://www.sullcrom.com/insights/memo/2024/January/SEC-Adopts-Rules-Regulating-SPACs-and-De-SPAC-Transactions <![CDATA[Acting Comptroller of the Currency Announces Proposed Rulemaking Regarding Bank Mergers]]> https://www.sullcrom.com/insights/memo/2024/January/Acting-Comptroller-Announces-Proposed-Rulemaking-on-Bank-Mergers Mon, 29 Jan 2024 00:00:00 GMT https://www.sullcrom.com/insights/memo/2024/January/Acting-Comptroller-Announces-Proposed-Rulemaking-on-Bank-Mergers <![CDATA[Hart-Scott-Rodino Act Thresholds and Fees]]> https://www.sullcrom.com/insights/memo/2024/January/Hart-Scott-Rodino-Act-Thresholds-and-Increased-Filing-Fees Tue, 23 Jan 2024 00:00:00 GMT https://www.sullcrom.com/insights/memo/2024/January/Hart-Scott-Rodino-Act-Thresholds-and-Increased-Filing-Fees <![CDATA[NYDFS Draft Guidance on Use of AI in Insurance Underwriting and Pricing]]> https://www.sullcrom.com/insights/memo/2024/January/NYDFS-Draft-Guidance-Use-of-AI-in-Insurance-Underwriting Thu, 18 Jan 2024 00:00:00 GMT https://www.sullcrom.com/insights/memo/2024/January/NYDFS-Draft-Guidance-Use-of-AI-in-Insurance-Underwriting <![CDATA[Energy Transition Insights: Energy Transition Year inReview and Look Ahead]]> https://www.sullcrom.com/insights/memo/2024/January/S-C-s-Energy-Transition-Year-in-Review-and-Look-Ahead Mon, 8 Jan 2024 00:00:00 GMT https://www.sullcrom.com/insights/memo/2024/January/S-C-s-Energy-Transition-Year-in-Review-and-Look-Ahead <![CDATA[Energy Transition Insights: Proposed Rules on U.S. Clean Hydrogen Tax Credit]]> https://www.sullcrom.com/insights/memo/2024/January/Proposed-Rules-on-U-S-Clean-Hydrogen-Tax-Credit Fri, 5 Jan 2024 00:00:00 GMT https://www.sullcrom.com/insights/memo/2024/January/Proposed-Rules-on-U-S-Clean-Hydrogen-Tax-Credit <![CDATA[IRS Issues Initial Guidance on Application of FTC and DCL Rules to Pillar Two Taxes]]> https://www.sullcrom.com/insights/memo/2024/January/IRS-Issues-Initial-Guidance-on-Application-of-FTC-and-DCL-Rules-to-Pillar-Two-Taxes Thu, 4 Jan 2024 00:00:00 GMT https://www.sullcrom.com/insights/memo/2024/January/IRS-Issues-Initial-Guidance-on-Application-of-FTC-and-DCL-Rules-to-Pillar-Two-Taxes <![CDATA[NAIC Private Equity Initiative Year-End 2023 Developments]]> https://www.sullcrom.com/insights/memo/2024/January/NAIC-Private-Equity-Initiative-Year-End-2023-Update Thu, 4 Jan 2024 00:00:00 GMT https://www.sullcrom.com/insights/memo/2024/January/NAIC-Private-Equity-Initiative-Year-End-2023-Update <![CDATA[Major Changes to UK Listing Regime]]> https://www.sullcrom.com/insights/memo/2024/January/Major-Changes-to-UK-Listing-Regime-1-2-2024 Tue, 2 Jan 2024 00:00:00 GMT https://www.sullcrom.com/insights/memo/2024/January/Major-Changes-to-UK-Listing-Regime-1-2-2024 <![CDATA[Energy Transition Insights: Proposed Guidance on US Advanced Manufacturing Production Tax Credit]]> https://www.sullcrom.com/insights/memo/2023/December/New-Guidance-on-45X-Advanced-Manufacturing-Production-Credit Fri, 29 Dec 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/December/New-Guidance-on-45X-Advanced-Manufacturing-Production-Credit <![CDATA[Corporate Transparency Act Beneficial Ownership Information Reporting]]> https://www.sullcrom.com/insights/memo/2023/December/The-Corporate-Transparency-Act Fri, 29 Dec 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/December/The-Corporate-Transparency-Act <![CDATA[Fifth Circuit Vacates SECs Previously Adopted Issuer Share Repurchase Rules]]> https://www.sullcrom.com/insights/memo/2023/December/Fifth-Circuit-Vacates-SEC-Issuer-Share-Repurchase-Rules Thu, 28 Dec 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/December/Fifth-Circuit-Vacates-SEC-Issuer-Share-Repurchase-Rules <![CDATA[U.S.-Chile Tax Treaty]]> https://www.sullcrom.com/insights/memo/2023/December/U-S-Chile-Tax-Treaty-Enters-Into-Force Wed, 20 Dec 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/December/U-S-Chile-Tax-Treaty-Enters-Into-Force <![CDATA[DoJ and FTC Issue Final Merger Guidelines]]> https://www.sullcrom.com/insights/memo/2023/December/DOJ-and-FTC-Issue-Final-Merger-Guidelines Tue, 19 Dec 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/December/DOJ-and-FTC-Issue-Final-Merger-Guidelines <![CDATA[Court of Chancery Emphasizes High Bar for Oversight Claims Against Officers]]> https://www.sullcrom.com/insights/memo/2023/December/Delaware-Court-Reiterates-High-Standard-Oversight-Claims Mon, 18 Dec 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/December/Delaware-Court-Reiterates-High-Standard-Oversight-Claims <![CDATA[NAIC Model Bulletin on Use of AI by Insurers]]> https://www.sullcrom.com/insights/memo/2023/December/NAIC-Model-Bulletin-on-Use-of-AI-by-Insurers Fri, 15 Dec 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/December/NAIC-Model-Bulletin-on-Use-of-AI-by-Insurers <![CDATA[Second Circuit Strikes Down NY Law That Firearms Cannot Be Brought Onto Private Property Without Express Permission]]> https://www.sullcrom.com/insights/memo/2023/December/Second-Circuit-Blocks-Portions-of-New-York-Gun-Law Thu, 14 Dec 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/December/Second-Circuit-Blocks-Portions-of-New-York-Gun-Law <![CDATA[Key Considerations for Upcoming 2023 Form 10-K and 20-F Filings]]> https://www.sullcrom.com/insights/memo/2023/December/Key-Considerations-for-Upcoming-2023-Form-10-K-and-20-F-Filings Thu, 14 Dec 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/December/Key-Considerations-for-Upcoming-2023-Form-10-K-and-20-F-Filings <![CDATA[Delaware Court Permits Limited Inspection of Books and Records of Public Companys Private Subsidiary]]> https://www.sullcrom.com/insights/memo/2023/December/Delaware-Court-Permits-Inspection-of-Private-Subsidiary-Documents Mon, 11 Dec 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/December/Delaware-Court-Permits-Inspection-of-Private-Subsidiary-Documents <![CDATA[Potential Timing Clarification for Californias Voluntary Carbon Market Disclosures Act]]> https://www.sullcrom.com/insights/memo/2023/December/Potential-Clarification-on-Timing-for-California-s-AB-1305 Mon, 11 Dec 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/December/Potential-Clarification-on-Timing-for-California-s-AB-1305 <![CDATA[Energy Transition Insights: Proposed Guidance on Foreign Entity of Concern Definition for DOE Battery Grants]]> https://www.sullcrom.com/insights/memo/2023/December/Energy-Transition-Insights-DOE-s-Proposed-Guidance-on-Foreign-Entity-of-Concern Fri, 8 Dec 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/December/Energy-Transition-Insights-DOE-s-Proposed-Guidance-on-Foreign-Entity-of-Concern <![CDATA[CFTC Voluntary Carbon Credit Derivatives Proposal]]> https://www.sullcrom.com/insights/memo/2023/December/CFTC-Proposes-Guidance-for-Listing-Voluntary-Carbon-Credit-Derivatives Thu, 7 Dec 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/December/CFTC-Proposes-Guidance-for-Listing-Voluntary-Carbon-Credit-Derivatives <![CDATA[Justices Hear Oral Arguments on Taxpayer Challenge to Mandatory Repatriation Tax]]> https://www.sullcrom.com/insights/memo/2023/December/Justices-Hear-Oral-Arguments-on-Moore Tue, 5 Dec 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/December/Justices-Hear-Oral-Arguments-on-Moore <![CDATA[Delaware Court Finds that Directors Membership at Same Golf Club Is Not Disabling or Suspicious]]> https://www.sullcrom.com/insights/memo/2023/December/Delaware-Court-Rejects-Challenge-SLC-Member-s-Independence Mon, 4 Dec 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/December/Delaware-Court-Rejects-Challenge-SLC-Member-s-Independence <![CDATA[NYDFS Repeals Fingerprinting Requirements for Officers, Directors and Controlling Persons of Licensed Insurers]]> https://www.sullcrom.com/insights/memo/2023/December/NYDFS-Repeals-Certain-Fingerprinting-Requirements-for-Licensed-Insurers Mon, 4 Dec 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/December/NYDFS-Repeals-Certain-Fingerprinting-Requirements-for-Licensed-Insurers <![CDATA[Tax Court Holds Offshore Hedge Fund Was Engaged in U.S. Trade or Business]]> https://www.sullcrom.com/insights/memo/2023/November/Offshore-Fund-Held-to-Engage-in-US-Trade-or-Business Wed, 29 Nov 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/November/Offshore-Fund-Held-to-Engage-in-US-Trade-or-Business <![CDATA[Changes to UK Takeover Code]]> https://www.sullcrom.com/insights/memo/2023/November/Changes-UK-Takeover-Code Mon, 27 Nov 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/November/Changes-UK-Takeover-Code <![CDATA[Energy Transition Insights: DOE Grants Offered for U.S. Battery Materials Processing and Manufacturing]]> https://www.sullcrom.com/insights/memo/2023/November/3-5-Billion-US-Grants-for-Batteries-and-Battery-Materials Mon, 27 Nov 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/November/3-5-Billion-US-Grants-for-Batteries-and-Battery-Materials <![CDATA[DOL Proposes Fiduciary Investment Advice Regulations]]> https://www.sullcrom.com/insights/memo/2023/November/DOL-Proposes-Fiduciary-Investment-Advice-Regulations Fri, 17 Nov 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/November/DOL-Proposes-Fiduciary-Investment-Advice-Regulations <![CDATA[CFPB Proposes Rule to Supervise Digital Consumer Payment Application Providers]]> https://www.sullcrom.com/insights/memo/2023/November/CFPB-Proposes-Rule-Supervise-Digital-Consumer-Payment-Application-Providers Fri, 17 Nov 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/November/CFPB-Proposes-Rule-Supervise-Digital-Consumer-Payment-Application-Providers <![CDATA[FDIC Special Assessment for March 2023 Bank Failures]]> https://www.sullcrom.com/insights/memo/2023/November/FDIC-Adopts-Special-Assessment-for-Bank-Failures Fri, 17 Nov 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/November/FDIC-Adopts-Special-Assessment-for-Bank-Failures <![CDATA[Federal Reserve Proposes Sharp Reduction in Debit Card Interchange Fee Cap]]> https://www.sullcrom.com/insights/memo/2023/November/Fed-Proposes-Sharp-Reduction-in-Debit-Interchange-Cap Mon, 13 Nov 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/November/Fed-Proposes-Sharp-Reduction-in-Debit-Interchange-Cap <![CDATA[New York DFS Adopts Significant Amendment to Its Cybersecurity Regulation]]> https://www.sullcrom.com/insights/memo/2023/November/NYDFS-Adopts-Significant-Amendments-to-Its-Cybersecurity-Regulation Fri, 10 Nov 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/November/NYDFS-Adopts-Significant-Amendments-to-Its-Cybersecurity-Regulation <![CDATA[Proposed CFPB Rule on Personal Financial Data Rights]]> https://www.sullcrom.com/insights/memo/2023/November/Proposed-CFPB-Rule-on-Personal-Financial-Data-Rights Thu, 9 Nov 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/November/Proposed-CFPB-Rule-on-Personal-Financial-Data-Rights <![CDATA[Financial Stability Oversight Council Finalizes Revised Guidance on Nonbank SIFI Designations]]> https://www.sullcrom.com/insights/memo/2023/November/FSOC-Finalizes-Revised-Guidance-Nonbank-SIFI-Designations Thu, 9 Nov 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/November/FSOC-Finalizes-Revised-Guidance-Nonbank-SIFI-Designations <![CDATA[SEC Adopts Short Sale Disclosure Rule]]> https://www.sullcrom.com/insights/memo/2023/November/SEC-Adopts-Rule-13f-2-Governing-Short-Sale-Disclosure Wed, 8 Nov 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/November/SEC-Adopts-Rule-13f-2-Governing-Short-Sale-Disclosure <![CDATA[Federal Banking Agencies Adopt Final Amendments to Community Reinvestment Act Regulations]]> https://www.sullcrom.com/insights/memo/2023/November/Federal-Banking-Agencies-Finalize-Comprehensive-Revisions-to-CRA-Regulations Mon, 6 Nov 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/November/Federal-Banking-Agencies-Finalize-Comprehensive-Revisions-to-CRA-Regulations <![CDATA[SEC Charges SolarWinds and Its CISO with Fraud and Internal Controls Failures]]> https://www.sullcrom.com/insights/memo/2023/November/SEC-Brings-Novel-Cybersecurity-Charges-Against-SolarWinds-and-Its-CISO Mon, 6 Nov 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/November/SEC-Brings-Novel-Cybersecurity-Charges-Against-SolarWinds-and-Its-CISO <![CDATA[SEC Adopts Rule Mandating Reporting of Securities Loans]]> https://www.sullcrom.com/insights/memo/2023/November/SEC-Mandates-Reporting-of-Securities-Loan-Information Fri, 3 Nov 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/November/SEC-Mandates-Reporting-of-Securities-Loan-Information <![CDATA[Energy Transition Insights: Voluntary Carbon CreditsRecent Legal Developments]]> https://www.sullcrom.com/insights/memo/2023/November/Voluntary-Carbon-Credits-Recent-Legal-Developments Thu, 2 Nov 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/November/Voluntary-Carbon-Credits-Recent-Legal-Developments <![CDATA[Federal Trade Commission Requires Non-Bank Financial Institutions to Report Certain Data Breaches]]> https://www.sullcrom.com/insights/memo/2023/November/FTC-Requires-Non-Bank-Financial-Institutions-to-Report-Certain-Data-Breaches Wed, 1 Nov 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/November/FTC-Requires-Non-Bank-Financial-Institutions-to-Report-Certain-Data-Breaches <![CDATA[Energy Transition Insights: Buying U.S. Clean Energy Tax Credits? Key Considerations]]> https://www.sullcrom.com/insights/memo/2023/October/Buying-US-Clean-Energy-Tax-Credits-Key-Considerations Tue, 31 Oct 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/October/Buying-US-Clean-Energy-Tax-Credits-Key-Considerations <![CDATA[Biden Administration Issues Executive Order on Artificial Intelligence]]> https://www.sullcrom.com/insights/memo/2023/October/Biden-Administration-Issues-Executive-Order-on-Artificial-Intelligence Tue, 31 Oct 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/October/Biden-Administration-Issues-Executive-Order-on-Artificial-Intelligence <![CDATA[Federal Banking Interagency Guidance on Climate-Related Financial Risk Management for Large Financial Institutions]]> https://www.sullcrom.com/insights/memo/2023/October/Federal-Banking-Interagency-Guidance-on-Climate-Related-Financial-Risk-Management-for-Large-Financial-Institutions Mon, 30 Oct 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/October/Federal-Banking-Interagency-Guidance-on-Climate-Related-Financial-Risk-Management-for-Large-Financial-Institutions <![CDATA[FDIC Proposes Corporate Governance and Risk Management Guidelines]]> https://www.sullcrom.com/insights/memo/2023/October/FDIC-Proposes-Corporate-Governance-and-Risk-Management-Guidelines Mon, 30 Oct 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/October/FDIC-Proposes-Corporate-Governance-and-Risk-Management-Guidelines <![CDATA[Federal Reserve Adopts Regulatory Capital Framework for Insurance Depository Institution Holding Companies]]> https://www.sullcrom.com/insights/memo/2023/October/Federal-Reserve-Adopts-Capital-Requirements-for-Supervised-Insurance-Organizations Wed, 25 Oct 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/October/Federal-Reserve-Adopts-Capital-Requirements-for-Supervised-Insurance-Organizations <![CDATA[Venezuela Sanctions Update]]> https://www.sullcrom.com/insights/memo/2023/October/Venezuela-Sanctions-Update-2023-25-10 Wed, 25 Oct 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/October/Venezuela-Sanctions-Update-2023-25-10 <![CDATA[FinCEN Announces Notice of Proposed Rulemaking on CVC Mixing]]> https://www.sullcrom.com/insights/memo/2023/October/FinCEN-Announces-Notice-of-Proposed-Rulemaking-on-CVC-Mixing Mon, 23 Oct 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/October/FinCEN-Announces-Notice-of-Proposed-Rulemaking-on-CVC-Mixing <![CDATA[CFTC Division of Enforcement Releases Enforcement Advisory on Penalties, Monitors, and Admissions]]> https://www.sullcrom.com/insights/memo/2023/October/CFTC-Division-of-Enforcement-Releases-Enforcement-Advisory-on-Penalties-Monitors-and-Admissions Thu, 19 Oct 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/October/CFTC-Division-of-Enforcement-Releases-Enforcement-Advisory-on-Penalties-Monitors-and-Admissions <![CDATA[SEC Adopts Rule Amendments to Beneficial Ownership Reporting]]> https://www.sullcrom.com/insights/memo/2023/October/SEC-Adopts-Rule-Amendments-to-Beneficial-Ownership-Reporting Mon, 16 Oct 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/October/SEC-Adopts-Rule-Amendments-to-Beneficial-Ownership-Reporting <![CDATA[California Enacts Expansive Climate-Related Disclosure Laws]]> https://www.sullcrom.com/insights/memo/2023/October/California-Enacts-Expansive-Climate-Related-Disclosure-Laws Thu, 12 Oct 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/October/California-Enacts-Expansive-Climate-Related-Disclosure-Laws <![CDATA[SEC Proposes Tailored Registration Form for Registered Index-Linked Annuities]]> https://www.sullcrom.com/insights/memo/2023/October/SEC-Proposes-Tailored-Registration-Form-for-RILAs Wed, 11 Oct 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/October/SEC-Proposes-Tailored-Registration-Form-for-RILAs <![CDATA[SEC Significantly Expands Fund Names Rule]]> https://www.sullcrom.com/insights/memo/2023/October/SEC-Significantly-Expands-Fund-Names-Rule Mon, 9 Oct 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/October/SEC-Significantly-Expands-Fund-Names-Rule <![CDATA[U.S. Department of Justice Announces New Safe Harbor Policy for Voluntary Self-Disclosures Made in Connection With Mergers and Acquisitions]]> https://www.sullcrom.com/insights/memo/2023/October/U-S-DOJ-Announces-New-Voluntary-Self-Disclosure-Policy-for-M-A Fri, 6 Oct 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/October/U-S-DOJ-Announces-New-Voluntary-Self-Disclosure-Policy-for-M-A <![CDATA[SEC Charges Corporate Insiders and Public Companies for Failing to Timely Report Transactions and Holdings]]> https://www.sullcrom.com/insights/memo/2023/October/SEC-Announces-Actions-Against-Untimely-Insider-Filings Tue, 3 Oct 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/October/SEC-Announces-Actions-Against-Untimely-Insider-Filings <![CDATA[SEC Proposes New Rules Concerning Access to and Management of Accounts on the SECs EDGAR System]]> https://www.sullcrom.com/insights/memo/2023/September/SEC-Proposes-EDGAR-Next Thu, 28 Sep 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/September/SEC-Proposes-EDGAR-Next <![CDATA[Latest CFPB Circular Regarding Artificial Intelligence and Credit Decisions]]> https://www.sullcrom.com/insights/memo/2023/September/CFPB-Issues-Circular-Regarding-Artificial-Intelligence-and-Credit-Decisions Wed, 27 Sep 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/September/CFPB-Issues-Circular-Regarding-Artificial-Intelligence-and-Credit-Decisions <![CDATA[Treasury Department Releases Principles for Net-Zero Financing and Investment]]> https://www.sullcrom.com/insights/memo/2023/September/Treasury-Department-Releases-Principles-for-Net-Zero-Financing-and-Investment Fri, 22 Sep 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/September/Treasury-Department-Releases-Principles-for-Net-Zero-Financing-and-Investment <![CDATA[Energy Transition Insights: US Clean Energy Tax CreditsNew Guidance on Prevailing Wage and Apprenticeship Requirements]]> https://www.sullcrom.com/insights/memo/2023/September/S-C-Energy-Transition-Insights-New-Guidance-on-Prevailing-Wage-and-Apprenticeship-Requirements Thu, 14 Sep 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/September/S-C-Energy-Transition-Insights-New-Guidance-on-Prevailing-Wage-and-Apprenticeship-Requirements <![CDATA[Energy Transition Insights: European Hydrogen Bank Launches Pilot Auction on Domestic Hydrogen Production]]> https://www.sullcrom.com/insights/memo/2023/September/S-C-Energy-Transition-Insights-European-Hydrogen-Bank-Launches-Pilot-Auction Tue, 12 Sep 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/September/S-C-Energy-Transition-Insights-European-Hydrogen-Bank-Launches-Pilot-Auction <![CDATA[SEC Rewrites Rulebook for $26 Trillion Private Fund Industry]]> https://www.sullcrom.com/insights/memo/2023/September/SEC-Rewrites-Rulebook-for-26-Trillion-Private-Fund-Industry Mon, 11 Sep 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/September/SEC-Rewrites-Rulebook-for-26-Trillion-Private-Fund-Industry <![CDATA[2023 Corporate Governance Developments]]> https://www.sullcrom.com/insights/memo/2023/September/2023-Corporate-Governance-Developments Thu, 7 Sep 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/September/2023-Corporate-Governance-Developments <![CDATA[2023 Proxy Season Review: Part2]]> https://www.sullcrom.com/insights/memo/2023/September/2023-Proxy-Season-Review-Part-2-Compensation-and-Current-Developments Tue, 5 Sep 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/September/2023-Proxy-Season-Review-Part-2-Compensation-and-Current-Developments <![CDATA[Banking Agencies Propose Long-Term Debt Requirements for Large Banks]]> https://www.sullcrom.com/insights/memo/2023/September/Banking-Agencies-Propose-Long-Term-Debt-Requirements-for-Large-Banks Tue, 5 Sep 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/September/Banking-Agencies-Propose-Long-Term-Debt-Requirements-for-Large-Banks <![CDATA[NAIC Private Equity Initiative Summer 2023 Developments]]> https://www.sullcrom.com/insights/memo/2023/September/NAIC-Private-Equity-Initiative-Summer-2023-Developments Fri, 1 Sep 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/September/NAIC-Private-Equity-Initiative-Summer-2023-Developments <![CDATA[SEC Adopts Significant Rule Changes for Private Fund Advisers]]> https://www.sullcrom.com/insights/memo/2023/August/SEC-Adopts-Significant-Rule-Changes-for-Private-Fund-Advisers Thu, 24 Aug 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/August/SEC-Adopts-Significant-Rule-Changes-for-Private-Fund-Advisers <![CDATA[FTC Signals Intent to Focus on Biometric Information and Section5 of the FTC Act]]> https://www.sullcrom.com/insights/memo/2023/August/FTC-Signals-Intent-to-Focus-on-Biometric-Information Thu, 24 Aug 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/August/FTC-Signals-Intent-to-Focus-on-Biometric-Information <![CDATA[Second Circuit Provides Guidance for Defending Against Class Certification in Securities Fraud Actions]]> https://www.sullcrom.com/insights/memo/2023/August/Second-Circuit-Mandates-Searching-Inquiry-on-Class-Certification Thu, 17 Aug 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/August/Second-Circuit-Mandates-Searching-Inquiry-on-Class-Certification <![CDATA[Federal Trade Commission Expands Scope of Clayton Acts Prohibition on Interlocking Directorates]]> https://www.sullcrom.com/insights/memo/2023/August/FTC-Applies-Interlocking-Directorate-Prohibition-to-LLCs-and-LPs Thu, 17 Aug 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/August/FTC-Applies-Interlocking-Directorate-Prohibition-to-LLCs-and-LPs <![CDATA[SEC Proposes New Rules With Heightened Conflict of Interest Standards for Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers]]> https://www.sullcrom.com/insights/memo/2023/August/PDA-Proposed-Rules Thu, 17 Aug 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/August/PDA-Proposed-Rules <![CDATA[New Executive Order Directs Establishment of Outbound Investment Regime]]> https://www.sullcrom.com/insights/memo/2023/August/New-Executive-Order-Directs-Establishment-of-Outbound-Investment-Regime Tue, 15 Aug 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/August/New-Executive-Order-Directs-Establishment-of-Outbound-Investment-Regime <![CDATA[2023 Proxy Season Review: Part1]]> https://www.sullcrom.com/insights/memo/2023/August/2023-Proxy-Season-Review-Part-1 Fri, 11 Aug 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/August/2023-Proxy-Season-Review-Part-1 <![CDATA[Energy Transition Insights: OECD Modernisation of the Arrangement on Export Credits Update]]> https://www.sullcrom.com/insights/memo/2023/August/S-C-Energy-Transition-Insights-OECD-Publishes-Revised-Text-of-Arrangement-on-Officially-Supported-Export-Credits Thu, 10 Aug 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/August/S-C-Energy-Transition-Insights-OECD-Publishes-Revised-Text-of-Arrangement-on-Officially-Supported-Export-Credits <![CDATA[IRS Issues New Guidance on Cryptocurrency Staking]]> https://www.sullcrom.com/insights/memo/2023/August/IRS-Issues-New-Guidance-on-Cryptocurrency-Staking Wed, 9 Aug 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/August/IRS-Issues-New-Guidance-on-Cryptocurrency-Staking <![CDATA[SEC Proposes Amendments to the Broker-Dealer Customer Protection Rule]]> https://www.sullcrom.com/insights/memo/2023/August/SEC-Proposes-Amendments-to-Broker-Dealer-Customer-Protection-Rule Thu, 3 Aug 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/August/SEC-Proposes-Amendments-to-Broker-Dealer-Customer-Protection-Rule <![CDATA[Basel III Endgame]]> https://www.sullcrom.com/insights/memo/2023/August/Basel-III-Endgame Tue, 1 Aug 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/August/Basel-III-Endgame <![CDATA[DOJ, BIS and OFAC Release Guidance on Voluntary Self-Disclosures]]> https://www.sullcrom.com/insights/memo/2023/July/Sanctions-and-Export-Controls-Guidance Mon, 31 Jul 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/July/Sanctions-and-Export-Controls-Guidance <![CDATA[SEC Adopts New Cybersecurity Disclosure Rules for Public Companies]]> https://www.sullcrom.com/insights/memo/2023/July/SEC-Adopts-New-Cybersecurity-Disclosure-Rules-for-Public-Companies Fri, 28 Jul 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/July/SEC-Adopts-New-Cybersecurity-Disclosure-Rules-for-Public-Companies <![CDATA[SEC Adopts Amendments to Rules Governing Money Market Funds]]> https://www.sullcrom.com/insights/memo/2023/July/SEC-Adopts-Amendments-to-Rules-Governing-Money-Market-Funds Thu, 20 Jul 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/July/SEC-Adopts-Amendments-to-Rules-Governing-Money-Market-Funds <![CDATA[Update on Modernization of the Energy Charter Treaty]]> https://www.sullcrom.com/insights/memo/2023/July/European-Commission-Recommends-EU-s-Withdrawal-From-the-Energy-Charter-Treaty Wed, 19 Jul 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/July/European-Commission-Recommends-EU-s-Withdrawal-From-the-Energy-Charter-Treaty <![CDATA[Department of Justice and Federal Trade Commission Issue Draft Merger Guidelines]]> https://www.sullcrom.com/insights/memo/2023/July/DOJ-and-FTC-Issue-Draft-Merger-Guidelines Wed, 19 Jul 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/July/DOJ-and-FTC-Issue-Draft-Merger-Guidelines <![CDATA[Delaware Court Holds That Corporate Speech on Public Policy Issues Falls Within Purview of Business Judgment]]> https://www.sullcrom.com/insights/memo/2023/July/Delaware-Holds-Corporate-Speech-on-Public-Policy-Issues-Within-Business-Judgement Mon, 17 Jul 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/July/Delaware-Holds-Corporate-Speech-on-Public-Policy-Issues-Within-Business-Judgement <![CDATA[The EU Foreign Subsidies Regulation]]> https://www.sullcrom.com/insights/memo/2023/July/The-New-EU-Foreign-Subsidies-Regulation Mon, 17 Jul 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/July/The-New-EU-Foreign-Subsidies-Regulation <![CDATA[CFTC Requests Comment Regarding Impact of Affiliations on Regulated Entities]]> https://www.sullcrom.com/insights/memo/2023/July/Publication-CFTC-Requests-Comment-on-Impact-of-Affiliations-on-Regulated-Entities Thu, 13 Jul 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/July/Publication-CFTC-Requests-Comment-on-Impact-of-Affiliations-on-Regulated-Entities <![CDATA[Delaware Court of Chancery Raises Standard for Mootness Fee Awards in M&A Transactions]]> https://www.sullcrom.com/insights/memo/2023/July/Delaware-Heightens-Standard-for-M-A-Mootness-Fee-Awards Wed, 12 Jul 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/July/Delaware-Heightens-Standard-for-M-A-Mootness-Fee-Awards <![CDATA[Supreme Court Business Review OctoberTerm2022]]> https://www.sullcrom.com/insights/memo/2023/July/How-The-Recent-Supreme-Court-Term-Will-Affect-Business-October-2022 Tue, 11 Jul 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/July/How-The-Recent-Supreme-Court-Term-Will-Affect-Business-October-2022 <![CDATA[FINRA Releases Concept Proposal for a Liquidity Risk Management Rule]]> https://www.sullcrom.com/insights/memo/2023/July/FINRA-Releases-Liquidity-Risk-Management-Rule-Concept-Proposal Mon, 10 Jul 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/July/FINRA-Releases-Liquidity-Risk-Management-Rule-Concept-Proposal <![CDATA[Fiscal Responsibility Act of 2023: Implications for the Energy Sector]]> https://www.sullcrom.com/insights/memo/2023/June/S-C-Publication-Implications-of-the-Fiscal-Responsibility-Act-for-the-Energy-Sector Fri, 30 Jun 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/June/S-C-Publication-Implications-of-the-Fiscal-Responsibility-Act-for-the-Energy-Sector <![CDATA[Supreme Court Allows Arbitration-Related RICO Claim to Proceed]]> https://www.sullcrom.com/insights/memo/2023/June/SCOTUS-Allows-Arbitration-Related-RICO-Lawsuit-to-Proceed Thu, 29 Jun 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/June/SCOTUS-Allows-Arbitration-Related-RICO-Lawsuit-to-Proceed <![CDATA[U.S. Supreme Court Resolves Circuit Split Concerning Stays Pending Appeals of Denials of Motions to Compel Arbitration]]> https://www.sullcrom.com/insights/memo/2023/June/Supreme-Court-Decision-on-Appeals-of-Denials-of-Motions-to-Compel-Arbitration Thu, 29 Jun 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/June/Supreme-Court-Decision-on-Appeals-of-Denials-of-Motions-to-Compel-Arbitration <![CDATA[Energy Transition Insights: New Guidance on Direct Pay and Transferability of U.S. Clean Energy Tax Credits]]> https://www.sullcrom.com/insights/memo/2023/June/Direct-Pay-and-Transferability-of-U-S-Tax-Credits Wed, 28 Jun 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/June/Direct-Pay-and-Transferability-of-U-S-Tax-Credits <![CDATA[FTC Proposes Major Changes to HSR Process]]> https://www.sullcrom.com/insights/memo/2023/June/FTC-Proposes-Major-Changes-to-HSR-Process Wed, 28 Jun 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/June/FTC-Proposes-Major-Changes-to-HSR-Process <![CDATA[U.S. Supreme Court Upholds Law Requiring Companies Registered To Do Business In Pennsylvania To Consent To Suit There]]> https://www.sullcrom.com/insights/memo/2023/June/SCOTUS-Upholds-Law-Expanding-Personal-Jurisdiction-Over-Corporations Wed, 28 Jun 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/June/SCOTUS-Upholds-Law-Expanding-Personal-Jurisdiction-Over-Corporations <![CDATA[Energy Transition Insights: Carbon Border Adjustment Mechanisms EU Regulation and UK Consultation]]> https://www.sullcrom.com/insights/memo/2023/June/Carbon-Border-Adjustment-Mechanisms Mon, 26 Jun 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/June/Carbon-Border-Adjustment-Mechanisms <![CDATA[SEC Reopens Comment Period for Proposed Security-Based Swap Position Reporting Rule]]> https://www.sullcrom.com/insights/memo/2023/June/SEC-Reopens-Comment-Period-for-Proposed-Security-Based-Swap-Position-Reporting-Rule Fri, 23 Jun 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/June/SEC-Reopens-Comment-Period-for-Proposed-Security-Based-Swap-Position-Reporting-Rule <![CDATA[SEC Adopts Rules Relating to Security-Based Swaps]]> https://www.sullcrom.com/insights/memo/2023/June/SEC-Adopts-Rules-Relating-to-Security-Based-Swaps Fri, 16 Jun 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/June/SEC-Adopts-Rules-Relating-to-Security-Based-Swaps <![CDATA[SEC Adopts Amendments to Regulation M]]> https://www.sullcrom.com/insights/memo/2023/June/SEC-Adopts-Amendments-to-Regulation-M Fri, 16 Jun 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/June/SEC-Adopts-Amendments-to-Regulation-M <![CDATA[U.S. Supreme Court Adopts Narrow Reading of Liability Under the Securities Act of 1933]]> https://www.sullcrom.com/insights/memo/2023/June/U-S-Supreme-Court-Adopts-Narrow-Reading-of-Liability-Under-the-Securities-Act-of-1933 Mon, 5 Jun 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/June/U-S-Supreme-Court-Adopts-Narrow-Reading-of-Liability-Under-the-Securities-Act-of-1933 <![CDATA[OCC Policies and Procedures Manual for Bank Enforcement Actions]]> https://www.sullcrom.com/insights/memo/2023/May/OCC-Manual-Revisions-Further-Remarks-Addressing-TBTM-Problem Tue, 30 May 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/May/OCC-Manual-Revisions-Further-Remarks-Addressing-TBTM-Problem <![CDATA[Energy Transition Insights: Australia United States Climate, Critical Minerals and Clean Energy Transformation Compact]]> https://www.sullcrom.com/insights/memo/2023/May/Australia-US-Compact Thu, 25 May 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/May/Australia-US-Compact <![CDATA[Major Changes to UK Listing Regime]]> https://www.sullcrom.com/insights/memo/2023/May/Major-Changes-to-UK-Listing-Regime Mon, 22 May 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/May/Major-Changes-to-UK-Listing-Regime <![CDATA[Energy Transition Insights: Guidance out on U.S. Domestic Content Bonus Clean Energy Tax Credits]]> https://www.sullcrom.com/insights/memo/2023/May/Guidance-out-on-U-S-Domestic-Content-Bonus-Clean-Energy-Tax-Credits Fri, 19 May 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/May/Guidance-out-on-U-S-Domestic-Content-Bonus-Clean-Energy-Tax-Credits <![CDATA[FDIC and OCC Issue Guidance Relating to Certain Overdraft Practices]]> https://www.sullcrom.com/insights/memo/2023/May/FDIC-and-OCC-Issue-Guidance-Regarding-Overdraft-Practices Wed, 17 May 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/May/FDIC-and-OCC-Issue-Guidance-Regarding-Overdraft-Practices <![CDATA[Supreme Court and First Circuit Cut Back on Expansive Theories of Federal Fraud]]> https://www.sullcrom.com/insights/memo/2023/May/Courts-Reject-Expansive-Fraud-Theories-in-Abdelaziz-Ciminelli-Percoco Mon, 15 May 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/May/Courts-Reject-Expansive-Fraud-Theories-in-Abdelaziz-Ciminelli-Percoco <![CDATA[FDIC Proposed Special Assessments for SVB and Signature Bank Resolutions]]> https://www.sullcrom.com/insights/memo/2023/May/FDIC-Proposed-Special-Assessments-for-SVB-and-Signature-Bank-Resolutions Fri, 12 May 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/May/FDIC-Proposed-Special-Assessments-for-SVB-and-Signature-Bank-Resolutions <![CDATA[In Landmark Digital Antitrust Ruling, Ninth Circuit Largely Affirms Epic v. Apple Decision]]> https://www.sullcrom.com/insights/memo/2023/May/Ninth-Circuit-Issues-Landmark-Epic-Games-v-Apple-Ruling Fri, 5 May 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/May/Ninth-Circuit-Issues-Landmark-Epic-Games-v-Apple-Ruling <![CDATA[SEC Adopts New Disclosure Requirements for Issuer Share Repurchases]]> https://www.sullcrom.com/insights/memo/2023/May/SEC-Adopts-New-Disclosure-Requirements-for-Issuer-Share-Repurchases Thu, 4 May 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/May/SEC-Adopts-New-Disclosure-Requirements-for-Issuer-Share-Repurchases <![CDATA[Consumer Financial Protection Bureau]]> https://www.sullcrom.com/insights/memo/2023/May/S-C-Publication-CFPB-Rule-Imposes-Small-Business-Lending-Data-Requirements Wed, 3 May 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/May/S-C-Publication-CFPB-Rule-Imposes-Small-Business-Lending-Data-Requirements <![CDATA[A Leg to Stand on Key Takeaways for Bondholders Seeking Direct Action Following the Cayman Grand Court Decision in Shinsun Holdings]]> https://www.sullcrom.com/insights/memo/2023/May/Bondholders-Standing-to-Bring-Suit-Recent-Case-and-Practical-Considerations Tue, 2 May 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/May/Bondholders-Standing-to-Bring-Suit-Recent-Case-and-Practical-Considerations <![CDATA[Energy Transition Insights: Proposals for Transmission Reform in the United States]]> https://www.sullcrom.com/insights/memo/2023/May/S-C-Energy-Transition-Insights-Proposals-for-Transmission-Reform-in-the-United-States Tue, 2 May 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/May/S-C-Energy-Transition-Insights-Proposals-for-Transmission-Reform-in-the-United-States <![CDATA[SEC Reopens Comment Period for Beneficial Ownership Reporting Rule Amendments]]> https://www.sullcrom.com/insights/memo/2023/May/SEC-Reopens-Comment-Period-for-Beneficial-Ownership-Reporting-Rule-Amendments Mon, 1 May 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/May/SEC-Reopens-Comment-Period-for-Beneficial-Ownership-Reporting-Rule-Amendments <![CDATA[FSB Issues Report on Climate-Related Compensation Practices]]> https://www.sullcrom.com/insights/memo/2023/April/FSB-Issues-Report-on-Climate-Related-Compensation-Practices Wed, 26 Apr 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/April/FSB-Issues-Report-on-Climate-Related-Compensation-Practices <![CDATA[Financial Stability Oversight Council]]> https://www.sullcrom.com/insights/memo/2023/April/FSOC-Proposed-Guidance-on-Nonbank-SIFI-Designations Wed, 26 Apr 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/April/FSOC-Proposed-Guidance-on-Nonbank-SIFI-Designations <![CDATA[Energy Transition Insights: OECD Modernisation of the Arrangement on Export Credits]]> https://www.sullcrom.com/insights/memo/2023/April/OECD-Modernisation-of-the-Arrangement-on-Export-Credits Wed, 19 Apr 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/April/OECD-Modernisation-of-the-Arrangement-on-Export-Credits <![CDATA[Supreme Court Rules That Federal District Courts Can Resolve Constitutional Challenges to FTC and SEC Structure]]> https://www.sullcrom.com/insights/memo/2023/April/Supreme-Court-Rules-That-Federal-District-Courts-Can-Resolve-Constitutional-Challenges-to-FTC-and-SEC-Structure Mon, 17 Apr 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/April/Supreme-Court-Rules-That-Federal-District-Courts-Can-Resolve-Constitutional-Challenges-to-FTC-and-SEC-Structure <![CDATA[CFPB Policy Statement on Abusive Conduct]]> https://www.sullcrom.com/insights/memo/2023/April/CFPB-Policy-Statement-on-Abusive-Conduct Fri, 14 Apr 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/April/CFPB-Policy-Statement-on-Abusive-Conduct <![CDATA[NAIC Private Equity Initiative Spring 2023 Developments]]> https://www.sullcrom.com/insights/memo/2023/April/NAIC-Private-Equity-Initiative-Spring-2023-Developments Thu, 13 Apr 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/April/NAIC-Private-Equity-Initiative-Spring-2023-Developments <![CDATA[Energy Transition Insights: New Guidance on Energy Community Bonus U.S. Tax Credit]]> https://www.sullcrom.com/insights/memo/2023/April/New-Guidance-on-Energy-Community-Bonus-U-S-Tax-Credit Thu, 13 Apr 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/April/New-Guidance-on-Energy-Community-Bonus-U-S-Tax-Credit <![CDATA[Energy Transition Insights: Facilitating European Production of Net-Zero Technologies]]> https://www.sullcrom.com/insights/memo/2023/April/Facilitating-European-Production-of-Net-Zero-Technologies Thu, 6 Apr 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/April/Facilitating-European-Production-of-Net-Zero-Technologies <![CDATA[Energy Transition Insights: Proposed Guidance on the US Clean Vehicle CreditCritical Minerals and Battery Component Requirements]]> https://www.sullcrom.com/insights/memo/2023/April/Proposed-Guidance-on-the-US-Clean-Vehicle-Credit-Critical-Minerals-and-Battery-Component-Requirements Wed, 5 Apr 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/April/Proposed-Guidance-on-the-US-Clean-Vehicle-Credit-Critical-Minerals-and-Battery-Component-Requirements <![CDATA[European Hydrogen Bank: Key Aspects for Producers of Green Hydrogen]]> https://www.sullcrom.com/insights/memo/2023/April/European-Hydrogen-Bank-Key-Aspects-for-Producers-of-Green-Hydrogen Tue, 4 Apr 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/April/European-Hydrogen-Bank-Key-Aspects-for-Producers-of-Green-Hydrogen <![CDATA[IAIS Finalizes Criteria for Aggregation Method Comparability Assessment]]> https://www.sullcrom.com/insights/memo/2023/March/IAIS-Finalizes-Criteria-for-Aggregation-Method-Comparability-Assessment Fri, 31 Mar 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/March/IAIS-Finalizes-Criteria-for-Aggregation-Method-Comparability-Assessment <![CDATA[SEHK Launches New Listing Regime for Specialist Technology Companies]]> https://www.sullcrom.com/insights/memo/2023/March/SEHK-Launches-New-Listing-Regime-for-Specialist-Technology-Companies Tue, 28 Mar 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/March/SEHK-Launches-New-Listing-Regime-for-Specialist-Technology-Companies <![CDATA[Energy Transition Insights: New EU Proposal to Prioritize Strategic Projects Securing the Supply of Critical Raw Materials]]> https://www.sullcrom.com/insights/memo/2023/March/New-EU-Proposal-to-Prioritize-Strategic-Projects-Securing-the-Supply-of-Critical-Raw-Materials Mon, 27 Mar 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/March/New-EU-Proposal-to-Prioritize-Strategic-Projects-Securing-the-Supply-of-Critical-Raw-Materials <![CDATA[SEC Proposes New Disclosure Rule for Market Entities, and Amendments to Regulations SCI and S-P, to Address Cybersecurity Risks to the U.S. Securities Markets]]> https://www.sullcrom.com/insights/memo/2023/March/SEC-Proposes-New-Cybersecurity-Rule-and-Regulation-S-P-and-SCI-Amendments Wed, 22 Mar 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/March/SEC-Proposes-New-Cybersecurity-Rule-and-Regulation-S-P-and-SCI-Amendments <![CDATA[New California Privacy Requirements Effective in 2023]]> https://www.sullcrom.com/insights/memo/2023/March/New-California-Privacy-Requirements-Effective-in-2023 Thu, 16 Mar 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/March/New-California-Privacy-Requirements-Effective-in-2023 <![CDATA[Amendments to UK Takeover Code]]> https://www.sullcrom.com/insights/memo/2023/March/Amendments-to-UK-Takeover-Code Mon, 13 Mar 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/March/Amendments-to-UK-Takeover-Code <![CDATA[Energy Transition Insights: Proposed Revisions to the U.S. DFC Environmental and Social Policy and Procedures]]> https://www.sullcrom.com/insights/memo/2023/March/Proposed-Revisions-to-the-U-S-DFC-Environmental-and-Social-Policy-and-Procedures Mon, 13 Mar 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/March/Proposed-Revisions-to-the-U-S-DFC-Environmental-and-Social-Policy-and-Procedures <![CDATA[NYSE and Nasdaq File Proposed Listing Standards Implementing SEC Clawback Rule]]> https://www.sullcrom.com/insights/memo/2023/March/NYSE-and-Nasdaq-File-Proposed-Listing-Standards-Implementing-SEC-Clawback-Rule Thu, 9 Mar 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/March/NYSE-and-Nasdaq-File-Proposed-Listing-Standards-Implementing-SEC-Clawback-Rule <![CDATA[Energy Transition Insights: New Updates to ESG Loan PrinciplesKey Takeaways for Borrowers and Lenders]]> https://www.sullcrom.com/insights/memo/2023/March/New-Updates-to-ESG-Loan-Principles-Key-Takeaways-for-Borrowers-and-Lenders Thu, 9 Mar 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/March/New-Updates-to-ESG-Loan-Principles-Key-Takeaways-for-Borrowers-and-Lenders <![CDATA[U.S. Department of Justice Announces Changes to Policies for Prosecuting Corporate Crime]]> https://www.sullcrom.com/insights/memo/2023/March/U-S-Department-of-Justice-Announces-Changes-to-Policies-for-Prosecuting-Corporate-Crime Tue, 7 Mar 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/March/U-S-Department-of-Justice-Announces-Changes-to-Policies-for-Prosecuting-Corporate-Crime <![CDATA[Energy Transition Insights: Exporting Green Hydrogen to the EUKey Considerations for Producers under New EU Rules]]> https://www.sullcrom.com/insights/memo/2023/March/Exporting-Green-Hydrogen-to-the-EU-Key-Considerations-for-Producers-under-New-EU-Rules Mon, 6 Mar 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/March/Exporting-Green-Hydrogen-to-the-EU-Key-Considerations-for-Producers-under-New-EU-Rules <![CDATA[Update UK Government Launches Consultation and Call for Evidence on a New UK Regulatory Regime for Cryptoassets]]> https://www.sullcrom.com/insights/memo/2023/March/Update-UK-Government-Launches-Consultation-and-Call-for-Evidence-on-a-New-UK-Regulatory-Regime-for-Cryptoassets Mon, 6 Mar 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/March/Update-UK-Government-Launches-Consultation-and-Call-for-Evidence-on-a-New-UK-Regulatory-Regime-for-Cryptoassets <![CDATA[SEC Proposes Significant Changes to Custody Rule for Investment Advisers]]> https://www.sullcrom.com/insights/memo/2023/March/SEC-Proposes-Significant-Changes-to-Custody-Rule-for-Investment-Advisers Wed, 1 Mar 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/March/SEC-Proposes-Significant-Changes-to-Custody-Rule-for-Investment-Advisers <![CDATA[SEC Extends EDGAR Filing Hours for Form 144 Filings]]> https://www.sullcrom.com/insights/memo/2023/February/SEC-Extends-EDGAR-Filing-Hours-for-Form-144-Filings Wed, 22 Feb 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/February/SEC-Extends-EDGAR-Filing-Hours-for-Form-144-Filings <![CDATA[New Guidance on $10 Billion Worth of Advanced Energy Project Tax Credits]]> https://www.sullcrom.com/insights/memo/2023/February/New-Guidance-on-10-Billion-Worth-of-Advanced-Energy-Project-Tax-Credits Tue, 21 Feb 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/February/New-Guidance-on-10-Billion-Worth-of-Advanced-Energy-Project-Tax-Credits <![CDATA[CFPB Proposed Rule Would Revolutionize Framework for Credit Card Late Fees]]> https://www.sullcrom.com/insights/memo/2023/February/CFPB-Proposed-Rule-Would-Revolutionize-Framework-for-Credit-Card-Late-Fees Fri, 17 Feb 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/February/CFPB-Proposed-Rule-Would-Revolutionize-Framework-for-Credit-Card-Late-Fees <![CDATA[New German Law on ESG Due Diligence Obligations in Supply Chains]]> https://www.sullcrom.com/insights/memo/2023/February/New-German-Law-on-ESG-Due-Diligence-Obligations-in-Supply-Chains Wed, 8 Feb 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/February/New-German-Law-on-ESG-Due-Diligence-Obligations-in-Supply-Chains <![CDATA[CFTC Revises No-Action Relief for Swaps Intended to Be Cleared]]> https://www.sullcrom.com/insights/memo/2023/February/CFTC-Revises-No-Action-Relief-for-Swaps-Intended-to-Be-Cleared Tue, 7 Feb 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/February/CFTC-Revises-No-Action-Relief-for-Swaps-Intended-to-Be-Cleared <![CDATA[Delaware Court of Chancery Holds for the First Time that Corporate Officers Owe a Duty of Oversight]]> https://www.sullcrom.com/insights/memo/2023/February/Delaware-Court-of-Chancery-Holds-for-the-First-Time-that-Corporate-Officers-Owe-a-Duty-of-Oversight Wed, 1 Feb 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/February/Delaware-Court-of-Chancery-Holds-for-the-First-Time-that-Corporate-Officers-Owe-a-Duty-of-Oversight <![CDATA[Federal Reserve Board Policy Statement on Permissible State Member Bank Activities]]> https://www.sullcrom.com/insights/memo/2023/January/Federal-Reserve-Board-Policy-Statement-on-Permissible-State-Member-Bank-Activities Mon, 30 Jan 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/January/Federal-Reserve-Board-Policy-Statement-on-Permissible-State-Member-Bank-Activities <![CDATA[NYDFS Issues Guidance on Virtual Currency Custodial Structures]]> https://www.sullcrom.com/insights/memo/2023/January/NYDFS-Issues-Guidance-on-Virtual-Currency-Custodial-Structures Wed, 25 Jan 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/January/NYDFS-Issues-Guidance-on-Virtual-Currency-Custodial-Structures <![CDATA[Federal Reserve Issues Instructions for its Pilot Climate Scenario Analysis Exercise]]> https://www.sullcrom.com/insights/memo/2023/January/Federal-Reserve-Issues-Instructions-for-its-Pilot-Climate-Scenario-Analysis-Exercise Tue, 24 Jan 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/January/Federal-Reserve-Issues-Instructions-for-its-Pilot-Climate-Scenario-Analysis-Exercise <![CDATA[Hart-Scott-Rodino Act and New Filing Fee Structure]]> https://www.sullcrom.com/insights/memo/2023/January/Hart-Scott-Rodino-Act-and-New-Filing-Fee-Structure Mon, 23 Jan 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/January/Hart-Scott-Rodino-Act-and-New-Filing-Fee-Structure <![CDATA[U.S. Department of Justice Announces Changes to Corporate Enforcement Policies]]> https://www.sullcrom.com/insights/memo/2023/January/U-S-Department-of-Justice-Announces-Changes-to-Corporate-Enforcement-Policies Thu, 19 Jan 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/January/U-S-Department-of-Justice-Announces-Changes-to-Corporate-Enforcement-Policies <![CDATA[Federal Reserve and OCC Consideration of Bank Merger Proposals]]> https://www.sullcrom.com/insights/memo/2023/January/Federal-Reserve-and-OCC-Consideration-of-Bank-Merger-Proposals Wed, 18 Jan 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/January/Federal-Reserve-and-OCC-Consideration-of-Bank-Merger-Proposals <![CDATA[IRS Issues Initial Guidance on Stock Buyback Tax]]> https://www.sullcrom.com/insights/memo/2023/January/IRS-Issues-Initial-Guidance-on-Stock-Buyback-Tax Tue, 10 Jan 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/January/IRS-Issues-Initial-Guidance-on-Stock-Buyback-Tax <![CDATA[Key ESG Considerations for U.S. Financial Institutions in 2023]]> https://www.sullcrom.com/insights/memo/2023/January/Key-ESG-Considerations-for-US-Financial-Institutions-in-2023 Tue, 10 Jan 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/January/Key-ESG-Considerations-for-US-Financial-Institutions-in-2023 <![CDATA[EU Adopts Expansive Corporate Sustainability Reporting Requirements]]> https://www.sullcrom.com/insights/memo/2023/January/EU-Adopts-Expansive-Corporate-Sustainability-Reporting-Requirements Mon, 9 Jan 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/January/EU-Adopts-Expansive-Corporate-Sustainability-Reporting-Requirements <![CDATA[Update on NAICs Private Equity Initiative]]> https://www.sullcrom.com/insights/memo/2023/January/Update-on-NAICs-Private-Equity-Initiative Fri, 6 Jan 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/January/Update-on-NAICs-Private-Equity-Initiative <![CDATA[Federal Trade Commission Issues Proposed Rule That Would Bar Most Non-Compete Agreements with Workers]]> https://www.sullcrom.com/insights/memo/2023/January/Federal-Trade-Commission-Issues-Proposed-Rule-That-Would-Bar-Most-NonCompete-Agreements-with-Workers Fri, 6 Jan 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/January/Federal-Trade-Commission-Issues-Proposed-Rule-That-Would-Bar-Most-NonCompete-Agreements-with-Workers <![CDATA[Delaware Court of Chancery Denies Motion to Dismiss Claims Against SPAC Directors and Holds Entire Fairness Applies]]> https://www.sullcrom.com/insights/memo/2023/January/Delaware-Court-of-Chancery-Denies-Motion-to-Dismiss-Claims-Against-SPAC-Directors-and-Holds-Entire-Fairness-Applies Fri, 6 Jan 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/January/Delaware-Court-of-Chancery-Denies-Motion-to-Dismiss-Claims-Against-SPAC-Directors-and-Holds-Entire-Fairness-Applies <![CDATA[Prudential Regulators Issue Joint Statement on Crypto-AssetRisks]]> https://www.sullcrom.com/insights/memo/2023/January/Prudential-Regulators-Issue-Joint-Statement-on-CryptoAssetRisks Wed, 4 Jan 2023 00:00:00 GMT https://www.sullcrom.com/insights/memo/2023/January/Prudential-Regulators-Issue-Joint-Statement-on-CryptoAssetRisks <![CDATA[Proposed Equity Market Structure Reforms]]> https://www.sullcrom.com/insights/memo/2022/December/Proposed-Equity-Market-Structure-Reforms Wed, 21 Dec 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/December/Proposed-Equity-Market-Structure-Reforms <![CDATA[Non-GAAP Financial Measures]]> https://www.sullcrom.com/insights/memo/2022/December/NonGAAP-Financial-Measures-12-19-2022 Mon, 19 Dec 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/December/NonGAAP-Financial-Measures-12-19-2022 <![CDATA[SEC Adopts New Requirements for Rule 10b5-1 Trading Plans]]> https://www.sullcrom.com/insights/memo/2022/December/SEC-Adopts-New-Requirements-for-Rule-10b51-Trading-Plans-New-Rules-Impose-Procedural-Substantive-and-Disclosure-Requirements-for Fri, 16 Dec 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/December/SEC-Adopts-New-Requirements-for-Rule-10b51-Trading-Plans-New-Rules-Impose-Procedural-Substantive-and-Disclosure-Requirements-for <![CDATA[FSB Discontinues Annual Identification of G-SIIs]]> https://www.sullcrom.com/insights/memo/2022/December/FSB-Discontinues-Annual-Identification-of-GSIIs Thu, 15 Dec 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/December/FSB-Discontinues-Annual-Identification-of-GSIIs <![CDATA[Key Considerations for Upcoming 2022 Form 10-K and 20-F Filings]]> https://www.sullcrom.com/insights/memo/2022/December/Key-Considerations-for-Upcoming-2022-Form-10K-and-20F-Filings Wed, 14 Dec 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/December/Key-Considerations-for-Upcoming-2022-Form-10K-and-20F-Filings <![CDATA[2022 U.S. Shareholder Activism and Activist Settlement Agreements]]> https://www.sullcrom.com/insights/memo/2022/December/2022-US-Shareholder-Activism-and-Activist-Settlement-Agreements Tue, 13 Dec 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/December/2022-US-Shareholder-Activism-and-Activist-Settlement-Agreements <![CDATA[SEC Staff Highlights Disclosures Regarding Crypto Market Developments]]> https://www.sullcrom.com/insights/memo/2022/December/SEC-Staff-Highlights-Disclosures-Regarding-Crypto-Market-Developments Fri, 9 Dec 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/December/SEC-Staff-Highlights-Disclosures-Regarding-Crypto-Market-Developments <![CDATA[Limiting Senior Officer Liability Recent Developments]]> https://www.sullcrom.com/insights/memo/2022/December/Limiting-Senior-Officer-Liability-Recent-Developments Wed, 7 Dec 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/December/Limiting-Senior-Officer-Liability-Recent-Developments <![CDATA[SEC Proposes Mandatory Swing Pricing and Revised Liquidity and Reporting Requirements for Open-End Funds]]> https://www.sullcrom.com/insights/memo/2022/November/SEC-Proposes-Mandatory-Swing-Pricing-and-Revised-Liquidity-and-Reporting-Requirements-for-OpenEnd-Funds Mon, 28 Nov 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/November/SEC-Proposes-Mandatory-Swing-Pricing-and-Revised-Liquidity-and-Reporting-Requirements-for-OpenEnd-Funds <![CDATA[Full Steam Ahead Recent Developments in U.S. Hydrogen Investments, Incentives and Policies]]> https://www.sullcrom.com/insights/memo/2022/November/Full-Steam-Ahead-Recent-Developments-in-US-Hydrogen-Investments-Incentives-and-Policies Tue, 22 Nov 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/November/Full-Steam-Ahead-Recent-Developments-in-US-Hydrogen-Investments-Incentives-and-Policies <![CDATA[November 2022 Securities Enforcement and Litigation Update]]> https://www.sullcrom.com/insights/memo/2022/November/November-2022-Securities-Enforcement-and-Litigation-Update Tue, 22 Nov 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/November/November-2022-Securities-Enforcement-and-Litigation-Update <![CDATA[SEC Adopts Enhanced Proxy Voting Disclosure Requirements for Investment Funds and Requires Disclosure of Say-on-Pay Votes for Institutional Investment Managers]]> https://www.sullcrom.com/insights/memo/2022/November/SEC-Adopts-Enhanced-Proxy-Voting-Disclosure-Requirements-for-Investment-Funds-and-Requires-Disclosure-of-SayonPay-Votes-for-Inst Mon, 21 Nov 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/November/SEC-Adopts-Enhanced-Proxy-Voting-Disclosure-Requirements-for-Investment-Funds-and-Requires-Disclosure-of-SayonPay-Votes-for-Inst <![CDATA[FTC Redefines Unfair Methods of Competition Under Section 5 of the FTC Act]]> https://www.sullcrom.com/insights/memo/2022/November/FTC-Redefines-Unfair-Methods-of-Competition-Under-Section-5-of-the-FTC-Act Fri, 18 Nov 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/November/FTC-Redefines-Unfair-Methods-of-Competition-Under-Section-5-of-the-FTC-Act <![CDATA[Recent Developments in EU Hydrogen Initiatives]]> https://www.sullcrom.com/insights/memo/2022/November/Recent-Developments-in-EU-Hydrogen-Initiatives Thu, 17 Nov 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/November/Recent-Developments-in-EU-Hydrogen-Initiatives <![CDATA[Federal Reserve Reopens Master Account Access Guidelines]]> https://www.sullcrom.com/insights/memo/2022/November/Federal-Reserve-Reopens-Master-Account-Access-Guidelines Wed, 16 Nov 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/November/Federal-Reserve-Reopens-Master-Account-Access-Guidelines <![CDATA[New York State Department of Financial Services Proposes Significant Amendments to Cybersecurity Regulations]]> https://www.sullcrom.com/insights/memo/2022/November/New-York-State-Department-of-Financial-Services-Proposes-Significant-Amendments-to-Cybersecurity-Regulations Mon, 14 Nov 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/November/New-York-State-Department-of-Financial-Services-Proposes-Significant-Amendments-to-Cybersecurity-Regulations <![CDATA[EU State Aid and Tax]]> https://www.sullcrom.com/insights/memo/2022/November/EU-State-Aid-and-Tax Wed, 9 Nov 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/November/EU-State-Aid-and-Tax <![CDATA[SEC Adopts Amendments to Modernize Fund Shareholder Reports and Disclosures]]> https://www.sullcrom.com/insights/memo/2022/November/SEC-Adopts-Amendments-to-Modernize-Fund-Shareholder-Reports-and-Disclosures Mon, 7 Nov 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/November/SEC-Adopts-Amendments-to-Modernize-Fund-Shareholder-Reports-and-Disclosures <![CDATA[SEC Proposes New Requirements for Outsourcing by Investment Advisers]]> https://www.sullcrom.com/insights/memo/2022/November/SEC-Proposes-New-Requirements-for-Outsourcing-by-Investment-Advisers Fri, 4 Nov 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/November/SEC-Proposes-New-Requirements-for-Outsourcing-by-Investment-Advisers <![CDATA[Legacy NAFTA Investor Protections to Expire in 2023]]> https://www.sullcrom.com/insights/memo/2022/November/Legacy-NAFTA-Investor-Protections-to-Expire-in-2023 Wed, 2 Nov 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/November/Legacy-NAFTA-Investor-Protections-to-Expire-in-2023 <![CDATA[SEC Adopts Final Mandatory Clawback Rules]]> https://www.sullcrom.com/insights/memo/2022/October/SEC-Adopts-Final-Mandatory-Clawback-Rules Mon, 31 Oct 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/October/SEC-Adopts-Final-Mandatory-Clawback-Rules <![CDATA[Fifth Circuit Panel Finds CFPB Funding Mechanism Unconstitutional]]> https://www.sullcrom.com/insights/memo/2022/October/Fifth-Circuit-Panel-Finds-CFPB-Funding-Mechanism-Unconstitutional Fri, 28 Oct 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/October/Fifth-Circuit-Panel-Finds-CFPB-Funding-Mechanism-Unconstitutional <![CDATA[SEHK Proposes New Listing Regime for Specialist Technology Companies]]> https://www.sullcrom.com/insights/memo/2022/October/SEHK-Proposes-New-Listing-Regime-for-Specialist-Technology-Companies Thu, 27 Oct 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/October/SEHK-Proposes-New-Listing-Regime-for-Specialist-Technology-Companies <![CDATA[FIO Requests Comments on a Proposed Data Call for Homeowners Insurance Underwriting Data to Aid in Assessment of Climate Risk]]> https://www.sullcrom.com/insights/memo/2022/October/FIO-Requests-Comments-on-a-Proposed-Data-Call-for-Homeowners-Insurance-Underwriting-Data-to-Aid-in-Assessment-of-Climate-Risk Thu, 27 Oct 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/October/FIO-Requests-Comments-on-a-Proposed-Data-Call-for-Homeowners-Insurance-Underwriting-Data-to-Aid-in-Assessment-of-Climate-Risk <![CDATA[CFIUS Enforcement and Penalty Guidelines Issued]]> https://www.sullcrom.com/insights/memo/2022/October/CFIUS-Enforcement-and-Penalty-Guidelines-Issued Wed, 26 Oct 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/October/CFIUS-Enforcement-and-Penalty-Guidelines-Issued <![CDATA[Federal Reserve Adopts Supervisory Framework for Supervised Insurance Organizations]]> https://www.sullcrom.com/insights/memo/2022/October/Federal-Reserve-Adopts-Supervisory-Framework-for-Supervised-Insurance-Organizations Mon, 17 Oct 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/October/Federal-Reserve-Adopts-Supervisory-Framework-for-Supervised-Insurance-Organizations <![CDATA[Federal Reserve Invites Public Comment on Potential Resolution-Related Standards for Large Banking Organizations]]> https://www.sullcrom.com/insights/memo/2022/October/Federal-Reserve-Invites-Public-Comment-on-Potential-ResolutionRelated-Standards-for-Large-Banking-Organizations Sun, 16 Oct 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/October/Federal-Reserve-Invites-Public-Comment-on-Potential-ResolutionRelated-Standards-for-Large-Banking-Organizations <![CDATA[SEC Reopens Comment Period on 11 Rulemaking Releases]]> https://www.sullcrom.com/insights/memo/2022/October/SEC-Reopens-Comment-Period-on-11-Rulemaking-Releases Mon, 10 Oct 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/October/SEC-Reopens-Comment-Period-on-11-Rulemaking-Releases <![CDATA[Recent SEC Insider Trading Action Provides Key Insights Into the Future of Rule 10b5-1]]> https://www.sullcrom.com/insights/memo/2022/September/Recent-SEC-Insider-Trading-Action-Provides-Key-Insights-Into-the-Future-of-Rule-10b51 Mon, 26 Sep 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/September/Recent-SEC-Insider-Trading-Action-Provides-Key-Insights-Into-the-Future-of-Rule-10b51 <![CDATA[Executive Order Providing Guidance to CFIUS on Evolving National Security Risks]]> https://www.sullcrom.com/insights/memo/2022/September/Executive-Order-Providing-Guidance-to-CFIUS-on-Evolving-National-Security-Risks Tue, 20 Sep 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/September/Executive-Order-Providing-Guidance-to-CFIUS-on-Evolving-National-Security-Risks <![CDATA[Twitter v. Musk Discovery Ruling Highlights Issues for Executives Using Work Email for Non-Work-Related Privileged Communications]]> https://www.sullcrom.com/insights/memo/2022/September/Twitter-v-Musk-Discovery-Ruling-Highlights-Issues-for-Executives-Using-Work-Email-for-NonWorkRelated-Privileged-Communications Mon, 19 Sep 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/September/Twitter-v-Musk-Discovery-Ruling-Highlights-Issues-for-Executives-Using-Work-Email-for-NonWorkRelated-Privileged-Communications <![CDATA[U.S. Department of Justice Announces Priorities and Expectations in Prosecuting Corporate Crime]]> https://www.sullcrom.com/insights/memo/2022/September/US-Department-of-Justice-Announces-Priorities-and-Expectations-in-Prosecuting-Corporate-Crime Mon, 19 Sep 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/September/US-Department-of-Justice-Announces-Priorities-and-Expectations-in-Prosecuting-Corporate-Crime <![CDATA[Delaware Chancery Court Rejects Caremark Liability for Failure to Oversee Cybersecurity Risk]]> https://www.sullcrom.com/insights/memo/2022/September/Delaware-Chancery-Court-Rejects-Caremark-Liability-for-Failure-to-Oversee-Cybersecurity-Risk Mon, 19 Sep 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/September/Delaware-Chancery-Court-Rejects-Caremark-Liability-for-Failure-to-Oversee-Cybersecurity-Risk <![CDATA[SEC Adopts Pay-Versus-Performance Disclosure Rule]]> https://www.sullcrom.com/insights/memo/2022/September/SEC-Adopts-PayVersusPerformance-Disclosure-Rule Thu, 1 Sep 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/September/SEC-Adopts-PayVersusPerformance-Disclosure-Rule <![CDATA[SEC and CFTC Propose Further Amendments to Private Fund Reporting]]> https://www.sullcrom.com/insights/memo/2022/August/SEC-and-CFTC-Propose-Further-Amendments-to-Private-Fund-Reporting Thu, 25 Aug 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/August/SEC-and-CFTC-Propose-Further-Amendments-to-Private-Fund-Reporting <![CDATA[Federal Reserve Requires Notification of Crypto-Asset-Related Activities]]> https://www.sullcrom.com/insights/memo/2022/August/Federal-Reserve-Requires-Notification-of-CryptoAssetRelated-Activities Mon, 22 Aug 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/August/Federal-Reserve-Requires-Notification-of-CryptoAssetRelated-Activities <![CDATA[2022 Proxy Season Review Part2 (Say-on-Pay and Equity Compensation Plan Voting)]]> https://www.sullcrom.com/insights/memo/2022/August/2022-Proxy-Season-Review-Part-2-SayonPay-and-Equity-Compensation-Plan-Voting Mon, 22 Aug 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/August/2022-Proxy-Season-Review-Part-2-SayonPay-and-Equity-Compensation-Plan-Voting <![CDATA[NAIC Adopts List of Regulatory Considerations Applicable (But Not Exclusive) to Private Equity-Owned Insurers]]> https://www.sullcrom.com/insights/memo/2022/August/NAIC-Adopts-List-of-Regulatory-Considerations-Applicable-But-Not-Exclusive-to-Private-EquityOwned-Insurers Fri, 19 Aug 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/August/NAIC-Adopts-List-of-Regulatory-Considerations-Applicable-But-Not-Exclusive-to-Private-EquityOwned-Insurers <![CDATA[Final Guidelines on Federal Reserve Bank Account Access]]> https://www.sullcrom.com/insights/memo/2022/August/Final-Guidelines-on-Federal-Reserve-Bank-Account-Access Fri, 19 Aug 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/August/Final-Guidelines-on-Federal-Reserve-Bank-Account-Access <![CDATA[Inflation Reduction Act Energy Tax Credit and Climate-Related Funding Provisions]]> https://www.sullcrom.com/insights/memo/2022/August/Inflation-Reduction-Act-Energy-Tax-Credit-and-ClimateRelated-Funding-Provisions Wed, 17 Aug 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/August/Inflation-Reduction-Act-Energy-Tax-Credit-and-ClimateRelated-Funding-Provisions <![CDATA[Recent CFPB Actions]]> https://www.sullcrom.com/insights/memo/2022/August/Recent-CFPB-Actions Tue, 16 Aug 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/August/Recent-CFPB-Actions <![CDATA[New York State Department of Financial Services Releases Pre-Proposed Amendments to Cybersecurity Regulations]]> https://www.sullcrom.com/insights/memo/2022/August/New-York-State-Department-of-Financial-Services-Releases-PreProposed-Amendments-to-Cybersecurity-Regulations Mon, 15 Aug 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/August/New-York-State-Department-of-Financial-Services-Releases-PreProposed-Amendments-to-Cybersecurity-Regulations <![CDATA[New Excise Tax on Stock Repurchases]]> https://www.sullcrom.com/insights/memo/2022/August/New-Excise-Tax-on-Stock-Repurchases Mon, 15 Aug 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/August/New-Excise-Tax-on-Stock-Repurchases <![CDATA[Further Proposals to Reform the UKs Capital Markets]]> https://www.sullcrom.com/insights/memo/2022/August/Further-Proposals-to-Reform-the-UKs-Capital-Markets Wed, 10 Aug 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/August/Further-Proposals-to-Reform-the-UKs-Capital-Markets <![CDATA[2022 Proxy Season Review Part1 (Rule 14a-8 Shareholder Proposals)]]> https://www.sullcrom.com/insights/memo/2022/August/2022-Proxy-Season-Review-Part-1-Rule-14a8-Shareholder-Proposals Mon, 8 Aug 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/August/2022-Proxy-Season-Review-Part-1-Rule-14a8-Shareholder-Proposals <![CDATA[Senators Schumer, Manchin Introduce Inflation Reduction Act]]> https://www.sullcrom.com/insights/memo/2022/August/Senators-Schumer-Manchin-Introduce-Inflation-Reduction-Act Tue, 2 Aug 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/August/Senators-Schumer-Manchin-Introduce-Inflation-Reduction-Act <![CDATA[EU Nears Adoption of Expansive Corporate Sustainability Reporting Requirements]]> https://www.sullcrom.com/insights/memo/2022/August/EU-Nears-Adoption-of-Expansive-Corporate-Sustainability-Reporting-Requirements Mon, 1 Aug 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/August/EU-Nears-Adoption-of-Expansive-Corporate-Sustainability-Reporting-Requirements <![CDATA[SEC Reverses Aspects of Proxy Voting Advice Regulations]]> https://www.sullcrom.com/insights/memo/2022/July/SEC-Reverses-Aspects-of-Proxy-Voting-Advice-Regulations Thu, 21 Jul 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/July/SEC-Reverses-Aspects-of-Proxy-Voting-Advice-Regulations <![CDATA[SEC Proposes to Significantly Narrow Bases for Excluding Shareholder Proposals Under Rule 14a-8]]> https://www.sullcrom.com/insights/memo/2022/July/SEC-Proposes-to-Significantly-Narrow-Bases-for-Excluding-Shareholder-Proposals-Under-Rule-14a8 Thu, 21 Jul 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/July/SEC-Proposes-to-Significantly-Narrow-Bases-for-Excluding-Shareholder-Proposals-Under-Rule-14a8 <![CDATA[U.K. Regulator Comments on ESG-labelled Bonds and ESG Ratings]]> https://www.sullcrom.com/insights/memo/2022/July/UK-Regulator-Comments-on-ESGlabelled-Bonds-and-ESG-Ratings Wed, 13 Jul 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/July/UK-Regulator-Comments-on-ESGlabelled-Bonds-and-ESG-Ratings <![CDATA[Supreme Court Business Review]]> https://www.sullcrom.com/insights/memo/2022/July/Supreme-Court-Business-Review-July-7-2022 Thu, 7 Jul 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/July/Supreme-Court-Business-Review-July-7-2022 <![CDATA[CFPB Seeks Information on Credit Card Late Fees]]> https://www.sullcrom.com/insights/memo/2022/July/CFPB-Seeks-Information-on-Credit-Card-Late-Fees Thu, 7 Jul 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/July/CFPB-Seeks-Information-on-Credit-Card-Late-Fees <![CDATA[U.S. Supreme Court Rejects HHSs Interpretation of the Medicare Statute, Declines to Address Chevron Deference]]> https://www.sullcrom.com/insights/memo/2022/June/US-Supreme-Court-Rejects-HHSs-Interpretation-of-the-Medicare-Statute-Declines-to-Address-Chevron-Deference Wed, 22 Jun 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/June/US-Supreme-Court-Rejects-HHSs-Interpretation-of-the-Medicare-Statute-Declines-to-Address-Chevron-Deference <![CDATA[Supreme Court Upholds Right to Compel Arbitration of Claims Brought Under California Private Attorneys General Act (PAGA)]]> https://www.sullcrom.com/insights/memo/2022/June/Supreme-Court-Upholds-Right-to-Compel-Arbitration-of-Claims-Brought-Under-California-Private-Attorneys-General-Act-PAGA Tue, 21 Jun 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/June/Supreme-Court-Upholds-Right-to-Compel-Arbitration-of-Claims-Brought-Under-California-Private-Attorneys-General-Act-PAGA <![CDATA[SEC Issues Request for Comment on Regulatory Status of Certain Information Providers Under the Investment Advisers Act]]> https://www.sullcrom.com/insights/memo/2022/June/SEC-Issues-Request-for-Comment-on-Regulatory-Status-of-Certain-Information-Providers-Under-the-Investment-Advisers-Act Tue, 21 Jun 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/June/SEC-Issues-Request-for-Comment-on-Regulatory-Status-of-Certain-Information-Providers-Under-the-Investment-Advisers-Act <![CDATA[CFTC Releases Request for Information on Climate-Related Financial Risk]]> https://www.sullcrom.com/insights/memo/2022/June/CFTC-Releases-Request-for-Information-on-ClimateRelated-Financial-Risk Tue, 21 Jun 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/June/CFTC-Releases-Request-for-Information-on-ClimateRelated-Financial-Risk <![CDATA[Supreme Court Bars Discovery in Aid of Foreign Arbitrations]]> https://www.sullcrom.com/insights/memo/2022/June/Supreme-Court-Bars-Discovery-in-Aid-of-Foreign-Arbitrations Fri, 17 Jun 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/June/Supreme-Court-Bars-Discovery-in-Aid-of-Foreign-Arbitrations <![CDATA[Changes to U.K. Listing Regime]]> https://www.sullcrom.com/insights/memo/2022/June/Changes-to-UK-Listing-Regime Fri, 17 Jun 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/June/Changes-to-UK-Listing-Regime <![CDATA[Supreme Court Addresses Transportation-Worker Exemption to Federal Arbitration Act]]> https://www.sullcrom.com/insights/memo/2022/June/Supreme-Court-Addresses-TransportationWorker-Exemption-to-Federal-Arbitration-Act Wed, 15 Jun 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/June/Supreme-Court-Addresses-TransportationWorker-Exemption-to-Federal-Arbitration-Act <![CDATA[SEC Adopts Amendments Requiring Electronic Filing of Certain Documents, Including Glossy Annual Reports, Forms 144 and Forms 6-K]]> https://www.sullcrom.com/insights/memo/2022/June/SEC-Adopts-Amendments-Requiring-Electronic-Filing-of-Certain-Documents-Including-Glossy-Annual-Reports-Forms-144-and-Forms-6K Wed, 8 Jun 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/June/SEC-Adopts-Amendments-Requiring-Electronic-Filing-of-Certain-Documents-Including-Glossy-Annual-Reports-Forms-144-and-Forms-6K <![CDATA[SEC Proposes Enhanced ESG Disclosure Requirements for Investment Advisers and Investment Companies]]> https://www.sullcrom.com/insights/memo/2022/June/SEC-Proposes-Enhanced-ESG-Disclosure-Requirements-for-Investment-Advisers-and-Investment-Companies Mon, 6 Jun 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/June/SEC-Proposes-Enhanced-ESG-Disclosure-Requirements-for-Investment-Advisers-and-Investment-Companies <![CDATA[SEC Proposes Amendments to Expand Fund Names Rule]]> https://www.sullcrom.com/insights/memo/2022/June/SEC-Proposes-Amendments-to-Expand-Fund-Names-Rule Fri, 3 Jun 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/June/SEC-Proposes-Amendments-to-Expand-Fund-Names-Rule <![CDATA[Supreme Court Rules on Arbitration Waiver Requirements]]> https://www.sullcrom.com/insights/memo/2022/June/Supreme-Court-Rules-on-Arbitration-Waiver-Requirements Fri, 3 Jun 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/June/Supreme-Court-Rules-on-Arbitration-Waiver-Requirements <![CDATA[UK Merger Control and FDI New Jurisdictional Tests and Recent Developments]]> https://www.sullcrom.com/insights/memo/2022/May/UK-Merger-Control-and-FDINew-Jurisdictional-Tests-and-Recent-Developments Tue, 31 May 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/May/UK-Merger-Control-and-FDINew-Jurisdictional-Tests-and-Recent-Developments <![CDATA[EU Commission Proposes to Simplify Merger Control Procedures]]> https://www.sullcrom.com/insights/memo/2022/May/EU-Commission-Proposes-to-Simplify-Merger-Control-Procedures Fri, 27 May 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/May/EU-Commission-Proposes-to-Simplify-Merger-Control-Procedures <![CDATA[EU Merger Control EUR 28 Million Gun-Jumping Fine Upheld]]> https://www.sullcrom.com/insights/memo/2022/May/EU-Merger-ControlEUR-28-Million-GunJumping-Fine-Upheld Tue, 24 May 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/May/EU-Merger-ControlEUR-28-Million-GunJumping-Fine-Upheld <![CDATA[Federal Banking Agencies Issue Joint Proposal to Revise Community Reinvestment Act Regulations]]> https://www.sullcrom.com/insights/memo/2022/May/Federal-Banking-Agencies-Issue-Joint-Proposal-to-Revise-Community-Reinvestment-Act-Regulations Mon, 23 May 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/May/Federal-Banking-Agencies-Issue-Joint-Proposal-to-Revise-Community-Reinvestment-Act-Regulations <![CDATA[Agencies Target Misleading Deposit Insurance Claims]]> https://www.sullcrom.com/insights/memo/2022/May/Agencies-Target-Misleading-Deposit-Insurance-Claims Mon, 23 May 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/May/Agencies-Target-Misleading-Deposit-Insurance-Claims <![CDATA[Delaware Chancery Rules Teslas $2.6 Billion Acquisition of SolarCity Entirely Fair]]> https://www.sullcrom.com/insights/memo/2022/May/Delaware-Chancery-Rules-Teslas-26-Billion-Acquisition-of-SolarCity-Entirely-Fair Fri, 20 May 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/May/Delaware-Chancery-Rules-Teslas-26-Billion-Acquisition-of-SolarCity-Entirely-Fair <![CDATA[Supreme Court and Fifth Circuit Cases Could Impact SECs Use of Administrative Forum]]> https://www.sullcrom.com/insights/memo/2022/May/Supreme-Court-and-Fifth-Circuit-Cases-Could-Impact-SECs-Use-of-Administrative-Forum Fri, 20 May 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/May/Supreme-Court-and-Fifth-Circuit-Cases-Could-Impact-SECs-Use-of-Administrative-Forum <![CDATA[California State Court Declares SB 826 Unconstitutional]]> https://www.sullcrom.com/insights/memo/2022/May/California-State-Court-Declares-SB-826-Unconstitutional Tue, 17 May 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/May/California-State-Court-Declares-SB-826-Unconstitutional <![CDATA[Changes to U.K. Takeover Code]]> https://www.sullcrom.com/insights/memo/2022/May/Changes-to-UK-Takeover-Code-May-17-2022 Tue, 17 May 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/May/Changes-to-UK-Takeover-Code-May-17-2022 <![CDATA[California Governor Signs Blockchain Executive Order]]> https://www.sullcrom.com/insights/memo/2022/May/California-Governor-Signs-Blockchain-Executive-Order Tue, 10 May 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/May/California-Governor-Signs-Blockchain-Executive-Order <![CDATA[SEC Staff Highlights Review of Disclosures Pertaining to Russias Invasion of Ukraine]]> https://www.sullcrom.com/insights/memo/2022/May/SEC-Staff-Highlights-Review-of-Disclosures-Pertaining-to-Russias-Invasion-of-Ukraine Mon, 9 May 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/May/SEC-Staff-Highlights-Review-of-Disclosures-Pertaining-to-Russias-Invasion-of-Ukraine <![CDATA[DFS Issues Guidance on Use of Blockchain Analytics]]> https://www.sullcrom.com/insights/memo/2022/May/DFS-Issues-Guidance-on-Use-of-Blockchain-Analytics Thu, 5 May 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/May/DFS-Issues-Guidance-on-Use-of-Blockchain-Analytics <![CDATA[CFPB Announces Intent To Examine Broader Array of Fintechs]]> https://www.sullcrom.com/insights/memo/2022/April/CFPB-Announces-Intent-To-Examine-Broader-Array-of-Fintechs Fri, 29 Apr 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/April/CFPB-Announces-Intent-To-Examine-Broader-Array-of-Fintechs <![CDATA[District Court Holds Section 245A Temporary Regulations Invalid]]> https://www.sullcrom.com/insights/memo/2022/April/District-Court-Holds-Section-245A-Temporary-Regulations-Invalid Thu, 28 Apr 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/April/District-Court-Holds-Section-245A-Temporary-Regulations-Invalid <![CDATA[Mandatory Diversity Targets for U.K. Listed Issuers]]> https://www.sullcrom.com/insights/memo/2022/April/Mandatory-Diversity-Targets-for-UK-Listed-Issuers Wed, 27 Apr 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/April/Mandatory-Diversity-Targets-for-UK-Listed-Issuers <![CDATA[Utah Consumer Privacy Act]]> https://www.sullcrom.com/insights/memo/2022/April/Utah-Consumer-Privacy-Act Wed, 27 Apr 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/April/Utah-Consumer-Privacy-Act <![CDATA[New York Department of Financial Services Issues Circular Letter Regarding Insurance Acquisitions and Disclaimers of Control]]> https://www.sullcrom.com/insights/memo/2022/April/New-York-Department-of-Financial-Services-Issues-Circular-Letter-Regarding-Insurance-Acquisitions-and-Disclaimers-of-Control Mon, 25 Apr 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/April/New-York-Department-of-Financial-Services-Issues-Circular-Letter-Regarding-Insurance-Acquisitions-and-Disclaimers-of-Control <![CDATA[CFPB Files Suit Against TransUnion and Senior Executive]]> https://www.sullcrom.com/insights/memo/2022/April/CFPB-Files-Suit-Against-TransUnion-and-Senior-Executive Wed, 13 Apr 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/April/CFPB-Files-Suit-Against-TransUnion-and-Senior-Executive <![CDATA[Proposed SEC Climate Disclosure Rules Certain Key Implications for Financial Institutions]]> https://www.sullcrom.com/insights/memo/2022/April/Proposed-SEC-Climate-Disclosure-RulesCertain-Key-Implications-for-Financial-Institutions Wed, 13 Apr 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/April/Proposed-SEC-Climate-Disclosure-RulesCertain-Key-Implications-for-Financial-Institutions <![CDATA[FDIC Requires Notification of Crypto-Related Activities]]> https://www.sullcrom.com/insights/memo/2022/April/FDIC-Requires-Notification-of-CryptoRelated-Activities Fri, 8 Apr 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/April/FDIC-Requires-Notification-of-CryptoRelated-Activities <![CDATA[SECs Proposed Climate Disclosure Rules Herald Expansive New Obligations for Foreign Private Issuers]]> https://www.sullcrom.com/insights/memo/2022/April/SECs-Proposed-Climate-Disclosure-Rules-Herald-Expansive-New-Obligations-for-Foreign-Private-Issuers Wed, 6 Apr 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/April/SECs-Proposed-Climate-Disclosure-Rules-Herald-Expansive-New-Obligations-for-Foreign-Private-Issuers <![CDATA[SEC Proposes Changes to Dealer Definition]]> https://www.sullcrom.com/insights/memo/2022/April/SEC-Proposes-Changes-to-Dealer-Definition Wed, 6 Apr 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/April/SEC-Proposes-Changes-to-Dealer-Definition <![CDATA[California State Court Declares AB 979 Unconstitutional]]> https://www.sullcrom.com/insights/memo/2022/April/California-State-Court-Declares-AB-979-Unconstitutional Tue, 5 Apr 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/April/California-State-Court-Declares-AB-979-Unconstitutional <![CDATA[Acting Comptroller of the Currency Addresses Large Regional Bank Resolvability]]> https://www.sullcrom.com/insights/memo/2022/April/Acting-Comptroller-of-the-Currency-Addresses-Large-Regional-Bank-Resolvability Sun, 3 Apr 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/April/Acting-Comptroller-of-the-Currency-Addresses-Large-Regional-Bank-Resolvability <![CDATA[SEC Proposes Sweeping Changes Regulating SPAC Formation and De-SPAC Transactions]]> https://www.sullcrom.com/insights/memo/2022/March/SEC-Proposes-Sweeping-Changes-Regulating-SPAC-Formation-and-DeSPAC-Transactions Thu, 31 Mar 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/March/SEC-Proposes-Sweeping-Changes-Regulating-SPAC-Formation-and-DeSPAC-Transactions <![CDATA[President Bidens Fiscal Year 2023 Revenue Proposals]]> https://www.sullcrom.com/insights/memo/2022/March/President-Bidens-Fiscal-Year-2023-Revenue-Proposals Thu, 31 Mar 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/March/President-Bidens-Fiscal-Year-2023-Revenue-Proposals <![CDATA[SEC Proposes Expansive Climate-Related Disclosure Rules]]> https://www.sullcrom.com/insights/memo/2022/March/SEC-Proposes-Expansive-ClimateRelated-Disclosure-Rules Mon, 28 Mar 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/March/SEC-Proposes-Expansive-ClimateRelated-Disclosure-Rules <![CDATA[FDIC Issues Request for Information on Bank Merger Transactions]]> https://www.sullcrom.com/insights/memo/2022/March/FDIC-Issues-Request-for-Information-on-Bank-Merger-Transactions Sun, 27 Mar 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/March/FDIC-Issues-Request-for-Information-on-Bank-Merger-Transactions <![CDATA[Export Finance Updates]]> https://www.sullcrom.com/insights/memo/2022/March/Export-Finance-Updates Fri, 25 Mar 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/March/Export-Finance-Updates <![CDATA[CFPB Updates UDAAP Examination Procedures]]> https://www.sullcrom.com/insights/memo/2022/March/CFPB-Updates-UDAAP-Examination-Procedures Fri, 25 Mar 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/March/CFPB-Updates-UDAAP-Examination-Procedures <![CDATA[Update Western Sanctions Responding to Russias Invasion of Ukraine]]> https://www.sullcrom.com/insights/memo/2022/March/UpdateWestern-Sanctions-Responding-to-Russias-Invasion-of-Ukraine-March-23-2022 Wed, 23 Mar 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/March/UpdateWestern-Sanctions-Responding-to-Russias-Invasion-of-Ukraine-March-23-2022 <![CDATA[Federal Legislation Requires Cyber Incident Reporting for Critical Infrastructure Sector]]> https://www.sullcrom.com/insights/memo/2022/March/Federal-Legislation-Requires-Cyber-Incident-Reporting-for-Critical-Infrastructure-Sector Tue, 22 Mar 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/March/Federal-Legislation-Requires-Cyber-Incident-Reporting-for-Critical-Infrastructure-Sector <![CDATA[Federal LIBOR Transition Legislation]]> https://www.sullcrom.com/insights/memo/2022/March/Federal-LIBOR-Transition-Legislation Thu, 17 Mar 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/March/Federal-LIBOR-Transition-Legislation <![CDATA[Shareholder Activism in the Regulated Utility Sector]]> https://www.sullcrom.com/insights/memo/2022/March/Shareholder-Activism-in-the-Regulated-Utility-Sector Tue, 15 Mar 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/March/Shareholder-Activism-in-the-Regulated-Utility-Sector <![CDATA[Court Rules FDIC May Not Refuse to Consider Change in Bank Control Act Notice Based on Incomplete Information]]> https://www.sullcrom.com/insights/memo/2022/March/Court-Rules-FDIC-May-Not-Refuse-to-Consider-Change-in-Bank-Control-Act-Notice-Based-on-Incomplete-Information Mon, 14 Mar 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/March/Court-Rules-FDIC-May-Not-Refuse-to-Consider-Change-in-Bank-Control-Act-Notice-Based-on-Incomplete-Information <![CDATA[SEC Proposes New Cybersecurity Disclosure Rules for Public Companies]]> https://www.sullcrom.com/insights/memo/2022/March/SEC-Proposes-New-Cybersecurity-Disclosure-Rules-for-Public-Companies Fri, 11 Mar 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/March/SEC-Proposes-New-Cybersecurity-Disclosure-Rules-for-Public-Companies <![CDATA[CFPB Outlines Options for Quality Control Standards for Automated Valuation Models]]> https://www.sullcrom.com/insights/memo/2022/March/CFPB-Outlines-Options-for-Quality-Control-Standards-for-Automated-Valuation-Models Thu, 10 Mar 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/March/CFPB-Outlines-Options-for-Quality-Control-Standards-for-Automated-Valuation-Models <![CDATA[Federal Reserve Bank Account Access]]> https://www.sullcrom.com/insights/memo/2022/March/Federal-Reserve-Bank-Account-Access Thu, 10 Mar 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/March/Federal-Reserve-Bank-Account-Access <![CDATA[Executive Order on Digital Assets]]> https://www.sullcrom.com/insights/memo/2022/March/Executive-Order-on-Digital-Assets Wed, 9 Mar 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/March/Executive-Order-on-Digital-Assets <![CDATA[Update Western Sanctions Responding to Russias Invasion of Ukraine]]> https://www.sullcrom.com/insights/memo/2022/March/UpdateWestern-Sanctions-Responding-to-Russias-Invasion-of-Ukraine-March-9-2022 Wed, 9 Mar 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/March/UpdateWestern-Sanctions-Responding-to-Russias-Invasion-of-Ukraine-March-9-2022 <![CDATA[European Commission Proposes Mandatory Corporate Sustainability Due Diligence and Climate Change Plans]]> https://www.sullcrom.com/insights/memo/2022/March/European-Commission-Proposes-Mandatory-Corporate-Sustainability-Due-Diligence-and-Climate-Change-Plans Mon, 7 Mar 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/March/European-Commission-Proposes-Mandatory-Corporate-Sustainability-Due-Diligence-and-Climate-Change-Plans <![CDATA[Changes to U.K. Prospectus Regime]]> https://www.sullcrom.com/insights/memo/2022/March/Changes-to-UK-Prospectus-Regime Mon, 7 Mar 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/March/Changes-to-UK-Prospectus-Regime <![CDATA[The Launch of Task Force KleptoCapture]]> https://www.sullcrom.com/insights/memo/2022/March/The-Launch-of-Task-Force-KleptoCapture Thu, 3 Mar 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/March/The-Launch-of-Task-Force-KleptoCapture <![CDATA[Biden Administration Announces New Climate Change Initiatives]]> https://www.sullcrom.com/insights/memo/2022/February/Biden-Administration-Announces-New-Climate-Change-Initiatives Mon, 28 Feb 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/February/Biden-Administration-Announces-New-Climate-Change-Initiatives <![CDATA[Western Sanctions Responding to Russias Invasion of Ukraine]]> https://www.sullcrom.com/insights/memo/2022/February/Western-Sanctions-Responding-to-Russias-Invasion-of-Ukraine Mon, 28 Feb 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/February/Western-Sanctions-Responding-to-Russias-Invasion-of-Ukraine <![CDATA[Two Months After Its Passage, New York Dials Back Comprehensive Insurance Disclosure Act]]> https://www.sullcrom.com/insights/memo/2022/February/Two-Months-After-Its-Passage-New-York-Dials-Back-Comprehensive-Insurance-Disclosure-Act Sat, 26 Feb 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/February/Two-Months-After-Its-Passage-New-York-Dials-Back-Comprehensive-Insurance-Disclosure-Act <![CDATA[Treasury Study on Illicit Finance in the High-Value Art Market]]> https://www.sullcrom.com/insights/memo/2022/February/Treasury-Study-on-Illicit-Finance-in-the-HighValue-Art-Market Tue, 22 Feb 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/February/Treasury-Study-on-Illicit-Finance-in-the-HighValue-Art-Market <![CDATA[SEC Proposes New Cybersecurity Risk Management Rules for Investment Advisers and Investment Companies]]> https://www.sullcrom.com/insights/memo/2022/February/SEC-Proposes-New-Cybersecurity-Risk-Management-Rules-for-Investment-Advisers-and-Investment-Companies Fri, 18 Feb 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/February/SEC-Proposes-New-Cybersecurity-Risk-Management-Rules-for-Investment-Advisers-and-Investment-Companies <![CDATA[SEC Proposes Significant Rule Changes for Private Fund Advisers]]> https://www.sullcrom.com/insights/memo/2022/February/SEC-Proposes-Significant-Rule-Changes-for-Private-Fund-Advisers Wed, 16 Feb 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/February/SEC-Proposes-Significant-Rule-Changes-for-Private-Fund-Advisers <![CDATA[DOJ Antitrust Division Weighs in on Worker Classification Debate at the National Labor Relations Board]]> https://www.sullcrom.com/insights/memo/2022/February/DOJ-Antitrust-Division-Weighs-in-on-Worker-Classification-Debate-at-the-National-Labor-Relations-Board Mon, 14 Feb 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/February/DOJ-Antitrust-Division-Weighs-in-on-Worker-Classification-Debate-at-the-National-Labor-Relations-Board <![CDATA[SEC Proposes Rule Amendments Related to Beneficial Ownership Reporting]]> https://www.sullcrom.com/insights/memo/2022/February/SEC-Proposes-Rule-Amendments-Related-to-Beneficial-Ownership-Reporting Mon, 14 Feb 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/February/SEC-Proposes-Rule-Amendments-Related-to-Beneficial-Ownership-Reporting <![CDATA[Potential Implications of SECs Proposed 13D-G Amendments]]> https://www.sullcrom.com/insights/memo/2022/February/Potential-Implications-of-SECs-Proposed-13DG-Amendments Mon, 14 Feb 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/February/Potential-Implications-of-SECs-Proposed-13DG-Amendments <![CDATA[Congress Passes Bill Limiting Pre-Dispute Arbitration Agreements Covering Sexual Assault and Sexual Harassment]]> https://www.sullcrom.com/insights/memo/2022/February/Congress-Passes-Bill-Limiting-PreDispute-Arbitration-Agreements-Covering-Sexual-Assault-and-Sexual-Harassment Thu, 10 Feb 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/February/Congress-Passes-Bill-Limiting-PreDispute-Arbitration-Agreements-Covering-Sexual-Assault-and-Sexual-Harassment <![CDATA[SEC Reopens Comment Period for Pay-Versus-Performance Disclosure Rule]]> https://www.sullcrom.com/insights/memo/2022/February/SEC-Reopens-Comment-Period-for-PayVersusPerformance-Disclosure-Rule Wed, 2 Feb 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/February/SEC-Reopens-Comment-Period-for-PayVersusPerformance-Disclosure-Rule <![CDATA[CFTC Issues No-Action Relief for Swap Data Reporting Compliance Deadlines]]> https://www.sullcrom.com/insights/memo/2022/February/CFTC-Issues-NoAction-Relief-for-Swap-Data-Reporting-Compliance-Deadlines Tue, 1 Feb 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/February/CFTC-Issues-NoAction-Relief-for-Swap-Data-Reporting-Compliance-Deadlines <![CDATA[SEC Proposes Significant Amendments to Private Fund Reporting]]> https://www.sullcrom.com/insights/memo/2022/February/SEC-Proposes-Significant-Amendments-to-Private-Fund-Reporting Tue, 1 Feb 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/February/SEC-Proposes-Significant-Amendments-to-Private-Fund-Reporting <![CDATA[Key Considerations for Fiscal Year 2021 Form 10-K and 20-F Filings]]> https://www.sullcrom.com/insights/memo/2022/January/Key-Considerations-for-Fiscal-Year-2021-Form-10K-and-20F-Filings Wed, 26 Jan 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/January/Key-Considerations-for-Fiscal-Year-2021-Form-10K-and-20F-Filings <![CDATA[Delaware Court of Chancery Issues Its First Fiduciary Duty Opinion on SPACs]]> https://www.sullcrom.com/insights/memo/2022/January/Delaware-Court-of-Chancery-Issues-Its-First-Fiduciary-Duty-Opinion-on-SPACs Wed, 26 Jan 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/January/Delaware-Court-of-Chancery-Issues-Its-First-Fiduciary-Duty-Opinion-on-SPACs <![CDATA[Hart-Scott-Rodino Act]]> https://www.sullcrom.com/insights/memo/2022/January/HartScottRodino-Act-Jan-24-2022 Mon, 24 Jan 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/January/HartScottRodino-Act-Jan-24-2022 <![CDATA[Federal Reserve Discussion Paper on Central Bank Digital Currency]]> https://www.sullcrom.com/insights/memo/2022/January/Federal-Reserve-Discussion-Paper-on-Central-Bank-Digital-Currency Sun, 23 Jan 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/January/Federal-Reserve-Discussion-Paper-on-Central-Bank-Digital-Currency <![CDATA[FTC and DOJ Announce Joint Review of Merger Guidelines]]> https://www.sullcrom.com/insights/memo/2022/January/FTC-and-DOJ-Announce-Joint-Review-of-Merger-Guidelines Wed, 19 Jan 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/January/FTC-and-DOJ-Announce-Joint-Review-of-Merger-Guidelines <![CDATA[New York Expands Mandatory Disclosures of Insurance Coverage Information]]> https://www.sullcrom.com/insights/memo/2022/January/New-York-Expands-Mandatory-Disclosures-of-Insurance-Coverage-Information Fri, 7 Jan 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/January/New-York-Expands-Mandatory-Disclosures-of-Insurance-Coverage-Information <![CDATA[Dismissals Throw Cold Water on Efforts to Make New York a Hub for Non-U.S. Derivative Litigation]]> https://www.sullcrom.com/insights/memo/2022/January/Dismissals-Throw-Cold-Water-on-Efforts-to-Make-New-York-a-Hub-for-NonUS-Derivative-Litigation Thu, 6 Jan 2022 00:00:00 GMT https://www.sullcrom.com/insights/memo/2022/January/Dismissals-Throw-Cold-Water-on-Efforts-to-Make-New-York-a-Hub-for-NonUS-Derivative-Litigation <![CDATA[SEC Proposes Rules Relating to Security-Based Swaps]]> https://www.sullcrom.com/insights/memo/2021/December/SEC-Proposes-Rules-Relating-to-SecurityBased-Swaps Wed, 29 Dec 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/December/SEC-Proposes-Rules-Relating-to-SecurityBased-Swaps <![CDATA[OCC Issues Interpretive Letter Regarding the Authority of Banks to Engage in Cryptocurrency Activities]]> https://www.sullcrom.com/insights/memo/2021/December/OCC-Issues-Interpretive-Letter-Regarding-the-Authority-of-Banks-to-Engage-in-Cryptocurrency-Activities Tue, 21 Dec 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/December/OCC-Issues-Interpretive-Letter-Regarding-the-Authority-of-Banks-to-Engage-in-Cryptocurrency-Activities <![CDATA[SEC Proposes Amendments to Rules Governing Money Market Funds]]> https://www.sullcrom.com/insights/memo/2021/December/SEC-Proposes-Amendments-to-Rules-Governing-Money-Market-Funds Tue, 21 Dec 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/December/SEC-Proposes-Amendments-to-Rules-Governing-Money-Market-Funds <![CDATA[OCC Seeks Public Feedback on Principles for Climate-Related Financial Risk Management for Large Banks]]> https://www.sullcrom.com/insights/memo/2021/December/OCC-Seeks-Public-Feedback-on-Principles-for-ClimateRelated-Financial-Risk-Management-for-Large-Banks Tue, 21 Dec 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/December/OCC-Seeks-Public-Feedback-on-Principles-for-ClimateRelated-Financial-Risk-Management-for-Large-Banks <![CDATA[The Federal Trade Commissions Updated Safeguards RuleAn Overview]]> https://www.sullcrom.com/insights/memo/2021/December/The-Federal-Trade-Commissions-Updated-Safeguards-RuleAn-Overview Mon, 20 Dec 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/December/The-Federal-Trade-Commissions-Updated-Safeguards-RuleAn-Overview <![CDATA[Review and Analysis of 2021 U.S. Shareholder Activism and Activist Settlement Agreements]]> https://www.sullcrom.com/insights/memo/2021/December/Review-and-Analysis-of-2021-US-Shareholder-Activism-and-Activist-Settlement-Agreements Mon, 20 Dec 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/December/Review-and-Analysis-of-2021-US-Shareholder-Activism-and-Activist-Settlement-Agreements <![CDATA[CFTC Solicits Input on Swap-Clearing Requirement in Light of LIBOR Transition]]> https://www.sullcrom.com/insights/memo/2021/December/CFTC-Solicits-Input-on-SwapClearing-Requirement-in-Light-of-LIBOR-Transition Fri, 17 Dec 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/December/CFTC-Solicits-Input-on-SwapClearing-Requirement-in-Light-of-LIBOR-Transition <![CDATA[SEC Proposes New Requirements for Insider Trading Plans and Issuer Share Repurchases]]> https://www.sullcrom.com/insights/memo/2021/December/SEC-Proposes-New-Requirements-for-Insider-Trading-Plans-and-Issuer-Share-Repurchases Fri, 17 Dec 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/December/SEC-Proposes-New-Requirements-for-Insider-Trading-Plans-and-Issuer-Share-Repurchases <![CDATA[Changes to the UK Listing Rules]]> https://www.sullcrom.com/insights/memo/2021/December/Changes-to-the-UK-Listing-Rules Fri, 10 Dec 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/December/Changes-to-the-UK-Listing-Rules <![CDATA[UK Competition Law]]> https://www.sullcrom.com/insights/memo/2021/December/UK-Competition-Law Tue, 7 Dec 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/December/UK-Competition-Law <![CDATA[Agreement Reached on International Carbon Credit Trading Rules at COP26]]> https://www.sullcrom.com/insights/memo/2021/November/Agreement-Reached-on-International-Carbon-Credit-Trading-Rules-at-COP26 Tue, 30 Nov 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/November/Agreement-Reached-on-International-Carbon-Credit-Trading-Rules-at-COP26 <![CDATA[New York Department of Financial Services Issues Final Guidance on Managing the Financial Risks of Climate Change for Insurers]]> https://www.sullcrom.com/insights/memo/2021/November/New-York-Department-of-Financial-Services-Issues-Final-Guidance-on-Managing-the-Financial-Risks-of-Climate-Change-for-Insurers Sat, 27 Nov 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/November/New-York-Department-of-Financial-Services-Issues-Final-Guidance-on-Managing-the-Financial-Risks-of-Climate-Change-for-Insurers <![CDATA[Federal Banking Agencies Release Joint Statement on Crypto-Asset Policy Sprint Initiative]]> https://www.sullcrom.com/insights/memo/2021/November/Federal-Banking-Agencies-Release-Joint-Statement-on-CryptoAsset-Policy-Sprint-Initiative Wed, 24 Nov 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/November/Federal-Banking-Agencies-Release-Joint-Statement-on-CryptoAsset-Policy-Sprint-Initiative <![CDATA[Office of the Comptroller of the Currency Issues Bulletin Regarding Investments in Venture Capital Funds]]> https://www.sullcrom.com/insights/memo/2021/November/Office-of-the-Comptroller-of-the-Currency-Issues-Bulletin-Regarding-Investments-in-Venture-Capital-Funds Wed, 24 Nov 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/November/Office-of-the-Comptroller-of-the-Currency-Issues-Bulletin-Regarding-Investments-in-Venture-Capital-Funds <![CDATA[November 2021 Securities Enforcement and Litigation Update]]> https://www.sullcrom.com/insights/memo/2021/November/November-2021-Securities-Enforcement-and-Litigation-Update Tue, 23 Nov 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/November/November-2021-Securities-Enforcement-and-Litigation-Update <![CDATA[Federal Banking Agencies Issue Final Rule Regarding Cyber Incident Notification Requirements]]> https://www.sullcrom.com/insights/memo/2021/November/Federal-Banking-Agencies-Issue-Final-Rule-Regarding-Cyber-Incident-Notification-Requirements Mon, 22 Nov 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/November/Federal-Banking-Agencies-Issue-Final-Rule-Regarding-Cyber-Incident-Notification-Requirements <![CDATA[SEC Mandates Universal Proxy Cards in Contested Director Elections]]> https://www.sullcrom.com/insights/memo/2021/November/SEC-Mandates-Universal-Proxy-Cards-in-Contested-Director-Elections Thu, 18 Nov 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/November/SEC-Mandates-Universal-Proxy-Cards-in-Contested-Director-Elections <![CDATA[Alpine Securities Corporation v. Securities and Exchange Commission]]> https://www.sullcrom.com/insights/memo/2021/November/Alpine-Securities-Corporation-v-Securities-and-Exchange-Commission Mon, 15 Nov 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/November/Alpine-Securities-Corporation-v-Securities-and-Exchange-Commission <![CDATA[FinCEN Updates Ransomware Advisory]]> https://www.sullcrom.com/insights/memo/2021/November/FinCEN-Updates-Ransomware-Advisory Thu, 11 Nov 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/November/FinCEN-Updates-Ransomware-Advisory <![CDATA[New SEC Staff Guidance on Shareholder Proposals]]> https://www.sullcrom.com/insights/memo/2021/November/2021-11-08-New-SEC-Staff-Guidance-on-Shareholder-Proposals Mon, 8 Nov 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/November/2021-11-08-New-SEC-Staff-Guidance-on-Shareholder-Proposals <![CDATA[Presidents Working Group on Financial Markets Issues Report on Stablecoins]]> https://www.sullcrom.com/insights/memo/2021/November/Presidents-Working-Group-on-Financial-Markets-Issues-Report-on-Stablecoins Fri, 5 Nov 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/November/Presidents-Working-Group-on-Financial-Markets-Issues-Report-on-Stablecoins <![CDATA[Democratic House Lawmakers Release Revised Tax Proposal]]> https://www.sullcrom.com/insights/memo/2021/November/Democratic-House-Lawmakers-Release-Revised-Tax-Proposal Tue, 2 Nov 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/November/Democratic-House-Lawmakers-Release-Revised-Tax-Proposal <![CDATA[Financial Stability Oversight Council Report on Climate-Related Financial Risk]]> https://www.sullcrom.com/insights/memo/2021/November/Financial-Stability-Oversight-Council-Report-on-ClimateRelated-Financial-Risk Tue, 2 Nov 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/November/Financial-Stability-Oversight-Council-Report-on-ClimateRelated-Financial-Risk <![CDATA[U.S. Department of Justice Announces Key Policy Changes in the Prosecution of Corporate Crime]]> https://www.sullcrom.com/insights/memo/2021/October/US-Department-of-Justice-Announces-Key-Policy-Changes-in-the-Prosecution-of-Corporate-Crime Fri, 29 Oct 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/October/US-Department-of-Justice-Announces-Key-Policy-Changes-in-the-Prosecution-of-Corporate-Crime <![CDATA[Personal Information Protection Law of the Peoples Republic of China Overview]]> https://www.sullcrom.com/insights/memo/2021/October/Personal-Information-Protection-Law-of-the-Peoples-Republic-of-ChinaOverview Wed, 27 Oct 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/October/Personal-Information-Protection-Law-of-the-Peoples-Republic-of-ChinaOverview <![CDATA[U.S. Department of Justice Announces Initiative to Combat Redlining; DOJ/CFPB/OCC Settle Claims Against a National Bank]]> https://www.sullcrom.com/insights/memo/2021/October/US-Department-of-Justice-Announces-Initiative-to-Combat-Redlining-DOJCFPBOCC-Settle-Claims-Against-a-National-Bank Mon, 25 Oct 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/October/US-Department-of-Justice-Announces-Initiative-to-Combat-Redlining-DOJCFPBOCC-Settle-Claims-Against-a-National-Bank <![CDATA[U.S. Department of Labor Proposes ESG-Related Updates to the ERISA Investment Duties Regulation]]> https://www.sullcrom.com/insights/memo/2021/October/US-Department-of-Labor-Proposes-ESGRelated-Updates-to-the-ERISA-Investment-Duties-Regulation Tue, 19 Oct 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/October/US-Department-of-Labor-Proposes-ESGRelated-Updates-to-the-ERISA-Investment-Duties-Regulation <![CDATA[White House Issues Roadmap to Address Climate-Related Financial Risk]]> https://www.sullcrom.com/insights/memo/2021/October/White-House-Issues-Roadmap-to-Address-ClimateRelated-Financial-Risk Mon, 18 Oct 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/October/White-House-Issues-Roadmap-to-Address-ClimateRelated-Financial-Risk <![CDATA[SEC Reopens Comment Period for Clawbacks]]> https://www.sullcrom.com/insights/memo/2021/October/SEC-Reopens-Comment-Period-for-Clawbacks Mon, 18 Oct 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/October/SEC-Reopens-Comment-Period-for-Clawbacks <![CDATA[New International Agreement on Pillars 1 and 2]]> https://www.sullcrom.com/insights/memo/2021/October/New-International-Agreement-on-Pillars-1-and-2 Tue, 12 Oct 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/October/New-International-Agreement-on-Pillars-1-and-2 <![CDATA[In Inaugural Public Remarks, SEC Enforcement Director Identifies Key Steps to Promoting Market Integrity]]> https://www.sullcrom.com/insights/memo/2021/October/In-Inaugural-Public-Remarks-SEC-Enforcement-Director-Identifies-Key-Steps-to-Promoting-Market-Integrity Mon, 11 Oct 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/October/In-Inaugural-Public-Remarks-SEC-Enforcement-Director-Identifies-Key-Steps-to-Promoting-Market-Integrity <![CDATA[California Governor Signs AB 663, Enabling California Corporations to Hold Virtual Shareholder Meetings During Emergencies]]> https://www.sullcrom.com/insights/memo/2021/October/California-Governor-Signs-AB-663-Enabling-California-Corporations-to-Hold-Virtual-Shareholder-Meetings-During-Emergencies Mon, 11 Oct 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/October/California-Governor-Signs-AB-663-Enabling-California-Corporations-to-Hold-Virtual-Shareholder-Meetings-During-Emergencies <![CDATA[Californias Silenced No More Act What Employers Should Know]]> https://www.sullcrom.com/insights/memo/2021/October/Californias-Silenced-No-More-Act-What-Employers-Should-Know Mon, 11 Oct 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/October/Californias-Silenced-No-More-Act-What-Employers-Should-Know <![CDATA[SEC Proposes Enhanced Proxy Voting Disclosure by Investment Funds and Required Disclosure of Say-on-Pay Votes for Institutional Investment Managers]]> https://www.sullcrom.com/insights/memo/2021/October/SEC-Proposes-Enhanced-Proxy-Voting-Disclosure-by-Investment-Funds-and-Required-Disclosure-of-SayonPay-Votes-for-Institutional-In Tue, 5 Oct 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/October/SEC-Proposes-Enhanced-Proxy-Voting-Disclosure-by-Investment-Funds-and-Required-Disclosure-of-SayonPay-Votes-for-Institutional-In <![CDATA[EU Competition Law and M&A]]> https://www.sullcrom.com/insights/memo/2021/October/EU-Competition-Law-and-MA Fri, 1 Oct 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/October/EU-Competition-Law-and-MA <![CDATA[Officer and Director HSR Filing Requirements]]> https://www.sullcrom.com/insights/memo/2021/September/Officer-and-Director-HSR-Filing-Requirements Thu, 30 Sep 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/September/Officer-and-Director-HSR-Filing-Requirements <![CDATA[2021 Corporate Governance Trends in the Retail Industry]]> https://www.sullcrom.com/insights/memo/2021/September/2021-Corporate-Governance-Trends-in-the-Retail-Industry Wed, 29 Sep 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/September/2021-Corporate-Governance-Trends-in-the-Retail-Industry <![CDATA[SEC Staff Highlights Review of Climate Change Disclosure]]> https://www.sullcrom.com/insights/memo/2021/September/SEC-Staff-Highlights-Review-of-Climate-Change-Disclosure Thu, 23 Sep 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/September/SEC-Staff-Highlights-Review-of-Climate-Change-Disclosure <![CDATA[OFAC Updates Ransomware Advisory]]> https://www.sullcrom.com/insights/memo/2021/September/OFAC-Updates-Ransomware-Advisory Thu, 23 Sep 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/September/OFAC-Updates-Ransomware-Advisory <![CDATA[2021 Corporate Governance Trends in the Consumer Industry]]> https://www.sullcrom.com/insights/memo/2021/September/2021-Corporate-Governance-Trends-in-the-Consumer-Industry Wed, 22 Sep 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/September/2021-Corporate-Governance-Trends-in-the-Consumer-Industry <![CDATA[Ninth Circuit Revives California Ban on Mandatory Arbitration Agreements]]> https://www.sullcrom.com/insights/memo/2021/September/Ninth-Circuit-Revives-California-Ban-on-Mandatory-Arbitration-Agreements Tue, 21 Sep 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/September/Ninth-Circuit-Revives-California-Ban-on-Mandatory-Arbitration-Agreements <![CDATA[House Ways and Means Committee Releases Proposed Changes to Estate, Gift and Trust Taxation]]> https://www.sullcrom.com/insights/memo/2021/September/House-Ways-and-Means-Committee-Releases-Proposed-Changes-to-Estate-Gift-and-Trust-Taxation Thu, 16 Sep 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/September/House-Ways-and-Means-Committee-Releases-Proposed-Changes-to-Estate-Gift-and-Trust-Taxation <![CDATA[Community Bank Access to Innovation Through Partnerships]]> https://www.sullcrom.com/insights/memo/2021/September/Community-Bank-Access-to-Innovation-Through-Partnerships Wed, 15 Sep 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/September/Community-Bank-Access-to-Innovation-Through-Partnerships <![CDATA[House Ways and Means Committee Releases Proposed Tax Law Changes]]> https://www.sullcrom.com/insights/memo/2021/September/House-Ways-and-Means-Committee-Releases-Proposed-Tax-Law-Changes Wed, 15 Sep 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/September/House-Ways-and-Means-Committee-Releases-Proposed-Tax-Law-Changes <![CDATA[SEC Chair Gensler Highlights Upcoming Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants]]> https://www.sullcrom.com/insights/memo/2021/September/SEC-Chair-Gensler-Highlights-Upcoming-Requirements-for-SecurityBased-Swap-Dealers-and-Major-SecurityBased-Swap-Participants Tue, 14 Sep 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/September/SEC-Chair-Gensler-Highlights-Upcoming-Requirements-for-SecurityBased-Swap-Dealers-and-Major-SecurityBased-Swap-Participants <![CDATA[Republic of Turkey v. Christies, Inc.Federal Court Dismisses Turkeys Claim for Ownership of Allegedly Looted Antiquity]]> https://www.sullcrom.com/insights/memo/2021/September/Republic-of-Turkey-v-Christies-Inc-Federal-Court-Dismisses-Turkeys-Claim-for-Ownership-of-Allegedly-Looted-Antiquity Tue, 14 Sep 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/September/Republic-of-Turkey-v-Christies-Inc-Federal-Court-Dismisses-Turkeys-Claim-for-Ownership-of-Allegedly-Looted-Antiquity <![CDATA[Takeaways From the Trial Courts Decision in Epic v. Apple]]> https://www.sullcrom.com/insights/memo/2021/September/Takeaways-From-the-Trial-Courts-Decision-in-Epic-v-Apple Mon, 13 Sep 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/September/Takeaways-From-the-Trial-Courts-Decision-in-Epic-v-Apple <![CDATA[Fair Lending and Small Businesses]]> https://www.sullcrom.com/insights/memo/2021/September/Fair-Lending-and-Small-Businesses Fri, 10 Sep 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/September/Fair-Lending-and-Small-Businesses <![CDATA[SEC Investor Advisory Subcommittees Recommendations Regarding SPACs]]> https://www.sullcrom.com/insights/memo/2021/September/SEC-Investor-Advisory-Subcommittees-Recommendations-Regarding-SPACs Wed, 8 Sep 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/September/SEC-Investor-Advisory-Subcommittees-Recommendations-Regarding-SPACs <![CDATA[Three Noteworthy Aspects of the DOJs Second Announcement Relating to a Bank Merger Under the Biden Administration]]> https://www.sullcrom.com/insights/memo/2021/September/Three-Noteworthy-Aspects-of-the-DOJs-Second-Announcement-Relating-to-a-Bank-Merger-Under-the-Biden-Administration Wed, 8 Sep 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/September/Three-Noteworthy-Aspects-of-the-DOJs-Second-Announcement-Relating-to-a-Bank-Merger-Under-the-Biden-Administration <![CDATA[Bank Due Diligence on Financial Technology Companies]]> https://www.sullcrom.com/insights/memo/2021/September/Bank-Due-Diligence-on-Financial-Technology-Companies Fri, 3 Sep 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/September/Bank-Due-Diligence-on-Financial-Technology-Companies <![CDATA[SEC Sanctions Firms in Three Actions for Deficient Cybersecurity Controls]]> https://www.sullcrom.com/insights/memo/2021/September/SEC-Sanctions-Firms-in-Three-Actions-for-Deficient-Cybersecurity-Controls Wed, 1 Sep 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/September/SEC-Sanctions-Firms-in-Three-Actions-for-Deficient-Cybersecurity-Controls <![CDATA[NYSE Related Party Transaction Amendment]]> https://www.sullcrom.com/insights/memo/2021/August/NYSE-Related-Party-Transaction-Amendment Tue, 31 Aug 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/August/NYSE-Related-Party-Transaction-Amendment <![CDATA[SEC Investor Advisory Committee Recommendation Regarding Rule 10b5-1 Trading Plans]]> https://www.sullcrom.com/insights/memo/2021/August/SEC-Investor-Advisory-Committee-Recommendation-Regarding-Rule-10b51-Trading-Plans Tue, 31 Aug 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/August/SEC-Investor-Advisory-Committee-Recommendation-Regarding-Rule-10b51-Trading-Plans <![CDATA[Hart-Scott-Rodino Act]]> https://www.sullcrom.com/insights/memo/2021/August/HartScottRodino-Act-Aug-27-2021 Fri, 27 Aug 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/August/HartScottRodino-Act-Aug-27-2021 <![CDATA[2021 Proxy Season Review: Part 2 Say-on-Pay Votes and Equity Compensation]]> https://www.sullcrom.com/insights/memo/2021/August/2021-Proxy-Season-ReviewPart-2SayonPay-Votes-and-Equity-Compensation Mon, 23 Aug 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/August/2021-Proxy-Season-ReviewPart-2SayonPay-Votes-and-Equity-Compensation <![CDATA[SEC Charges Issuer with Misleading Investors About Cybersecurity Incident and for Inadequate Disclosure Controls]]> https://www.sullcrom.com/insights/memo/2021/August/SEC-Charges-Issuer-with-Misleading-Investors-About-Cybersecurity-Incident-and-for-Inadequate-Disclosure-Controls Wed, 18 Aug 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/August/SEC-Charges-Issuer-with-Misleading-Investors-About-Cybersecurity-Incident-and-for-Inadequate-Disclosure-Controls <![CDATA[CFTC Update on the LIBOR Transition]]> https://www.sullcrom.com/insights/memo/2021/August/CFTC-Update-on-the-LIBOR-Transition Mon, 16 Aug 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/August/CFTC-Update-on-the-LIBOR-Transition <![CDATA[Senator Wyden Introduces Carried Interest Bill]]> https://www.sullcrom.com/insights/memo/2021/August/Senator-Wyden-Introduces-Carried-Interest-Bill Wed, 11 Aug 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/August/Senator-Wyden-Introduces-Carried-Interest-Bill <![CDATA[SPACs in the UK De-SPAC Transactions to be Permitted in UK Without Suspension]]> https://www.sullcrom.com/insights/memo/2021/July/SPACs-in-the-UK-DeSPAC-Transactions-to-be-Permitted-in-UK-Without-Suspension Fri, 30 Jul 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/July/SPACs-in-the-UK-DeSPAC-Transactions-to-be-Permitted-in-UK-Without-Suspension <![CDATA[SEC Chair Addresses Details of Potential New U.S. Climate-Related Disclosure Rules]]> https://www.sullcrom.com/insights/memo/2021/July/SEC-Chair-Addresses-Details-of-Potential-New-US-ClimateRelated-Disclosure-Rules Thu, 29 Jul 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/July/SEC-Chair-Addresses-Details-of-Potential-New-US-ClimateRelated-Disclosure-Rules <![CDATA[2021 Proxy Season Review: Part 1 Rule 14a-8 Shareholder Proposals]]> https://www.sullcrom.com/insights/memo/2021/July/2021-Proxy-Season-Review-Part-1Rule-14a8-Shareholder-Proposals Tue, 27 Jul 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/July/2021-Proxy-Season-Review-Part-1Rule-14a8-Shareholder-Proposals <![CDATA[Hong Kong Business Advisory]]> https://www.sullcrom.com/insights/memo/2021/July/Hong-Kong-Business-Advisory Mon, 19 Jul 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/July/Hong-Kong-Business-Advisory <![CDATA[President Biden Issues Wide-Ranging Competition Executive Order With Significant Implications for MA Activity]]> https://www.sullcrom.com/insights/memo/2021/July/President-Biden-Issues-WideRanging-Competition-Executive-Order-With-Significant-Implications-for-MA-Activity Mon, 12 Jul 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/July/President-Biden-Issues-WideRanging-Competition-Executive-Order-With-Significant-Implications-for-MA-Activity <![CDATA[Supreme Court Business Review]]> https://www.sullcrom.com/insights/memo/2021/July/Supreme-Court-Business-Review-July-8-2021 Thu, 8 Jul 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/July/Supreme-Court-Business-Review-July-8-2021 <![CDATA[New York State Department of Financial Services Issues New Guidance on Preventing Ransomware Attacks]]> https://www.sullcrom.com/insights/memo/2021/July/New-York-State-Department-of-Financial-Services-Issues-New-Guidance-on-Preventing-Ransomware-Attacks Fri, 2 Jul 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/July/New-York-State-Department-of-Financial-Services-Issues-New-Guidance-on-Preventing-Ransomware-Attacks <![CDATA[PRGEJ Ret. Sys. Admin. v. VolkswagenNinth Circuit Clarifies Limited Availability of Affiliated Ute Presumption in Securities-Fraud Cases]]> https://www.sullcrom.com/insights/memo/2021/June/PRGEJ-Ret-Sys-Admin-v-Volkswagen-Ninth-Circuit-Clarifies-Limited-Availability-of-Affiliated-Ute-Presumption-in-SecuritiesFraud-C Wed, 30 Jun 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/June/PRGEJ-Ret-Sys-Admin-v-Volkswagen-Ninth-Circuit-Clarifies-Limited-Availability-of-Affiliated-Ute-Presumption-in-SecuritiesFraud-C <![CDATA[IDI Resolution Plans]]> https://www.sullcrom.com/insights/memo/2021/June/IDI-Resolution-Plans Tue, 29 Jun 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/June/IDI-Resolution-Plans <![CDATA[Takeaways From the Supreme Courts NCAA Decision]]> https://www.sullcrom.com/insights/memo/2021/June/Takeaways-From-the-Supreme-Courts-NCAA-Decision Mon, 28 Jun 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/June/Takeaways-From-the-Supreme-Courts-NCAA-Decision <![CDATA[Delaware Court of Chancery Holds 35.3% Stockholder Was Not a Controller]]> https://www.sullcrom.com/insights/memo/2021/June/Delaware-Court-of-Chancery-Holds-353-Stockholder-Was-Not-a-Controller Mon, 21 Jun 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/June/Delaware-Court-of-Chancery-Holds-353-Stockholder-Was-Not-a-Controller <![CDATA[Proposed Radical Changes to New Yorks Antitrust Law]]> https://www.sullcrom.com/insights/memo/2021/June/Proposed-Radical-Changes-to-New-Yorks-Antitrust-Law Thu, 17 Jun 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/June/Proposed-Radical-Changes-to-New-Yorks-Antitrust-Law <![CDATA[Observations About the U.S. Department of Justices First Action Seeking to Block a Merger Under the Biden Administration]]> https://www.sullcrom.com/insights/memo/2021/June/Observations-About-the-US-Department-of-Justices-First-Action-Seeking-to-Block-a-Merger-Under-the-Biden-Administration Thu, 17 Jun 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/June/Observations-About-the-US-Department-of-Justices-First-Action-Seeking-to-Block-a-Merger-Under-the-Biden-Administration <![CDATA[SEC Charges Issuer for Inadequate Cybersecurity Disclosure Controls]]> https://www.sullcrom.com/insights/memo/2021/June/SEC-Charges-Issuer-for-Inadequate-Cybersecurity-Disclosure-Controls Thu, 17 Jun 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/June/SEC-Charges-Issuer-for-Inadequate-Cybersecurity-Disclosure-Controls <![CDATA[China Sanctions Update]]> https://www.sullcrom.com/insights/memo/2021/June/China-Sanctions-Update Tue, 15 Jun 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/June/China-Sanctions-Update <![CDATA[U.S. Senate Passes Bill to Substantially Increase Hart-Scott-Rodino Act Filing Fees for Large Transactions]]> https://www.sullcrom.com/insights/memo/2021/June/US-Senate-Passes-Bill-to-Substantially-Increase-HartScottRodino-Act-Filing-Fees-for-Large-Transactions Thu, 10 Jun 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/June/US-Senate-Passes-Bill-to-Substantially-Increase-HartScottRodino-Act-Filing-Fees-for-Large-Transactions <![CDATA[2021 Corporate Governance Trends U.S. Biopharmaceutical Industry]]> https://www.sullcrom.com/insights/memo/2021/June/2021-Corporate-Governance-Trends-US-Biopharmaceutical-Industry Tue, 8 Jun 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/June/2021-Corporate-Governance-Trends-US-Biopharmaceutical-Industry <![CDATA[SEC Chair Statement on Rule 10b5-1 Trading Plans]]> https://www.sullcrom.com/insights/memo/2021/June/SEC-Chair-Statement-on-Rule-10b51-Trading-Plans Mon, 7 Jun 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/June/SEC-Chair-Statement-on-Rule-10b51-Trading-Plans <![CDATA[U.S. Supreme Court Narrows the Scope of Federal Anti-Hacking Law in Van Buren v. United States]]> https://www.sullcrom.com/insights/memo/2021/June/US-Supreme-Court-Narrows-the-Scope-of-Federal-AntiHacking-Law-in-Van-Buren-v-United-States Fri, 4 Jun 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/June/US-Supreme-Court-Narrows-the-Scope-of-Federal-AntiHacking-Law-in-Van-Buren-v-United-States <![CDATA[Three Noteworthy Aspects of the DOJs First Announcement Relating to a Bank Merger Under the Biden Administration]]> https://www.sullcrom.com/insights/memo/2021/May/Three-Noteworthy-Aspects-of-the-DOJs-First-Announcement-Relating-to-a-Bank-Merger-Under-the-Biden-Administration Thu, 27 May 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/May/Three-Noteworthy-Aspects-of-the-DOJs-First-Announcement-Relating-to-a-Bank-Merger-Under-the-Biden-Administration <![CDATA[Delaware MA Opinion Rejects MAE Claim of COVID-19 Effects]]> https://www.sullcrom.com/insights/memo/2021/May/Delaware-MA-Opinion-Rejects-MAE-Claim-of-COVID19-Effects Fri, 21 May 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/May/Delaware-MA-Opinion-Rejects-MAE-Claim-of-COVID19-Effects <![CDATA[Federal Reserve Consideration of Bank Merger Proposals]]> https://www.sullcrom.com/insights/memo/2021/May/Federal-Reserve-Consideration-of-Bank-Merger-Proposals Sat, 15 May 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/May/Federal-Reserve-Consideration-of-Bank-Merger-Proposals <![CDATA[President Issues Executive Order on Improving the Nations Cybersecurity]]> https://www.sullcrom.com/insights/memo/2021/May/President-Issues-Executive-Order-on-Improving-the-Nations-Cybersecurity Fri, 14 May 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/May/President-Issues-Executive-Order-on-Improving-the-Nations-Cybersecurity <![CDATA[Proposed Federal Reserve Bank Account Access Guidelines]]> https://www.sullcrom.com/insights/memo/2021/May/Proposed-Federal-Reserve-Bank-Account-Access-Guidelines Thu, 6 May 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/May/Proposed-Federal-Reserve-Bank-Account-Access-Guidelines <![CDATA[New York Legislation Addressing LIBOR Cessation]]> https://www.sullcrom.com/insights/memo/2021/May/New-York-Legislation-Addressing-LIBOR-Cessation Mon, 3 May 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/May/New-York-Legislation-Addressing-LIBOR-Cessation <![CDATA[Second Circuit Clarifies Standard for Article III Standing In Data Breach Actions]]> https://www.sullcrom.com/insights/memo/2021/April/Second-Circuit-Clarifies-Standard-for-Article-III-Standing-In-Data-Breach-Actions Fri, 30 Apr 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/April/Second-Circuit-Clarifies-Standard-for-Article-III-Standing-In-Data-Breach-Actions <![CDATA[New York State Department of Financial Services Releases Report on SolarWinds Cyber Espionage Attack]]> https://www.sullcrom.com/insights/memo/2021/April/New-York-State-Department-of-Financial-Services-Releases-Report-on-SolarWinds-Cyber-Espionage-Attack Thu, 29 Apr 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/April/New-York-State-Department-of-Financial-Services-Releases-Report-on-SolarWinds-Cyber-Espionage-Attack <![CDATA[Nevada Supreme Court Holds Statutory Business Judgment Rule Applies to All Claims Against Corporate Officers and Directors]]> https://www.sullcrom.com/insights/memo/2021/April/Nevada-Supreme-Court-Holds-Statutory-Business-Judgment-Rule-Applies-to-All-Claims-Against-Corporate-Officers-and-Directors Thu, 22 Apr 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/April/Nevada-Supreme-Court-Holds-Statutory-Business-Judgment-Rule-Applies-to-All-Claims-Against-Corporate-Officers-and-Directors <![CDATA[U.S. Supreme Court Holds That the Federal Trade Commission Cannot Obtain Monetary Relief Under Section 13(b) of the Federal Trade Commission Act]]> https://www.sullcrom.com/insights/memo/2021/April/US-Supreme-Court-Holds-That-the-Federal-Trade-Commission-Cannot-Obtain-Monetary-Relief-Under-Section-13b-of-the-Federal-Trade-Co Thu, 22 Apr 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/April/US-Supreme-Court-Holds-That-the-Federal-Trade-Commission-Cannot-Obtain-Monetary-Relief-Under-Section-13b-of-the-Federal-Trade-Co <![CDATA[Fair LendingRenewed Emphasis?]]> https://www.sullcrom.com/insights/memo/2021/April/Fair-LendingRenewed-Emphasis Wed, 21 Apr 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/April/Fair-LendingRenewed-Emphasis <![CDATA[ESG Update: EU Business and Human Rights Developments]]> https://www.sullcrom.com/insights/memo/2021/April/ESG-Update-EU-Business-and-Human-Rights-Developments Thu, 8 Apr 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/April/ESG-Update-EU-Business-and-Human-Rights-Developments <![CDATA[Delaware Chancery Court Strikes Down Unprecedented Poison Pill]]> https://www.sullcrom.com/insights/memo/2021/April/Delaware-Chancery-Court-Strikes-Down-Unprecedented-Poison-Pill Tue, 6 Apr 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/April/Delaware-Chancery-Court-Strikes-Down-Unprecedented-Poison-Pill <![CDATA[Supreme Court Holds That Googles Copying of Java Software Constitutes Fair Use]]> https://www.sullcrom.com/insights/memo/2021/April/Supreme-Court-Holds-That-Googles-Copying-of-Java-Software-Constitutes-Fair-Use Tue, 6 Apr 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/April/Supreme-Court-Holds-That-Googles-Copying-of-Java-Software-Constitutes-Fair-Use <![CDATA[Delaware Courts Issue Series of Pro-Policyholder DO Insurance Decisions]]> https://www.sullcrom.com/insights/memo/2021/April/Delaware-Courts-Issue-Series-of-ProPolicyholder-DO-Insurance-Decisions Thu, 1 Apr 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/April/Delaware-Courts-Issue-Series-of-ProPolicyholder-DO-Insurance-Decisions <![CDATA[What Employers Need to Know About the Changing Antitrust Ramifications of No-Poach Agreements and Other Agreements Affecting Employee Compensation]]> https://www.sullcrom.com/insights/memo/2021/April/What-Employers-Need-to-Know-About-the-Changing-Antitrust-Ramifications-of-NoPoach-Agreements-and-Other-Agreements-Affecting-Empl Thu, 1 Apr 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/April/What-Employers-Need-to-Know-About-the-Changing-Antitrust-Ramifications-of-NoPoach-Agreements-and-Other-Agreements-Affecting-Empl <![CDATA[New York Department of Financial Services Issues Insurance Circular Letter on Diversity and Corporate Governance]]> https://www.sullcrom.com/insights/memo/2021/April/New-York-Department-of-Financial-Services-Issues-Insurance-Circular-Letter-on-Diversity-and-Corporate-Governance Thu, 1 Apr 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/April/New-York-Department-of-Financial-Services-Issues-Insurance-Circular-Letter-on-Diversity-and-Corporate-Governance <![CDATA[Changes to UK Takeover Code]]> https://www.sullcrom.com/insights/memo/2021/March/Changes-to-UK-Takeover-Code Wed, 31 Mar 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/March/Changes-to-UK-Takeover-Code <![CDATA[New York Department of Financial Services Issues Proposed Guidance on Financial Risks of Climate Change for Insurers]]> https://www.sullcrom.com/insights/memo/2021/March/New-York-Department-of-Financial-Services-Issues-Proposed-Guidance-on-Financial-Risks-of-Climate-Change-for-Insurers Wed, 31 Mar 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/March/New-York-Department-of-Financial-Services-Issues-Proposed-Guidance-on-Financial-Risks-of-Climate-Change-for-Insurers <![CDATA[EU Merger Control]]> https://www.sullcrom.com/insights/memo/2021/March/2021-03-31-EU-Merger-Control Wed, 31 Mar 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/March/2021-03-31-EU-Merger-Control <![CDATA[The American Rescue Plan ActKey Employer Takeaways]]> https://www.sullcrom.com/insights/memo/2021/March/The-American-Rescue-Plan-ActKey-Employer-Takeaways Mon, 22 Mar 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/March/The-American-Rescue-Plan-ActKey-Employer-Takeaways <![CDATA[EU Authorities Propose Mandatory Sustainability-Related Key Performance Indicator (KPI) Reporting for EU Companies]]> https://www.sullcrom.com/insights/memo/2021/March/EU-Authorities-Propose-Mandatory-SustainabilityRelated-Key-Performance-Indicator-KPI-Reporting-for-EU-Companies Fri, 19 Mar 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/March/EU-Authorities-Propose-Mandatory-SustainabilityRelated-Key-Performance-Indicator-KPI-Reporting-for-EU-Companies <![CDATA[SEC Focuses on Potential Updates to U.S. Climate Change Disclosure Requirements]]> https://www.sullcrom.com/insights/memo/2021/March/SEC-Focuses-on-Potential-Updates-to-US-Climate-Change-Disclosure-Requirements Fri, 19 Mar 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/March/SEC-Focuses-on-Potential-Updates-to-US-Climate-Change-Disclosure-Requirements <![CDATA[FinCEN Notice on Efforts Related to Trade in Antiquities and Art]]> https://www.sullcrom.com/insights/memo/2021/March/FinCEN-Notice-on-Efforts-Related-to-Trade-in-Antiquities-and-Art Thu, 18 Mar 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/March/FinCEN-Notice-on-Efforts-Related-to-Trade-in-Antiquities-and-Art <![CDATA[French Government Renews Measures Regarding Shareholder and Board Meetings in the Context of the COVID-19 Pandemic]]> https://www.sullcrom.com/insights/memo/2021/March/French-Government-Renews-Measures-Regarding-Shareholder-and-Board-Meetings-in-the-Context-of-the-COVID19-Pandemic Mon, 15 Mar 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/March/French-Government-Renews-Measures-Regarding-Shareholder-and-Board-Meetings-in-the-Context-of-the-COVID19-Pandemic <![CDATA[Virginia Consumer Data Protection Act]]> https://www.sullcrom.com/insights/memo/2021/March/Virginia-Consumer-Data-Protection-Act Thu, 11 Mar 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/March/Virginia-Consumer-Data-Protection-Act <![CDATA[March 2021 Securities Enforcement and Litigation Update]]> https://www.sullcrom.com/insights/memo/2021/March/March-2021-Securities-Enforcement-and-Litigation-Update Thu, 4 Mar 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/March/March-2021-Securities-Enforcement-and-Litigation-Update <![CDATA[U.K. Listing Review Recommends Material Reforms to the U.K. Listing Regime]]> https://www.sullcrom.com/insights/memo/2021/March/UK-Listing-Review-Recommends-Material-Reforms-to-the-UK-Listing-Regime Wed, 3 Mar 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/March/UK-Listing-Review-Recommends-Material-Reforms-to-the-UK-Listing-Regime <![CDATA[Coronavirus Aid, Relief, and Economic Security ActU.S. Department of Labor Issues Guidance on Unemployment Provisions]]> https://www.sullcrom.com/insights/memo/2021/March/Coronavirus-Aid-Relief-and-Economic-Security-ActUS-Department-of-Labor-Issues-Guidance-on-Unemployment-Provisions Mon, 1 Mar 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/March/Coronavirus-Aid-Relief-and-Economic-Security-ActUS-Department-of-Labor-Issues-Guidance-on-Unemployment-Provisions <![CDATA[Review of the Federal Reserves Approach to Bank Mergers]]> https://www.sullcrom.com/insights/memo/2021/February/Review-of-the-Federal-Reserves-Approach-to-Bank-Mergers Wed, 17 Feb 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/February/Review-of-the-Federal-Reserves-Approach-to-Bank-Mergers <![CDATA[New York Department of Financial Services Issues Cyber Insurance Risk Framework]]> https://www.sullcrom.com/insights/memo/2021/February/New-York-Department-of-Financial-Services-Issues-Cyber-Insurance-Risk-Framework Fri, 12 Feb 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/February/New-York-Department-of-Financial-Services-Issues-Cyber-Insurance-Risk-Framework <![CDATA[SEC Again Separates Consideration of Enforcement Settlements and Waivers of Collateral Consequences]]> https://www.sullcrom.com/insights/memo/2021/February/SEC-Again-Separates-Consideration-of-Enforcement-Settlements-and-Waivers-of-Collateral-Consequences Fri, 12 Feb 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/February/SEC-Again-Separates-Consideration-of-Enforcement-Settlements-and-Waivers-of-Collateral-Consequences <![CDATA[Anti-Money Laundering Act of 2020]]> https://www.sullcrom.com/insights/memo/2021/February/2021-02-11-AntiMoney-Laundering-Act-of-2020 Thu, 11 Feb 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/February/2021-02-11-AntiMoney-Laundering-Act-of-2020 <![CDATA[Key Considerations for Fiscal Year 2020 Form 10-K and 20-F Filings]]> https://www.sullcrom.com/insights/memo/2021/February/Key-Considerations-for-Fiscal-Year-2020-Form-10K-and-20F-Filings Tue, 9 Feb 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/February/Key-Considerations-for-Fiscal-Year-2020-Form-10K-and-20F-Filings <![CDATA[New Antitrust Bill Would Strengthen Regulators Powers to Block Mergers and Acquisitions]]> https://www.sullcrom.com/insights/memo/2021/February/New-Antitrust-Bill-Would-Strengthen-Regulators-Powers-to-Block-Mergers-and-Acquisitions Mon, 8 Feb 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/February/New-Antitrust-Bill-Would-Strengthen-Regulators-Powers-to-Block-Mergers-and-Acquisitions <![CDATA[BlackRock and State Street Update Proxy Voting Guidelines]]> https://www.sullcrom.com/insights/memo/2021/February/BlackRock-and-State-Street-Update-Proxy-Voting-Guidelines Mon, 8 Feb 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/February/BlackRock-and-State-Street-Update-Proxy-Voting-Guidelines <![CDATA[FinCEN2020 Year in Review]]> https://www.sullcrom.com/insights/memo/2021/February/FinCEN2020-Year-in-Review Mon, 8 Feb 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/February/FinCEN2020-Year-in-Review <![CDATA[Hart-Scott-Rodino Act]]> https://www.sullcrom.com/insights/memo/2021/February/HartScottRodino-Act-Feb-2-2021 Tue, 2 Feb 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/February/HartScottRodino-Act-Feb-2-2021 <![CDATA[Treasury and IRS Release Final Regulations Under the Carried Interest Rules of Section 1061]]> https://www.sullcrom.com/insights/memo/2021/February/Tr-easury-and-IRS-Release-Final-Regulations-Under-the-Carried-Interest-Rules-of-Section-1061 Mon, 1 Feb 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/February/Tr-easury-and-IRS-Release-Final-Regulations-Under-the-Carried-Interest-Rules-of-Section-1061 <![CDATA[CFTC Approves NFAs Swap Dealer Model Review Process]]> https://www.sullcrom.com/insights/memo/2021/January/CFTC-Approves-NFAs-Swap-Dealer-Model-Review-Process Fri, 22 Jan 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/January/CFTC-Approves-NFAs-Swap-Dealer-Model-Review-Process <![CDATA[German Antitrust Law]]> https://www.sullcrom.com/insights/memo/2021/January/German-Antitrust-Law Thu, 21 Jan 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/January/German-Antitrust-Law <![CDATA[SEC Proposes Amendments to Rule 144 Holding Period and Form 144 Filings]]> https://www.sullcrom.com/insights/memo/2021/January/SEC-Proposes-Amendments-to-Rule-144-Holding-Period-and-Form-144-Filings Fri, 15 Jan 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/January/SEC-Proposes-Amendments-to-Rule-144-Holding-Period-and-Form-144-Filings <![CDATA[DOJ Favorably Reviews University Patent Pool]]> https://www.sullcrom.com/insights/memo/2021/January/DOJ-Favorably-Reviews-University-Patent-Pool Fri, 15 Jan 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/January/DOJ-Favorably-Reviews-University-Patent-Pool <![CDATA[Department of Labor Finalizes Independent Contractor Classification Rule]]> https://www.sullcrom.com/insights/memo/2021/January/Department-of-Labor-Finalizes-Independent-Contractor-Classification-Rule Wed, 13 Jan 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/January/Department-of-Labor-Finalizes-Independent-Contractor-Classification-Rule <![CDATA[Corporate Political Contributions]]> https://www.sullcrom.com/insights/memo/2021/January/Corporate-Political-Contributions Wed, 13 Jan 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/January/Corporate-Political-Contributions <![CDATA[COVID-19 Phase IV Stimulus]]> https://www.sullcrom.com/insights/memo/2021/January/COVID19-Phase-IV-Stimulus Tue, 5 Jan 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/January/COVID19-Phase-IV-Stimulus <![CDATA[Congress Expressly Authorizes SEC Disgorgement and Extends Limitations Periods]]> https://www.sullcrom.com/insights/memo/2021/January/Congress-Expressly-Authorizes-SEC-Disgorgement-and-Extends-Limitations-Periods Sun, 3 Jan 2021 00:00:00 GMT https://www.sullcrom.com/insights/memo/2021/January/Congress-Expressly-Authorizes-SEC-Disgorgement-and-Extends-Limitations-Periods <![CDATA[OFAC Issues New Guidance on Sanctions Targeting Communist Chinese Military Companies]]> https://www.sullcrom.com/insights/memo/2020/December/OFAC-Issues-New-Guidance-on-Sanctions-Targeting-Communist-Chinese-Military-Companies Thu, 31 Dec 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/December/OFAC-Issues-New-Guidance-on-Sanctions-Targeting-Communist-Chinese-Military-Companies <![CDATA[COVID-19 Phase IV Stimulus Package Key Employer Takeaways]]> https://www.sullcrom.com/insights/memo/2020/December/COVID19-Phase-IV-Stimulus-PackageKey-Employer-Takeaways Thu, 31 Dec 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/December/COVID19-Phase-IV-Stimulus-PackageKey-Employer-Takeaways <![CDATA[Regulation of Industrial Bank Parent Companies]]> https://www.sullcrom.com/insights/memo/2020/December/Regulation-of-Industrial-Bank-Parent-Companies Wed, 30 Dec 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/December/Regulation-of-Industrial-Bank-Parent-Companies <![CDATA[Brokered Deposits]]> https://www.sullcrom.com/insights/memo/2020/December/2020-12-29-Brokered-Deposits Tue, 29 Dec 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/December/2020-12-29-Brokered-Deposits <![CDATA[What Does Brexit Mean for You?]]> https://www.sullcrom.com/insights/memo/2020/December/What-Does-Brexit-Mean-for-You Mon, 28 Dec 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/December/What-Does-Brexit-Mean-for-You <![CDATA[SEC Adopts New Derivatives Framework for Registered Investment Companies and Business Development Companies]]> https://www.sullcrom.com/insights/memo/2020/December/SEC-Adopts-New-Derivatives-Framework-for-Registered-Investment-Companies-and-Business-Development-Companies Wed, 23 Dec 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/December/SEC-Adopts-New-Derivatives-Framework-for-Registered-Investment-Companies-and-Business-Development-Companies <![CDATA[Allied Properties Privatization]]> https://www.sullcrom.com/insights/memo/2020/December/Allied-Properties-Privatization Wed, 23 Dec 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/December/Allied-Properties-Privatization <![CDATA[CFTC Cross-Border Swaps Rule]]> https://www.sullcrom.com/insights/memo/2020/December/CFTC-CrossBorder-Swaps-Rule Tue, 22 Dec 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/December/CFTC-CrossBorder-Swaps-Rule <![CDATA[SEC Adopts Rules Implementing Resource Payments Disclosure Requirements of the Dodd-Frank Act]]> https://www.sullcrom.com/insights/memo/2020/December/SEC-Adopts-Rules-Implementing-Resource-Payments-Disclosure-Requirements-of-the-DoddFrank-Act Tue, 22 Dec 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/December/SEC-Adopts-Rules-Implementing-Resource-Payments-Disclosure-Requirements-of-the-DoddFrank-Act <![CDATA[Federal Banking Agencies Propose Cyber Incident Notification Requirements]]> https://www.sullcrom.com/insights/memo/2020/December/Federal-Banking-Agencies-Propose-Cyber-Incident-Notification-Requirements Tue, 22 Dec 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/December/Federal-Banking-Agencies-Propose-Cyber-Incident-Notification-Requirements <![CDATA[Federal Banking Agencies Extend and Expand No-Action Relief for Bank Extensions of Credit to Portfolio Companies of Institutional Investors Owning More Than 10% of the Banks Stock]]> https://www.sullcrom.com/insights/memo/2020/December/Federal-Banking-Agencies-Extend-and-Expand-NoAction-Relief-for-Bank-Extensions-of-Credit-to-Portfolio-Companies-of-Institutional Tue, 22 Dec 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/December/Federal-Banking-Agencies-Extend-and-Expand-NoAction-Relief-for-Bank-Extensions-of-Credit-to-Portfolio-Companies-of-Institutional <![CDATA[Delaware Supreme Court Affirms Order to Produce Documents and Submit to Deposition in Section 220 Litigation]]> https://www.sullcrom.com/insights/memo/2020/December/Delaware-Supreme-Court-Affirms-Order-to-Produce-Documents-and-Submit-to-Deposition-in-Section-220-Litigation Mon, 21 Dec 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/December/Delaware-Supreme-Court-Affirms-Order-to-Produce-Documents-and-Submit-to-Deposition-in-Section-220-Litigation <![CDATA[SEC Announces the Creation of the Security-Based Swaps Joint Venture]]> https://www.sullcrom.com/insights/memo/2020/December/SEC-Announces-the-Creation-of-the-SecurityBased-Swaps-Joint-Venture Mon, 21 Dec 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/December/SEC-Announces-the-Creation-of-the-SecurityBased-Swaps-Joint-Venture <![CDATA[Irish Data Protection Commission Fines Twitter for Failures in Notifying Data Breach]]> https://www.sullcrom.com/insights/memo/2020/December/Irish-Data-Protection-Commission-Fines-Twitter-for-Failures-in-Notifying-Data-Breach Mon, 21 Dec 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/December/Irish-Data-Protection-Commission-Fines-Twitter-for-Failures-in-Notifying-Data-Breach <![CDATA[EU Antitrust Law]]> https://www.sullcrom.com/insights/memo/2020/December/EU-Antitrust-Law Sun, 20 Dec 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/December/EU-Antitrust-Law <![CDATA[COVID-19 Vaccine PoliciesWhat Employers Should Know]]> https://www.sullcrom.com/insights/memo/2020/December/COVID19-Vaccine-PoliciesWhat-Employers-Should-Know Fri, 18 Dec 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/December/COVID19-Vaccine-PoliciesWhat-Employers-Should-Know <![CDATA[COVID-19 PandemicCalifornias OSHA Adopts Temporary, Emergency COVID-19 Regulations]]> https://www.sullcrom.com/insights/memo/2020/December/COVID19-PandemicCalifornias-OSHA-Adopts-Temporary-Emergency-COVID19-Regulations Thu, 17 Dec 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/December/COVID19-PandemicCalifornias-OSHA-Adopts-Temporary-Emergency-COVID19-Regulations <![CDATA[Anti-Money Laundering Act of 2020]]> https://www.sullcrom.com/insights/memo/2020/December/2020-12-17-AntiMoney-Laundering-Act-of-2020 Thu, 17 Dec 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/December/2020-12-17-AntiMoney-Laundering-Act-of-2020 <![CDATA[CFTC Electronic Trading Rules]]> https://www.sullcrom.com/insights/memo/2020/December/2020-12-16-CFTC-Electronic-Trading-Rules Wed, 16 Dec 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/December/2020-12-16-CFTC-Electronic-Trading-Rules <![CDATA[SEC Adopts New Rule to Modernize Fund Valuation Framework]]> https://www.sullcrom.com/insights/memo/2020/December/SEC-Adopts-New-Rule-to-Modernize-Fund-Valuation-Framework Mon, 14 Dec 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/December/SEC-Adopts-New-Rule-to-Modernize-Fund-Valuation-Framework <![CDATA[Nasdaq Proposes Board Diversity Requirements]]> https://www.sullcrom.com/insights/memo/2020/December/Nasdaq-Proposes-Board-Diversity-Requirements Mon, 14 Dec 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/December/Nasdaq-Proposes-Board-Diversity-Requirements <![CDATA[Court Rules That College Admission Slots Are Not Property Under the Federal Mail and Wire Fraud Statutes]]> https://www.sullcrom.com/insights/memo/2020/December/Court-Rules-That-College-Admission-Slots-Are-Not-Property-Under-the-Federal-Mail-and-Wire-Fraud-Statutes Tue, 8 Dec 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/December/Court-Rules-That-College-Admission-Slots-Are-Not-Property-Under-the-Federal-Mail-and-Wire-Fraud-Statutes <![CDATA[Delaware Court Issues Important COVID-Related MA Opinion]]> https://www.sullcrom.com/insights/memo/2020/December/Delaware-Court-Issues-Important-COVIDRelated-MA-Opinion Fri, 4 Dec 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/December/Delaware-Court-Issues-Important-COVIDRelated-MA-Opinion <![CDATA[Renewables UpdateKey Considerations for Renewables Transactions]]> https://www.sullcrom.com/insights/memo/2020/December/Renewables-UpdateKey-Considerations-for-Renewables-Transactions Thu, 3 Dec 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/December/Renewables-UpdateKey-Considerations-for-Renewables-Transactions <![CDATA[SEC Proposes to Extend Participation in Compensatory Offerings to Platform Workers Under Rule 701 and Form S-8]]> https://www.sullcrom.com/insights/memo/2020/December/SEC-Proposes-to-Extend-Participation-in-Compensatory-Offerings-to-Platform-Workers-Under-Rule-701-and-Form-S8 Thu, 3 Dec 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/December/SEC-Proposes-to-Extend-Participation-in-Compensatory-Offerings-to-Platform-Workers-Under-Rule-701-and-Form-S8 <![CDATA[Review and Analysis of 2020 U.S. Shareholder Activism]]> https://www.sullcrom.com/insights/memo/2020/December/Review-and-Analysis-of-2020-US-Shareholder-Activism Wed, 2 Dec 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/December/Review-and-Analysis-of-2020-US-Shareholder-Activism <![CDATA[LIBOR Transition]]> https://www.sullcrom.com/insights/memo/2020/December/LIBOR-Transition Tue, 1 Dec 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/December/LIBOR-Transition <![CDATA[SEC Permits Use of Electronic Signatures]]> https://www.sullcrom.com/insights/memo/2020/November/SEC-Permits-Use-of-Electronic-Signatures Wed, 25 Nov 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/November/SEC-Permits-Use-of-Electronic-Signatures <![CDATA[SEC Adopts Amendments to Regulation S-K]]> https://www.sullcrom.com/insights/memo/2020/November/SEC-Adopts-Amendments-to-Regulation-SK Mon, 23 Nov 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/November/SEC-Adopts-Amendments-to-Regulation-SK <![CDATA[Renewables and Hydrogen UpdateU.S. Market and Regulatory Developments]]> https://www.sullcrom.com/insights/memo/2020/November/Renewables-and-Hydrogen-UpdateUS-Market-and-Regulatory-Developments Thu, 19 Nov 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/November/Renewables-and-Hydrogen-UpdateUS-Market-and-Regulatory-Developments <![CDATA[SEC Fines Investment Advisers and Broker-Dealers in Connection With Exchange-Traded Products Initiative]]> https://www.sullcrom.com/insights/memo/2020/November/SEC-Fines-Investment-Advisers-and-BrokerDealers-in-Connection-With-ExchangeTraded-Products-Initiative Tue, 17 Nov 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/November/SEC-Fines-Investment-Advisers-and-BrokerDealers-in-Connection-With-ExchangeTraded-Products-Initiative <![CDATA[U.S. Economic Sanctions Targeting Chinese Military Companies]]> https://www.sullcrom.com/insights/memo/2020/November/US-Economic-Sanctions-Targeting-Chinese-Military-Companies Tue, 17 Nov 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/November/US-Economic-Sanctions-Targeting-Chinese-Military-Companies <![CDATA[UK National Security and Investment Bill]]> https://www.sullcrom.com/insights/memo/2020/November/UK-National-Security-and-Investment-Bill Thu, 12 Nov 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/November/UK-National-Security-and-Investment-Bill <![CDATA[Renewables Update: Current Market Overview and European Developments]]> https://www.sullcrom.com/insights/memo/2020/November/Renewables-Update-Current-Market-Overview-and-European-Developments Mon, 9 Nov 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/November/Renewables-Update-Current-Market-Overview-and-European-Developments <![CDATA[OFAC Advisory on Sanctions Risks Arising From Transacting in High-Value Artwork]]> https://www.sullcrom.com/insights/memo/2020/November/OFAC-Advisory-on-Sanctions-Risks-Arising-From-Transacting-in-HighValue-Artwork Thu, 5 Nov 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/November/OFAC-Advisory-on-Sanctions-Risks-Arising-From-Transacting-in-HighValue-Artwork <![CDATA[CFTC Adopts Final Rule for Position Limits]]> https://www.sullcrom.com/insights/memo/2020/November/CFTC-Adopts-Final-Rule-for-Position-Limits Wed, 4 Nov 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/November/CFTC-Adopts-Final-Rule-for-Position-Limits <![CDATA[SECs Division of Enforcement 2020 Annual Report Indicates Strong Enforcement Results Despite COVID-19 Challenges]]> https://www.sullcrom.com/insights/memo/2020/November/SECs-Division-of-Enforcement-2020-Annual-Report-Indicates-Strong-Enforcement-Results-Despite-COVID19-Challenges Tue, 3 Nov 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/November/SECs-Division-of-Enforcement-2020-Annual-Report-Indicates-Strong-Enforcement-Results-Despite-COVID19-Challenges <![CDATA[The Curious Case of the Allied Properties Privatization]]> https://www.sullcrom.com/insights/memo/2020/October/The-Curious-Case-of-the-Allied-Properties-Privatization Thu, 29 Oct 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/October/The-Curious-Case-of-the-Allied-Properties-Privatization <![CDATA[ISS Releases FAQ on U.S. Compensation Policies and the COVID-19 Pandemic]]> https://www.sullcrom.com/insights/memo/2020/October/ISS-Releases-FAQ-on-US-Compensation-Policies-and-the-COVID19-Pandemic Wed, 21 Oct 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/October/ISS-Releases-FAQ-on-US-Compensation-Policies-and-the-COVID19-Pandemic <![CDATA[SEC Proposes Exemption from Broker-Dealer Registration for Finders]]> https://www.sullcrom.com/insights/memo/2020/October/SEC-Proposes-Exemption-from-BrokerDealer-Registration-for-Finders Tue, 20 Oct 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/October/SEC-Proposes-Exemption-from-BrokerDealer-Registration-for-Finders <![CDATA[SEC Adopts Final Rule to Update the Regulatory Framework for Fund of Funds Arrangements]]> https://www.sullcrom.com/insights/memo/2020/October/SEC-Adopts-Final-Rule-to-Update-the-Regulatory-Framework-for-Fund-of-Funds-Arrangements Mon, 19 Oct 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/October/SEC-Adopts-Final-Rule-to-Update-the-Regulatory-Framework-for-Fund-of-Funds-Arrangements <![CDATA[New York DFS Calls for Regulation of Social Media Platforms]]> https://www.sullcrom.com/insights/memo/2020/October/New-York-DFS-Calls-for-Regulation-of-Social-Media-Platforms Thu, 15 Oct 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/October/New-York-DFS-Calls-for-Regulation-of-Social-Media-Platforms <![CDATA[Department of Justice Cryptocurrency Enforcement Framework]]> https://www.sullcrom.com/insights/memo/2020/October/Department-of-Justice-Cryptocurrency-Enforcement-Framework Mon, 12 Oct 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/October/Department-of-Justice-Cryptocurrency-Enforcement-Framework <![CDATA[Treasury Department Issues Advisories on Ransomware Attacks]]> https://www.sullcrom.com/insights/memo/2020/October/Treasury-Department-Issues-Advisories-on-Ransomware-Attacks Fri, 2 Oct 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/October/Treasury-Department-Issues-Advisories-on-Ransomware-Attacks <![CDATA[California Expands Board Diversity Requirements]]> https://www.sullcrom.com/insights/memo/2020/October/California-Expands-Board-Diversity-Requirements Thu, 1 Oct 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/October/California-Expands-Board-Diversity-Requirements <![CDATA[DOJ and SEC Continue Insider Trading Enforcement]]> https://www.sullcrom.com/insights/memo/2020/October/DOJ-and-SEC-Continue-Insider-Trading-Enforcement Thu, 1 Oct 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/October/DOJ-and-SEC-Continue-Insider-Trading-Enforcement <![CDATA[SEC Modernizes Shareholder Proposal Requirements]]> https://www.sullcrom.com/insights/memo/2020/September/SEC-Modernizes-Shareholder-Proposal-Requirements Wed, 30 Sep 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/September/SEC-Modernizes-Shareholder-Proposal-Requirements <![CDATA[SEC Enhances Whistleblower Program]]> https://www.sullcrom.com/insights/memo/2020/September/SEC-Enhances-Whistleblower-Program Wed, 30 Sep 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/September/SEC-Enhances-Whistleblower-Program <![CDATA[Federal Reserve Releases Frequently Asked Questions on Final Rule for Determining Control]]> https://www.sullcrom.com/insights/memo/2020/September/Federal-Reserve-Releases-Frequently-Asked-Questions-on-Final-Rule-for-Determining-Control Wed, 30 Sep 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/September/Federal-Reserve-Releases-Frequently-Asked-Questions-on-Final-Rule-for-Determining-Control <![CDATA[Proposed Amendments to HSR Rules Would Impact Hostile Acquirers, Activist Investors, Investment Funds and MLPs]]> https://www.sullcrom.com/insights/memo/2020/September/Proposed-Amendments-to-HSR-Rules-Would-Impact-Hostile-Acquirers-Activist-Investors-Investment-Funds-and-MLPs Tue, 29 Sep 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/September/Proposed-Amendments-to-HSR-Rules-Would-Impact-Hostile-Acquirers-Activist-Investors-Investment-Funds-and-MLPs <![CDATA[HydrogenRecent Developments in Hydrogen Projects]]> https://www.sullcrom.com/insights/memo/2020/September/HydrogenRecent-Developments-in-Hydrogen-Projects Mon, 28 Sep 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/September/HydrogenRecent-Developments-in-Hydrogen-Projects <![CDATA[Recent Trends in Governance Documents]]> https://www.sullcrom.com/insights/memo/2020/September/Recent-Trends-in-Governance-Documents Mon, 28 Sep 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/September/Recent-Trends-in-Governance-Documents <![CDATA[SEC Finalizes Rules Updating Statistical Disclosure Requirements for Banking Registrants]]> https://www.sullcrom.com/insights/memo/2020/September/SEC-Finalizes-Rules-Updating-Statistical-Disclosure-Requirements-for-Banking-Registrants Fri, 25 Sep 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/September/SEC-Finalizes-Rules-Updating-Statistical-Disclosure-Requirements-for-Banking-Registrants <![CDATA[Stablecoin Activities by National Banks]]> https://www.sullcrom.com/insights/memo/2020/September/Stablecoin-Activities-by-National-Banks Thu, 24 Sep 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/September/Stablecoin-Activities-by-National-Banks <![CDATA[Hydrogen Fuel of the Future or Just Hot Air?]]> https://www.sullcrom.com/insights/memo/2020/September/Hydrogen-Fuel-of-the-Future-or-Just-Hot-Air Wed, 23 Sep 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/September/Hydrogen-Fuel-of-the-Future-or-Just-Hot-Air <![CDATA[Implementation of Department of Commerce Prohibitions on Transactions Related to TikTok and WeChat Delayed]]> https://www.sullcrom.com/insights/memo/2020/September/Implementation-of-Department-of-Commerce-Prohibitions-on-Transactions-Related-to-TikTok-and-WeChat-Delayed Mon, 21 Sep 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/September/Implementation-of-Department-of-Commerce-Prohibitions-on-Transactions-Related-to-TikTok-and-WeChat-Delayed <![CDATA[Another Court Dismisses PPP Agent Fee Action]]> https://www.sullcrom.com/insights/memo/2020/September/Another-Court-Dismisses-PPP-Agent-Fee-Action Mon, 21 Sep 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/September/Another-Court-Dismisses-PPP-Agent-Fee-Action <![CDATA[U.S. Department of Labor Issues Regulations Implementing the Families First Coronavirus Response Acts Leave Provisions]]> https://www.sullcrom.com/insights/memo/2020/September/US-Department-of-Labor-Issues-Regulations-Implementing-the-Families-First-Coronavirus-Response-Acts-Leave-Provisions Thu, 17 Sep 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/September/US-Department-of-Labor-Issues-Regulations-Implementing-the-Families-First-Coronavirus-Response-Acts-Leave-Provisions <![CDATA[U.S. Department of Labor Releases Proposed Regulations Regarding Plan Fiduciary Proxy Voting]]> https://www.sullcrom.com/insights/memo/2020/September/US-Department-of-Labor-Releases-Proposed-Regulations-Regarding-Plan-Fiduciary-Proxy-Voting Fri, 11 Sep 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/September/US-Department-of-Labor-Releases-Proposed-Regulations-Regarding-Plan-Fiduciary-Proxy-Voting <![CDATA[Antitrust Division Issues Update to 2015 Business Review Letter on IEEE Guidance for Standard-Essential Patents]]> https://www.sullcrom.com/insights/memo/2020/September/Antitrust-Division-Issues-Update-to-2015-Business-Review-Letter-on-IEEE-Guidance-for-StandardEssential-Patents Fri, 11 Sep 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/September/Antitrust-Division-Issues-Update-to-2015-Business-Review-Letter-on-IEEE-Guidance-for-StandardEssential-Patents <![CDATA[EEOC Releases Updated Guidance to Employers Regarding ADA-Compliant Practices During the COVID-19 Crisis]]> https://www.sullcrom.com/insights/memo/2020/September/2021-06-04-EEOC-Releases-Updated-Guidance-to-Employers-Regarding-ADACompliant-Practices-During-the-COVID19-Crisis Thu, 10 Sep 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/September/2021-06-04-EEOC-Releases-Updated-Guidance-to-Employers-Regarding-ADACompliant-Practices-During-the-COVID19-Crisis <![CDATA[CFTC Capital Requirements]]> https://www.sullcrom.com/insights/memo/2020/September/CFTC-Capital-Requirements Wed, 9 Sep 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/September/CFTC-Capital-Requirements <![CDATA[West v. ACRECalifornia Superior Court Refuses Enforcement of Forum Selection Provision Designating Delaware Court of Chancery as Violating Plaintiffs Right to Trial by Jury]]> https://www.sullcrom.com/insights/memo/2020/September/West-v-ACRE-California-Superior-Court-Refuses-Enforcement-of-Forum-Selection-Provision-Designating-Delaware-Court-of-Chancery-as Fri, 4 Sep 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/September/West-v-ACRE-California-Superior-Court-Refuses-Enforcement-of-Forum-Selection-Provision-Designating-Delaware-Court-of-Chancery-as <![CDATA[SEC Adopts Amendments to Regulation S-K Disclosure Requirements]]> https://www.sullcrom.com/insights/memo/2020/August/SEC-Adopts-Amendments-to-Regulation-SK-Disclosure-Requirements Mon, 31 Aug 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/August/SEC-Adopts-Amendments-to-Regulation-SK-Disclosure-Requirements <![CDATA[SEC Finalizes Amendments to Accredited Investor Definition]]> https://www.sullcrom.com/insights/memo/2020/August/SEC-Finalizes-Amendments-to-Accredited-Investor-Definition Mon, 31 Aug 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/August/SEC-Finalizes-Amendments-to-Accredited-Investor-Definition <![CDATA[August 2020 Securities Enforcement and Litigation Update]]> https://www.sullcrom.com/insights/memo/2020/August/August-2020-Securities-Enforcement-and-Litigation-Update Thu, 27 Aug 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/August/August-2020-Securities-Enforcement-and-Litigation-Update <![CDATA[UK Supreme Court Unanimously Upholds Lower Courts Worldwide FRAND Royalty Rate Determination]]> https://www.sullcrom.com/insights/memo/2020/August/UK-Supreme-Court-Unanimously-Upholds-Lower-Courts-Worldwide-FRAND-Royalty-Rate-Determination Thu, 27 Aug 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/August/UK-Supreme-Court-Unanimously-Upholds-Lower-Courts-Worldwide-FRAND-Royalty-Rate-Determination <![CDATA[Court Dismisses PPP Agent Fee Action]]> https://www.sullcrom.com/insights/memo/2020/August/Court-Dismisses-PPP-Agent-Fee-Action Mon, 17 Aug 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/August/Court-Dismisses-PPP-Agent-Fee-Action <![CDATA[CFTC Continues Insider Trading Enforcement]]> https://www.sullcrom.com/insights/memo/2020/August/CFTC-Continues-Insider-Trading-Enforcement Fri, 14 Aug 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/August/CFTC-Continues-Insider-Trading-Enforcement <![CDATA[SEC Proposes to Modernize Fund Shareholder Reports and Disclosures]]> https://www.sullcrom.com/insights/memo/2020/August/SEC-Proposes-to-Modernize-Fund-Shareholder-Reports-and-Disclosures Thu, 13 Aug 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/August/SEC-Proposes-to-Modernize-Fund-Shareholder-Reports-and-Disclosures <![CDATA[Coronavirus Aid, Relief, and Economic Security ActKey Employer Takeaways]]> https://www.sullcrom.com/insights/memo/2020/August/Coronavirus-Aid-Relief-and-Economic-Security-ActKey-Employer-Takeaways Wed, 12 Aug 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/August/Coronavirus-Aid-Relief-and-Economic-Security-ActKey-Employer-Takeaways <![CDATA[Ninth Circuit Holds That Qualcomms Patent Licensing Program Does Not Violate U.S. Antitrust Law]]> https://www.sullcrom.com/insights/memo/2020/August/Ninth-Circuit-Holds-That-Qualcomms-Patent-Licensing-Program-Does-Not-Violate-US-Antitrust-Law Wed, 12 Aug 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/August/Ninth-Circuit-Holds-That-Qualcomms-Patent-Licensing-Program-Does-Not-Violate-US-Antitrust-Law <![CDATA[Treasury and IRS Release Proposed Regulations Under the Carried Interest Rules of Section 1061]]> https://www.sullcrom.com/insights/memo/2020/August/Treasury-and-IRS-Release-Proposed-Regulations-Under-the-Carried-Interest-Rules-of-Section-1061 Thu, 6 Aug 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/August/Treasury-and-IRS-Release-Proposed-Regulations-Under-the-Carried-Interest-Rules-of-Section-1061 <![CDATA[IRS Issues Final and Proposed Regulations on Section 163(j) Interest Deduction Limitation]]> https://www.sullcrom.com/insights/memo/2020/August/IRS-Issues-Final-and-Proposed-Regulations-on-Section-163j-Interest-Deduction-Limitation Thu, 6 Aug 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/August/IRS-Issues-Final-and-Proposed-Regulations-on-Section-163j-Interest-Deduction-Limitation <![CDATA[Federal Reserve Finalizes Amendments to CSI and FOIA Regulations]]> https://www.sullcrom.com/insights/memo/2020/August/Federal-Reserve-Finalizes-Amendments-to-CSI-and-FOIA-Regulations Wed, 5 Aug 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/August/Federal-Reserve-Finalizes-Amendments-to-CSI-and-FOIA-Regulations <![CDATA[COVID-19 PandemicCalifornia Publishes Employer Playbook for a Safe Reopening]]> https://www.sullcrom.com/insights/memo/2020/August/COVID19-PandemicCalifornia-Publishes-Employer-Playbook-for-a-Safe-Reopening Mon, 3 Aug 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/August/COVID19-PandemicCalifornia-Publishes-Employer-Playbook-for-a-Safe-Reopening <![CDATA[New York State Department of Financial Services Announces First Enforcement Action Under Cybersecurity Regulations]]> https://www.sullcrom.com/insights/memo/2020/July/New-York-State-Department-of-Financial-Services-Announces-First-Enforcement-Action-Under-Cybersecurity-Regulations Fri, 31 Jul 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/July/New-York-State-Department-of-Financial-Services-Announces-First-Enforcement-Action-Under-Cybersecurity-Regulations <![CDATA[Trends in U.S. Director Compensation]]> https://www.sullcrom.com/insights/memo/2020/July/Trends-in-US-Director-Compensation Tue, 28 Jul 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/July/Trends-in-US-Director-Compensation <![CDATA[SEC Adopts New Rules for Proxy Advisors and Provides Supplemental Guidance on Voting Responsibilities of Investment Advisers]]> https://www.sullcrom.com/insights/memo/2020/July/SEC-Adopts-New-Rules-for-Proxy-Advisors-and-Provides-Supplemental-Guidance-on-Voting-Responsibilities-of-Investment-Advisers Tue, 28 Jul 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/July/SEC-Adopts-New-Rules-for-Proxy-Advisors-and-Provides-Supplemental-Guidance-on-Voting-Responsibilities-of-Investment-Advisers <![CDATA[France Temporarily Increases Level of Scrutiny for Foreign Investments in French Strategic Listed Entities]]> https://www.sullcrom.com/insights/memo/2020/July/France-Temporarily-Increases-Level-of-Scrutiny-for-Foreign-Investments-in-French-Strategic-Listed-Entities Mon, 27 Jul 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/July/France-Temporarily-Increases-Level-of-Scrutiny-for-Foreign-Investments-in-French-Strategic-Listed-Entities <![CDATA[OCC Proposes a Rule to Establish When a Bank Is the True Lender of a Loan]]> https://www.sullcrom.com/insights/memo/2020/July/OCC-Proposes-a-Rule-to-Establish-When-a-Bank-Is-the-True-Lender-of-a-Loan Fri, 24 Jul 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/July/OCC-Proposes-a-Rule-to-Establish-When-a-Bank-Is-the-True-Lender-of-a-Loan <![CDATA[Enforcement of Economic Sanctions]]> https://www.sullcrom.com/insights/memo/2020/July/Enforcement-of-Economic-Sanctions Fri, 24 Jul 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/July/Enforcement-of-Economic-Sanctions <![CDATA[GAO Report on Financial Company Bankruptcies]]> https://www.sullcrom.com/insights/memo/2020/July/GAO-Report-on-Financial-Company-Bankruptcies Thu, 23 Jul 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/July/GAO-Report-on-Financial-Company-Bankruptcies <![CDATA[Custody of Crypto Assets by National Banks]]> https://www.sullcrom.com/insights/memo/2020/July/Custody-of-Crypto-Assets-by-National-Banks Thu, 23 Jul 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/July/Custody-of-Crypto-Assets-by-National-Banks <![CDATA[2020 Proxy Season Review Part 2Say-on-Pay Votes and Equity Compensation]]> https://www.sullcrom.com/insights/memo/2020/July/2020-Proxy-Season-Review-Part-2SayonPay-Votes-and-Equity-Compensation Wed, 22 Jul 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/July/2020-Proxy-Season-Review-Part-2SayonPay-Votes-and-Equity-Compensation <![CDATA[FDIC Requests Comments on Potential Program to Promote Banks Use of New Technologies]]> https://www.sullcrom.com/insights/memo/2020/July/FDIC-Requests-Comments-on-Potential-Program-to-Promote-Banks-Use-of-New-Technologies Wed, 22 Jul 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/July/FDIC-Requests-Comments-on-Potential-Program-to-Promote-Banks-Use-of-New-Technologies <![CDATA[Amendments to Delawares General Corporation Law]]> https://www.sullcrom.com/insights/memo/2020/July/Amendments-to-Delawares-General-Corporation-Law Wed, 22 Jul 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/July/Amendments-to-Delawares-General-Corporation-Law <![CDATA[European Court of Justice Further Restricts Data Transfers in Schrems II]]> https://www.sullcrom.com/insights/memo/2020/July/European-Court-of-Justice-Further-Restricts-Data-Transfers-in-Schrems-II Mon, 20 Jul 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/July/European-Court-of-Justice-Further-Restricts-Data-Transfers-in-Schrems-II <![CDATA[Supreme Court Business Review]]> https://www.sullcrom.com/insights/memo/2020/July/Supreme-Court-Business-Review-July-17-2020 Fri, 17 Jul 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/July/Supreme-Court-Business-Review-July-17-2020 <![CDATA[2020 Proxy Season Review: Part 1Rule 14a-8 Shareholder Proposals]]> https://www.sullcrom.com/insights/memo/2020/July/2020-Proxy-Season-Review-Part-1Rule-14a8-Shareholder-Proposals Wed, 15 Jul 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/July/2020-Proxy-Season-Review-Part-1Rule-14a8-Shareholder-Proposals <![CDATA[SEC Proposes to Increase the Form 13F Reporting Threshold]]> https://www.sullcrom.com/insights/memo/2020/July/SEC-Proposes-to-Increase-the-Form-13F-Reporting-Threshold Wed, 15 Jul 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/July/SEC-Proposes-to-Increase-the-Form-13F-Reporting-Threshold <![CDATA[DOL Formally Reinstates Pre-2016 Fiduciary Rule Regulations and Proposes New Prohibited Transaction Exemption]]> https://www.sullcrom.com/insights/memo/2020/July/DOL-Formally-Reinstates-Pre2016-Fiduciary-Rule-Regulations-and-Proposes-New-Prohibited-Transaction-Exemption Thu, 9 Jul 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/July/DOL-Formally-Reinstates-Pre2016-Fiduciary-Rule-Regulations-and-Proposes-New-Prohibited-Transaction-Exemption <![CDATA[Hong Kong Autonomy Act]]> https://www.sullcrom.com/insights/memo/2020/July/Hong-Kong-Autonomy-Act Tue, 7 Jul 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/July/Hong-Kong-Autonomy-Act <![CDATA[U.S. Antitrust Regulators Publish Final Vertical Merger Guidelines]]> https://www.sullcrom.com/insights/memo/2020/July/US-Antitrust-Regulators-Publish-Final-Vertical-Merger-Guidelines Thu, 2 Jul 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/July/US-Antitrust-Regulators-Publish-Final-Vertical-Merger-Guidelines <![CDATA[Targeted Resolution Plan Requirements]]> https://www.sullcrom.com/insights/memo/2020/July/Targeted-Resolution-Plan-Requirements Thu, 2 Jul 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/July/Targeted-Resolution-Plan-Requirements <![CDATA[Seila Law v. CFPB U.S. Supreme Court Removes Limitations on Presidents Ability to Remove CFPB Director, but Leaves CFPB Otherwise Intact]]> https://www.sullcrom.com/insights/memo/2020/July/Seila-Law-v-CFPB-US-Supreme-Court-Removes-Limitations-on-Presidents-Ability-to-Remove-CFPB-Director-but-Leaves-CFPB-Otherwise-In Wed, 1 Jul 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/July/Seila-Law-v-CFPB-US-Supreme-Court-Removes-Limitations-on-Presidents-Ability-to-Remove-CFPB-Director-but-Leaves-CFPB-Otherwise-In <![CDATA[New York Proposes Conditional BitLicense]]> https://www.sullcrom.com/insights/memo/2020/June/New-York-Proposes-Conditional-BitLicense Tue, 30 Jun 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/June/New-York-Proposes-Conditional-BitLicense <![CDATA[U.S. Supreme Court Denies Alteras Petition for Writ of Certiorari]]> https://www.sullcrom.com/insights/memo/2020/June/US-Supreme-Court-Denies-Alteras-Petition-for-Writ-of-Certiorari Mon, 29 Jun 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/June/US-Supreme-Court-Denies-Alteras-Petition-for-Writ-of-Certiorari <![CDATA[Business Continuity Planning Following COVID-19]]> https://www.sullcrom.com/insights/memo/2020/June/Business-Continuity-Planning-Following-COVID19 Mon, 29 Jun 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/June/Business-Continuity-Planning-Following-COVID19 <![CDATA[DOJ/SEC to Cooperate on Enforcement Matters]]> https://www.sullcrom.com/insights/memo/2020/June/DOJSEC-to-Cooperate-on-Enforcement-Matters Mon, 29 Jun 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/June/DOJSEC-to-Cooperate-on-Enforcement-Matters <![CDATA[Volcker Rule]]> https://www.sullcrom.com/insights/memo/2020/June/2020-06-27-Volcker-Rule Sat, 27 Jun 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/June/2020-06-27-Volcker-Rule <![CDATA[Federal Court Compels the Production of Cybersecurity Firms Incident Response Report in Capital One Customer Data Security Breach Litigation]]> https://www.sullcrom.com/insights/memo/2020/June/Federal-Court-Compels-the-Production-of-Cybersecurity-Firms-Incident-Response-Report-in-Capital-One-Customer-Data-Security-Breac Fri, 26 Jun 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/June/Federal-Court-Compels-the-Production-of-Cybersecurity-Firms-Incident-Response-Report-in-Capital-One-Customer-Data-Security-Breac <![CDATA[U.S. Department of Labor Announces Proposal Affecting Plan Fiduciaries and ESG Investments]]> https://www.sullcrom.com/insights/memo/2020/June/US-Department-of-Labor-Announces-Proposal-Affecting-Plan-Fiduciaries-and-ESG-Investments Fri, 26 Jun 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/June/US-Department-of-Labor-Announces-Proposal-Affecting-Plan-Fiduciaries-and-ESG-Investments <![CDATA[CFTC Electronic Trading Rules]]> https://www.sullcrom.com/insights/memo/2020/June/2020-06-26-CFTC-Electronic-Trading-Rules Fri, 26 Jun 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/June/2020-06-26-CFTC-Electronic-Trading-Rules <![CDATA[UK Merger Control]]> https://www.sullcrom.com/insights/memo/2020/June/2020-06-26-UK-Merger-Control Fri, 26 Jun 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/June/2020-06-26-UK-Merger-Control <![CDATA[SEC Issues Additional COVID-19 Disclosure Guidance]]> https://www.sullcrom.com/insights/memo/2020/June/SEC-Issues-Additional-COVID19-Disclosure-Guidance Thu, 25 Jun 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/June/SEC-Issues-Additional-COVID19-Disclosure-Guidance <![CDATA[Liu v. SEC Supreme Court Upholds (but Limits) SECs Authority to Seek Disgorgement in Civil Enforcement Actions]]> https://www.sullcrom.com/insights/memo/2020/June/Liu-v-SEC-Supreme-Court-Upholds-but-Limits-SECs-Authority-to-Seek-Disgorgement-in-Civil-Enforcement-Actions Tue, 23 Jun 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/June/Liu-v-SEC-Supreme-Court-Upholds-but-Limits-SECs-Authority-to-Seek-Disgorgement-in-Civil-Enforcement-Actions <![CDATA[EU Merger Control]]> https://www.sullcrom.com/insights/memo/2020/June/2020-06-18-EU-Merger-Control Thu, 18 Jun 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/June/2020-06-18-EU-Merger-Control <![CDATA[Title VII of the Civil Rights Act of 1964]]> https://www.sullcrom.com/insights/memo/2020/June/Title-VII-of-the-Civil-Rights-Act-of-1964 Tue, 16 Jun 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/June/Title-VII-of-the-Civil-Rights-Act-of-1964 <![CDATA[EEOC Releases Updated Guidance to Employers Regarding ADA-Compliant Practices During the COVID-19 Crisis]]> https://www.sullcrom.com/insights/memo/2020/June/2020-06-12-EEOC-Releases-Updated-Guidance-to-Employers-Regarding-ADACompliant-Practices-During-the-COVID19-Crisis Fri, 12 Jun 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/June/2020-06-12-EEOC-Releases-Updated-Guidance-to-Employers-Regarding-ADACompliant-Practices-During-the-COVID19-Crisis <![CDATA[CFTC Adopts Statutory Disqualification Rule]]> https://www.sullcrom.com/insights/memo/2020/June/CFTC-Adopts-Statutory-Disqualification-Rule Tue, 9 Jun 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/June/CFTC-Adopts-Statutory-Disqualification-Rule <![CDATA[The Rise of Standardized ESG Disclosure Frameworks in the United States]]> https://www.sullcrom.com/insights/memo/2020/June/The-Rise-of-Standardized-ESG-Disclosure-Frameworks-in-the-United-States Mon, 8 Jun 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/June/The-Rise-of-Standardized-ESG-Disclosure-Frameworks-in-the-United-States <![CDATA[Paycheck Protection Program]]> https://www.sullcrom.com/insights/memo/2020/June/2020-06-06-Paycheck-Protection-Program Sat, 6 Jun 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/June/2020-06-06-Paycheck-Protection-Program <![CDATA[U.K. Covid Corporate Financing Facility]]> https://www.sullcrom.com/insights/memo/2020/June/2020-06-05-UK-Covid-Corporate-Financing-Facility Fri, 5 Jun 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/June/2020-06-05-UK-Covid-Corporate-Financing-Facility <![CDATA[DOJ Updates Guidance on the Evaluation of Corporate Compliance Programs]]> https://www.sullcrom.com/insights/memo/2020/June/DOJ-Updates-Guidance-on-the-Evaluation-of-Corporate-Compliance-Programs Wed, 3 Jun 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/June/DOJ-Updates-Guidance-on-the-Evaluation-of-Corporate-Compliance-Programs <![CDATA[COVID-19 PandemicNew York Provides Guidance on Phase Two Reopening]]> https://www.sullcrom.com/insights/memo/2020/June/COVID19-PandemicNew-York-Provides-Guidance-on-Phase-Two-Reopening Wed, 3 Jun 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/June/COVID19-PandemicNew-York-Provides-Guidance-on-Phase-Two-Reopening <![CDATA[SCOTUS Rules in GE v. Outokumpu That Non-Signatories May Enforce an International Arbitration Agreement]]> https://www.sullcrom.com/insights/memo/2020/June/SCOTUS-Rules-in-GE-v-Outokumpu-That-NonSignatories-May-Enforce-an-International-Arbitration-Agreement Tue, 2 Jun 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/June/SCOTUS-Rules-in-GE-v-Outokumpu-That-NonSignatories-May-Enforce-an-International-Arbitration-Agreement <![CDATA[Insurance Update: Legislative, Regulatory and Litigation Activity in the U.S. in Response to COVID-19]]> https://www.sullcrom.com/insights/memo/2020/May/Insurance-Update-Legislative-Regulatory-and-Litigation-Activity-in-the-US-in-Response-to-COVID19 Fri, 29 May 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/May/Insurance-Update-Legislative-Regulatory-and-Litigation-Activity-in-the-US-in-Response-to-COVID19 <![CDATA[SEC Adopts Amendments to Required Financial Disclosures Regarding Acquisitions and Dispositions of Businesses]]> https://www.sullcrom.com/insights/memo/2020/May/SEC-Adopts-Amendments-to-Required-Financial-Disclosures-Regarding-Acquisitions-and-Dispositions-of-Businesses Fri, 29 May 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/May/SEC-Adopts-Amendments-to-Required-Financial-Disclosures-Regarding-Acquisitions-and-Dispositions-of-Businesses <![CDATA[Guidance on Small-Dollar Loans]]> https://www.sullcrom.com/insights/memo/2020/May/Guidance-on-SmallDollar-Loans Thu, 28 May 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/May/Guidance-on-SmallDollar-Loans <![CDATA[Community Reinvestment Act]]> https://www.sullcrom.com/insights/memo/2020/May/2020-05-27-Community-Reinvestment-Act Wed, 27 May 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/May/2020-05-27-Community-Reinvestment-Act <![CDATA[NYSE Provides Temporary COVID-19 Exception From Shareholder Approval Requirements Under 20% Rule]]> https://www.sullcrom.com/insights/memo/2020/May/NYSE-Provides-Temporary-COVID19-Exception-From-Shareholder-Approval-Requirements-Under-20-Rule Thu, 21 May 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/May/NYSE-Provides-Temporary-COVID19-Exception-From-Shareholder-Approval-Requirements-Under-20-Rule <![CDATA[New Guidance on How Civil Monetary Penalties Are Determined in CFTC Enforcement Matters]]> https://www.sullcrom.com/insights/memo/2020/May/New-Guidance-on-How-Civil-Monetary-Penalties-Are-Determined-in-CFTC-Enforcement-Matters Thu, 21 May 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/May/New-Guidance-on-How-Civil-Monetary-Penalties-Are-Determined-in-CFTC-Enforcement-Matters <![CDATA[Kelly v. United StatesSupreme Court Overturns Bridgegate Convictions]]> https://www.sullcrom.com/insights/memo/2020/May/Kelly-v-United-States-Supreme-Court-Overturns-Bridgegate-Convictions Tue, 12 May 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/May/Kelly-v-United-States-Supreme-Court-Overturns-Bridgegate-Convictions <![CDATA[NASDAQ Provides Temporary COVID-19 Exception From Shareholder Approval Requirements Under 20% Rule]]> https://www.sullcrom.com/insights/memo/2020/May/NASDAQ-Provides-Temporary-COVID19-Exception-From-Shareholder-Approval-Requirements-Under-20-Rule Mon, 11 May 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/May/NASDAQ-Provides-Temporary-COVID19-Exception-From-Shareholder-Approval-Requirements-Under-20-Rule <![CDATA[EEOC Releases Updated Guidance to Employers Regarding ADA-Compliant Practices During the COVID-19 Crisis]]> https://www.sullcrom.com/insights/memo/2020/May/2020-05-11-EEOC-Releases-Updated-Guidance-to-Employers-Regarding-ADACompliant-Practices-During-the-COVID19-Crisis Mon, 11 May 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/May/2020-05-11-EEOC-Releases-Updated-Guidance-to-Employers-Regarding-ADACompliant-Practices-During-the-COVID19-Crisis <![CDATA[French Financial Markets Authority Proposes New Measures Concerning Shareholder Activism]]> https://www.sullcrom.com/insights/memo/2020/May/French-Financial-Markets-Authority-Proposes-New-Measures-Concerning-Shareholder-Activism Mon, 4 May 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/May/French-Financial-Markets-Authority-Proposes-New-Measures-Concerning-Shareholder-Activism <![CDATA[CFIUS Filing Fees]]> https://www.sullcrom.com/insights/memo/2020/May/CFIUS-Filing-Fees Fri, 1 May 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/May/CFIUS-Filing-Fees <![CDATA[Proposed Pandemic Anti-Monopoly Act]]> https://www.sullcrom.com/insights/memo/2020/May/Proposed-Pandemic-AntiMonopoly-Act Fri, 1 May 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/May/Proposed-Pandemic-AntiMonopoly-Act <![CDATA[Sustainable Finance Update]]> https://www.sullcrom.com/insights/memo/2020/April/2020-04-30-Sustainable-Finance-Update Thu, 30 Apr 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/April/2020-04-30-Sustainable-Finance-Update <![CDATA[SEC Proposes New Rule to Modernize Fund Valuation Framework]]> https://www.sullcrom.com/insights/memo/2020/April/SEC-Proposes-New-Rule-to-Modernize-Fund-Valuation-Framework Wed, 29 Apr 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/April/SEC-Proposes-New-Rule-to-Modernize-Fund-Valuation-Framework <![CDATA[SEC Adopts Securities Offering and Disclosure Reforms for Business Development Companies and Registered Closed-End Funds]]> https://www.sullcrom.com/insights/memo/2020/April/SEC-Adopts-Securities-Offering-and-Disclosure-Reforms-for-Business-Development-Companies-and-Registered-ClosedEnd-Funds Mon, 27 Apr 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/April/SEC-Adopts-Securities-Offering-and-Disclosure-Reforms-for-Business-Development-Companies-and-Registered-ClosedEnd-Funds <![CDATA[COVID-19 ResponseReturn-to-Work Considerations for Employers]]> https://www.sullcrom.com/insights/memo/2020/April/COVID19-ResponseReturntoWork-Considerations-for-Employers Thu, 23 Apr 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/April/COVID19-ResponseReturntoWork-Considerations-for-Employers <![CDATA[Paycheck Protection Program]]> https://www.sullcrom.com/insights/memo/2020/April/2020-04-23-Paycheck-Protection-Program Thu, 23 Apr 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/April/2020-04-23-Paycheck-Protection-Program <![CDATA[Heightened Scrutiny of Foreign Investments in France]]> https://www.sullcrom.com/insights/memo/2020/April/Heightened-Scrutiny-of-Foreign-Investments-in-France Wed, 22 Apr 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/April/Heightened-Scrutiny-of-Foreign-Investments-in-France <![CDATA[Supreme CourtAIA Precludes Judicial Review of PTABs Decision to Institute Inter Partes Review]]> https://www.sullcrom.com/insights/memo/2020/April/Supreme-CourtAIA-Precludes-Judicial-Review-of-PTABs-Decision-to-Institute-Inter-Partes-Review Tue, 21 Apr 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/April/Supreme-CourtAIA-Precludes-Judicial-Review-of-PTABs-Decision-to-Institute-Inter-Partes-Review <![CDATA[United States Supreme Court Grants Certiorari in Van Buren v. United States]]> https://www.sullcrom.com/insights/memo/2020/April/United-States-Supreme-Court-Grants-Certiorari-in-Van-Buren-v-United-States Tue, 21 Apr 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/April/United-States-Supreme-Court-Grants-Certiorari-in-Van-Buren-v-United-States <![CDATA[OFAC Guidance in Response to COVID-19]]> https://www.sullcrom.com/insights/memo/2020/April/OFAC-Guidance-in-Response-to-COVID19 Tue, 21 Apr 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/April/OFAC-Guidance-in-Response-to-COVID19 <![CDATA[BSA and AML Compliance Guidance and the Paycheck Protection Program]]> https://www.sullcrom.com/insights/memo/2020/April/BSA-and-AML-Compliance-Guidance-and-the-Paycheck-Protection-Program Thu, 16 Apr 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/April/BSA-and-AML-Compliance-Guidance-and-the-Paycheck-Protection-Program <![CDATA[Update UKs FCA Announces Temporary Measures Designed to Assist Issuers]]> https://www.sullcrom.com/insights/memo/2020/April/Update-UKs-FCA-Announces-Temporary-Measures-Designed-to-Assist-Issuers Wed, 15 Apr 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/April/Update-UKs-FCA-Announces-Temporary-Measures-Designed-to-Assist-Issuers <![CDATA[Delaware Court of Chancery Affirms CEO Termination Decision Protected by Business Judgment Rule]]> https://www.sullcrom.com/insights/memo/2020/April/Delaware-Court-of-Chancery-Affirms-CEO-Termination-Decision-Protected-by-Business-Judgment-Rule Wed, 15 Apr 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/April/Delaware-Court-of-Chancery-Affirms-CEO-Termination-Decision-Protected-by-Business-Judgment-Rule <![CDATA[NYC Comptroller Announces Results of Board/CEO Diversity Search Policy Campaign]]> https://www.sullcrom.com/insights/memo/2020/April/NYC-Comptroller-Announces-Results-of-BoardCEO-Diversity-Search-Policy-Campaign Wed, 15 Apr 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/April/NYC-Comptroller-Announces-Results-of-BoardCEO-Diversity-Search-Policy-Campaign <![CDATA[Germany to Adopt Increased Level of Scrutiny for Foreign Investments]]> https://www.sullcrom.com/insights/memo/2020/April/Germany-to-Adopt-Increased-Level-of-Scrutiny-for-Foreign-Investments Tue, 14 Apr 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/April/Germany-to-Adopt-Increased-Level-of-Scrutiny-for-Foreign-Investments <![CDATA[CMA Prohibits Merger That DOJ Tried But Failed To Block]]> https://www.sullcrom.com/insights/memo/2020/April/CMA-Prohibits-Merger-That-DOJ-Tried-But-Failed-To-Block Tue, 14 Apr 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/April/CMA-Prohibits-Merger-That-DOJ-Tried-But-Failed-To-Block <![CDATA[COVID-19 Pandemic Impacts Previously Announced MA Transactions]]> https://www.sullcrom.com/insights/memo/2020/April/COVID19-Pandemic-Impacts-Previously-Announced-MA-Transactions Mon, 13 Apr 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/April/COVID19-Pandemic-Impacts-Previously-Announced-MA-Transactions <![CDATA[CFTC Margin Requirements for Uncleared Swaps]]> https://www.sullcrom.com/insights/memo/2020/April/CFTC-Margin-Requirements-for-Uncleared-Swaps Mon, 13 Apr 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/April/CFTC-Margin-Requirements-for-Uncleared-Swaps <![CDATA[District Court Rejects Request to Enjoin Bank from Establishing Eligibility Criteria for Paycheck Protection Program Applications Beyond Those Set Forth in the CARES Act]]> https://www.sullcrom.com/insights/memo/2020/April/District-Court-Rejects-Request-to-Enjoin-Bank-from-Establishing-Eligibility-Criteria-for-Paycheck-Protection-Program-Application Mon, 13 Apr 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/April/District-Court-Rejects-Request-to-Enjoin-Bank-from-Establishing-Eligibility-Criteria-for-Paycheck-Protection-Program-Application <![CDATA[Federal Reserve COVID-19 Response]]> https://www.sullcrom.com/insights/memo/2020/April/2020-04-13-Federal-Reserve-COVID19-Response Mon, 13 Apr 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/April/2020-04-13-Federal-Reserve-COVID19-Response <![CDATA[EU State Aid]]> https://www.sullcrom.com/insights/memo/2020/April/2020-04-10-EU-State-Aid Fri, 10 Apr 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/April/2020-04-10-EU-State-Aid <![CDATA[ISS Announces Policy Guidance on the Impact of the COVID-19 Pandemic]]> https://www.sullcrom.com/insights/memo/2020/April/ISS-Announces-Policy-Guidance-on-the-Impact-of-the-COVID19-Pandemic Thu, 9 Apr 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/April/ISS-Announces-Policy-Guidance-on-the-Impact-of-the-COVID19-Pandemic <![CDATA[Impact of COVID-19 on Quarterly Reporting; New Statement from SEC Chairman and Director of Division of Corporation Finance]]> https://www.sullcrom.com/insights/memo/2020/April/Impact-of-COVID19-on-Quarterly-Reporting-New-Statement-from-SEC-Chairman-and-Director-of-Division-of-Corporation-Finance Thu, 9 Apr 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/April/Impact-of-COVID19-on-Quarterly-Reporting-New-Statement-from-SEC-Chairman-and-Director-of-Division-of-Corporation-Finance <![CDATA[Insurance Legislative and Regulatory Activity in the US and EU in Response to COVID-19]]> https://www.sullcrom.com/insights/memo/2020/April/Insurance-Legislative-and-Regulatory-Activity-in-the-US-and-EU-in-Response-to-COVID19 Thu, 9 Apr 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/April/Insurance-Legislative-and-Regulatory-Activity-in-the-US-and-EU-in-Response-to-COVID19 <![CDATA[SEC Staff Updates COVID 19 Shareholder Meeting Guidance]]> https://www.sullcrom.com/insights/memo/2020/April/SEC-Staff-Updates-COVID-19-Shareholder-Meeting-Guidance Thu, 9 Apr 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/April/SEC-Staff-Updates-COVID-19-Shareholder-Meeting-Guidance <![CDATA[U.K. Covid Corporate Financing Facility]]> https://www.sullcrom.com/insights/memo/2020/April/2020-04-07-UK-Covid-Corporate-Financing-Facility Tue, 7 Apr 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/April/2020-04-07-UK-Covid-Corporate-Financing-Facility <![CDATA[COVID-19 Risk Factor and Other Disclosure Considerations for Banking Institutions]]> https://www.sullcrom.com/insights/memo/2020/April/COVID19-Risk-Factor-and-Other-Disclosure-Considerations-for-Banking-Institutions Mon, 6 Apr 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/April/COVID19-Risk-Factor-and-Other-Disclosure-Considerations-for-Banking-Institutions <![CDATA[California Governor Issues Executive Order Relating to Virtual-Only Shareholder Meeting Requirements for California Corporations]]> https://www.sullcrom.com/insights/memo/2020/April/California-Governor-Issues-Executive-Order-Relating-to-VirtualOnly-Shareholder-Meeting-Requirements-for-California-Corporations Fri, 3 Apr 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/April/California-Governor-Issues-Executive-Order-Relating-to-VirtualOnly-Shareholder-Meeting-Requirements-for-California-Corporations <![CDATA[Corporate Governance Considerations During the COVID-19 Pandemic]]> https://www.sullcrom.com/insights/memo/2020/April/Corporate-Governance-Considerations-During-the-COVID19-Pandemic Thu, 2 Apr 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/April/Corporate-Governance-Considerations-During-the-COVID19-Pandemic <![CDATA[Disclosure Requirements on COVID-19 Impact for Issuers in Europe]]> https://www.sullcrom.com/insights/memo/2020/March/Disclosure-Requirements-on-COVID19-Impact-for-Issuers-in-Europe Tue, 31 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/Disclosure-Requirements-on-COVID19-Impact-for-Issuers-in-Europe <![CDATA[Coronavirus Aid, Relief, and Economic Security (CARES) ActBusiness Tax Provisions]]> https://www.sullcrom.com/insights/memo/2020/March/Coronavirus-Aid-Relief-and-Economic-Security-CARES-ActBusiness-Tax-Provisions Mon, 30 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/Coronavirus-Aid-Relief-and-Economic-Security-CARES-ActBusiness-Tax-Provisions <![CDATA[SEC Issues COVID-19 Disclosure Guidance and Extends Conditional Relief from Reporting Requirements]]> https://www.sullcrom.com/insights/memo/2020/March/SEC-Issues-COVID19-Disclosure-Guidance-and-Extends-Conditional-Relief-from-Reporting-Requirements Mon, 30 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/SEC-Issues-COVID19-Disclosure-Guidance-and-Extends-Conditional-Relief-from-Reporting-Requirements <![CDATA[Heightened Cybersecurity Risks Resulting From COVID-19s Effects on Operations]]> https://www.sullcrom.com/insights/memo/2020/March/Heightened-Cybersecurity-Risks-Resulting-From-COVID19s-Effects-on-Operations Mon, 30 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/Heightened-Cybersecurity-Risks-Resulting-From-COVID19s-Effects-on-Operations <![CDATA[MA During the COVID-19 Crisis European Commission Encourages Protection of Critical Assets by EU Member States]]> https://www.sullcrom.com/insights/memo/2020/March/MA-During-the-COVID19-Crisis-European-Commission-Encourages-Protection-of-Critical-Assets-by-EU-Member-States Mon, 30 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/MA-During-the-COVID19-Crisis-European-Commission-Encourages-Protection-of-Critical-Assets-by-EU-Member-States <![CDATA[CARES Act Provides Relief for Aviation Industry; Significant Conditions Apply]]> https://www.sullcrom.com/insights/memo/2020/March/CARES-Act-Provides-Relief-for-Aviation-Industry-Significant-Conditions-Apply Mon, 30 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/CARES-Act-Provides-Relief-for-Aviation-Industry-Significant-Conditions-Apply <![CDATA[Coronavirus Aid, Relief, and Economic Security Act]]> https://www.sullcrom.com/insights/memo/2020/March/Coronavirus-Aid-Relief-and-Economic-Security-Act Sun, 29 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/Coronavirus-Aid-Relief-and-Economic-Security-Act <![CDATA[CARES Act Limits Share Repurchases]]> https://www.sullcrom.com/insights/memo/2020/March/CARES-Act-Limits-Share-Repurchases Sun, 29 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/CARES-Act-Limits-Share-Repurchases <![CDATA[Using Rights Plans to Preserve Net Operating Losses]]> https://www.sullcrom.com/insights/memo/2020/March/Using-Rights-Plans-to-Preserve-Net-Operating-Losses Fri, 27 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/Using-Rights-Plans-to-Preserve-Net-Operating-Losses <![CDATA[French Government Adopts Measures Regarding Shareholders Meetings and Board Meetings in Response to COVID-19]]> https://www.sullcrom.com/insights/memo/2020/March/French-Government-Adopts-Measures-Regarding-Shareholders-Meetings-and-Board-Meetings-in-Response-to-COVID19 Fri, 27 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/French-Government-Adopts-Measures-Regarding-Shareholders-Meetings-and-Board-Meetings-in-Response-to-COVID19 <![CDATA[SEC Wins Digital Asset Decision]]> https://www.sullcrom.com/insights/memo/2020/March/SEC-Wins-Digital-Asset-Decision Fri, 27 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/SEC-Wins-Digital-Asset-Decision <![CDATA[Impact of COVID-19 on Shareholder Activism and Unsolicited Offers]]> https://www.sullcrom.com/insights/memo/2020/March/Impact-of-COVID19-on-Shareholder-Activism-and-Unsolicited-Offers Thu, 26 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/Impact-of-COVID19-on-Shareholder-Activism-and-Unsolicited-Offers <![CDATA[CFTC Virtual Currency Guidance]]> https://www.sullcrom.com/insights/memo/2020/March/CFTC-Virtual-Currency-Guidance Thu, 26 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/CFTC-Virtual-Currency-Guidance <![CDATA[Guidance for California Financial Institutions Regarding COVID-19 Pandemic]]> https://www.sullcrom.com/insights/memo/2020/March/Guidance-for-California-Financial-Institutions-Regarding-COVID19-Pandemic Wed, 25 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/Guidance-for-California-Financial-Institutions-Regarding-COVID19-Pandemic <![CDATA[Federal Reserve Issues Statement on Adjustments to Its Supervisory Approach in Light of the COVID 19 National Emergency]]> https://www.sullcrom.com/insights/memo/2020/March/Federal-Reserve-Issues-Statement-on-Adjustments-to-Its-Supervisory-Approach-in-Light-of-the-COVID-19-National-Emergency Wed, 25 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/Federal-Reserve-Issues-Statement-on-Adjustments-to-Its-Supervisory-Approach-in-Light-of-the-COVID-19-National-Emergency <![CDATA[NYDFS Superintendent Adopts Emergency Regulation to Implement Executive Order 202.9]]> https://www.sullcrom.com/insights/memo/2020/March/NYDFS-Superintendent-Adopts-Emergency-Regulation-to-Implement-Executive-Order-2029 Wed, 25 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/NYDFS-Superintendent-Adopts-Emergency-Regulation-to-Implement-Executive-Order-2029 <![CDATA[Germany Introduces Online-Only Shareholders Meetings in Response to COVID-19]]> https://www.sullcrom.com/insights/memo/2020/March/Germany-Introduces-OnlineOnly-Shareholders-Meetings-in-Response-to-COVID19 Wed, 25 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/Germany-Introduces-OnlineOnly-Shareholders-Meetings-in-Response-to-COVID19 <![CDATA[FHFA Authorizes Fannie Mae and Freddie Mac to Support Additional Liquidity in the Secondary Mortgage Market:]]> https://www.sullcrom.com/insights/memo/2020/March/FHFA-Authorizes-Fannie-Mae-and-Freddie-Mac-to-Support-Additional-Liquidity-in-the-Secondary-Mortgage-Market Tue, 24 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/FHFA-Authorizes-Fannie-Mae-and-Freddie-Mac-to-Support-Additional-Liquidity-in-the-Secondary-Mortgage-Market <![CDATA[SEC Provides Temporary Flexibility in Lending and Borrowing Arrangements to Registered Open-End Funds and Separate Accounts]]> https://www.sullcrom.com/insights/memo/2020/March/SEC-Provides-Temporary-Flexibility-in-Lending-and-Borrowing-Arrangements-to-Registered-OpenEnd-Funds-and-Separate-Accounts Tue, 24 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/SEC-Provides-Temporary-Flexibility-in-Lending-and-Borrowing-Arrangements-to-Registered-OpenEnd-Funds-and-Separate-Accounts <![CDATA[Federal Reserve COVID-19 Response]]> https://www.sullcrom.com/insights/memo/2020/March/2020-03-24-Federal-Reserve-COVID19-Response Tue, 24 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/2020-03-24-Federal-Reserve-COVID19-Response <![CDATA[Remote Notarizations in New York]]> https://www.sullcrom.com/insights/memo/2020/March/Remote-Notarizations-in-New-York Mon, 23 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/Remote-Notarizations-in-New-York <![CDATA[Interagency Statement on Loan Modifications and Reporting]]> https://www.sullcrom.com/insights/memo/2020/March/Interagency-Statement-on-Loan-Modifications-and-Reporting Sun, 22 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/Interagency-Statement-on-Loan-Modifications-and-Reporting <![CDATA[Update: New York Governor Issues Executive Order Expressly Permitting Virtual-Only Meetings Until April19, 2020 for New York Corporations]]> https://www.sullcrom.com/insights/memo/2020/March/Update-New-York-Governor-Issues-Executive-Order-Expressly-Permitting-VirtualOnly-Meetings-Until-April-19-2020-for-New-York-Corpo Sat, 21 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/Update-New-York-Governor-Issues-Executive-Order-Expressly-Permitting-VirtualOnly-Meetings-Until-April-19-2020-for-New-York-Corpo <![CDATA[Delaware Supreme Court Upholds Forum Selection for Securities Act Claims]]> https://www.sullcrom.com/insights/memo/2020/March/Delaware-Supreme-Court-Upholds-Forum-Selection-for-Securities-Act-Claims Fri, 20 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/Delaware-Supreme-Court-Upholds-Forum-Selection-for-Securities-Act-Claims <![CDATA[Senior Executive Illness Due to COVID-19]]> https://www.sullcrom.com/insights/memo/2020/March/Senior-Executive-Illness-Due-to-COVID19 Fri, 20 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/Senior-Executive-Illness-Due-to-COVID19 <![CDATA[EU State Aid]]> https://www.sullcrom.com/insights/memo/2020/March/2020-03-20-EU-State-Aid Fri, 20 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/2020-03-20-EU-State-Aid <![CDATA[U.S., European Merger Review Adapts to COVID-19 Crisis]]> https://www.sullcrom.com/insights/memo/2020/March/US-European-Merger-Review-Adapts-to-COVID19-Crisis Thu, 19 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/US-European-Merger-Review-Adapts-to-COVID19-Crisis <![CDATA[ISS Publishes New Climate Proxy Voting Guidelines]]> https://www.sullcrom.com/insights/memo/2020/March/ISS-Publishes-New-Climate-Proxy-Voting-Guidelines Thu, 19 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/ISS-Publishes-New-Climate-Proxy-Voting-Guidelines <![CDATA[Families First Coronavirus Response ActEmployer Takeaways]]> https://www.sullcrom.com/insights/memo/2020/March/Families-First-Coronavirus-Response-ActEmployer-Takeaways Thu, 19 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/Families-First-Coronavirus-Response-ActEmployer-Takeaways <![CDATA[NYDFS Guidance in Response to COVID-19]]> https://www.sullcrom.com/insights/memo/2020/March/NYDFS-Guidance-in-Response-to-COVID19 Thu, 19 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/NYDFS-Guidance-in-Response-to-COVID19 <![CDATA[FinCEN Guidance in Response to COVID-19]]> https://www.sullcrom.com/insights/memo/2020/March/FinCEN-Guidance-in-Response-to-COVID19 Thu, 19 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/FinCEN-Guidance-in-Response-to-COVID19 <![CDATA[Due Date to Make Certain Federal Tax Payments Extended to July 15, 2020]]> https://www.sullcrom.com/insights/memo/2020/March/Due-Date-to-Make-Certain-Federal-Tax-Payments-Extended-to-July-15-2020 Thu, 19 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/Due-Date-to-Make-Certain-Federal-Tax-Payments-Extended-to-July-15-2020 <![CDATA[COVID-19]]> https://www.sullcrom.com/insights/memo/2020/March/COVID19 Wed, 18 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/COVID19 <![CDATA[Recent Developments Regarding Virtual Shareholder Meetings]]> https://www.sullcrom.com/insights/memo/2020/March/Recent-Developments-Regarding-Virtual-Shareholder-Meetings Wed, 18 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/Recent-Developments-Regarding-Virtual-Shareholder-Meetings <![CDATA[French Financial Markets Authority Announces Ban on Short Selling on All French Trading Venues]]> https://www.sullcrom.com/insights/memo/2020/March/French-Financial-Markets-Authority-Announces-Ban-on-Short-Selling-on-All-French-Trading-Venues Wed, 18 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/French-Financial-Markets-Authority-Announces-Ban-on-Short-Selling-on-All-French-Trading-Venues <![CDATA[PIPEs: Key Issues to Consider]]> https://www.sullcrom.com/insights/memo/2020/March/PIPEs-Key-Issues-to-Consider Wed, 18 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/PIPEs-Key-Issues-to-Consider <![CDATA[CFTC Provides Relief to Market Participants in Response to COVID-19]]> https://www.sullcrom.com/insights/memo/2020/March/CFTC-Provides-Relief-to-Market-Participants-in-Response-to-COVID19 Tue, 17 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/CFTC-Provides-Relief-to-Market-Participants-in-Response-to-COVID19 <![CDATA[EU State Aid]]> https://www.sullcrom.com/insights/memo/2020/March/2020-03-17-EU-State-Aid Tue, 17 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/2020-03-17-EU-State-Aid <![CDATA[U.S. Department of Labor Issues Workplace Guidelines for Coronavirus Outbreak, Including Specific Guidance on FMLA, FLSA and FECA]]> https://www.sullcrom.com/insights/memo/2020/March/US-Department-of-Labor-Issues-Workplace-Guidelines-for-Coronavirus-Outbreak-Including-Specific-Guidance-on-FMLA-FLSA-and-FECA-01 Thu, 12 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/US-Department-of-Labor-Issues-Workplace-Guidelines-for-Coronavirus-Outbreak-Including-Specific-Guidance-on-FMLA-FLSA-and-FECA-01 <![CDATA[Sustainability Matters]]> https://www.sullcrom.com/insights/memo/2020/March/Sustainability-Matters Tue, 10 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/Sustainability-Matters <![CDATA[Delaware Chancery Court Finds Pending Derivative Action May Compromise Independence of Special Committee]]> https://www.sullcrom.com/insights/memo/2020/March/Delaware-Chancery-Court-Finds-Pending-Derivative-Action-May-Compromise-Independence-of-Special-Committee Mon, 9 Mar 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/March/Delaware-Chancery-Court-Finds-Pending-Derivative-Action-May-Compromise-Independence-of-Special-Committee <![CDATA[United States v. HoskinsDistrict Court Rejects DOJs Attempt to Expand Extraterritorial Reach of FCPA Through Agency Liability]]> https://www.sullcrom.com/insights/memo/2020/February/United-States-v-Hoskins-District-Court-Rejects-DOJs-Attempt-to-Expand-Extraterritorial-Reach-of-FCPA-Through-Agency-Liability Fri, 28 Feb 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/February/United-States-v-Hoskins-District-Court-Rejects-DOJs-Attempt-to-Expand-Extraterritorial-Reach-of-FCPA-Through-Agency-Liability <![CDATA[National Labor Relations Board Issues Rule Defining Joint-Employer Standard]]> https://www.sullcrom.com/insights/memo/2020/February/National-Labor-Relations-Board-Issues-Rule-Defining-JointEmployer-Standard Tue, 25 Feb 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/February/National-Labor-Relations-Board-Issues-Rule-Defining-JointEmployer-Standard <![CDATA[UK Merger Control]]> https://www.sullcrom.com/insights/memo/2020/February/2020-02-19-UK-Merger-Control Wed, 19 Feb 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/February/2020-02-19-UK-Merger-Control <![CDATA[The New CFIUS After Implementation of Expanded Authorities]]> https://www.sullcrom.com/insights/memo/2020/February/The-New-CFIUS-After-Implementation-of-Expanded-Authorities Thu, 13 Feb 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/February/The-New-CFIUS-After-Implementation-of-Expanded-Authorities <![CDATA[Edgewell/Harrys Merger A Cautionary Tale]]> https://www.sullcrom.com/insights/memo/2020/February/EdgewellHarrys-Merger-A-Cautionary-Tale Wed, 12 Feb 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/February/EdgewellHarrys-Merger-A-Cautionary-Tale <![CDATA[FDIC Securitization Safe Harbor Rule]]> https://www.sullcrom.com/insights/memo/2020/February/FDIC-Securitization-Safe-Harbor-Rule Thu, 6 Feb 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/February/FDIC-Securitization-Safe-Harbor-Rule <![CDATA[SEC Proposes Amendments to Regulation S-K and Releases Public Statement on Disclosure Initiatives]]> https://www.sullcrom.com/insights/memo/2020/February/SEC-Proposes-Amendments-to-Regulation-SK-and-Releases-Public-Statement-on-Disclosure-Initiatives Wed, 5 Feb 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/February/SEC-Proposes-Amendments-to-Regulation-SK-and-Releases-Public-Statement-on-Disclosure-Initiatives <![CDATA[Delaware Chancery Court Considers Panera Deal Price in Appraisal Suit]]> https://www.sullcrom.com/insights/memo/2020/February/Delaware-Chancery-Court-Considers-Panera-Deal-Price-in-Appraisal-Suit Tue, 4 Feb 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/February/Delaware-Chancery-Court-Considers-Panera-Deal-Price-in-Appraisal-Suit <![CDATA[Federal Reserve Final Rule for Determining Control]]> https://www.sullcrom.com/insights/memo/2020/January/Federal-Reserve-Final-Rule-for-Determining-Control Fri, 31 Jan 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/January/Federal-Reserve-Final-Rule-for-Determining-Control <![CDATA[UK Competition and Markets Authority Issues New Brexit Guidance]]> https://www.sullcrom.com/insights/memo/2020/January/UK-Competition-and-Markets-Authority-Issues-New-Brexit-Guidance Fri, 31 Jan 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/January/UK-Competition-and-Markets-Authority-Issues-New-Brexit-Guidance <![CDATA[Volcker Rule]]> https://www.sullcrom.com/insights/memo/2020/January/2020-01-31-Volcker-Rule Fri, 31 Jan 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/January/2020-01-31-Volcker-Rule <![CDATA[Hart-Scott-Rodino Act]]> https://www.sullcrom.com/insights/memo/2020/January/HartScottRodino-Act-Jan-28-2020 Tue, 28 Jan 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/January/HartScottRodino-Act-Jan-28-2020 <![CDATA[SC Publishes Corporate Governance Hot Topics Quarterly Update]]> https://www.sullcrom.com/insights/memo/2020/January/2020-01-21-SC-Publishes-Corporate-Governance-Hot-Topics-Quarterly-Update Tue, 21 Jan 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/January/2020-01-21-SC-Publishes-Corporate-Governance-Hot-Topics-Quarterly-Update <![CDATA[Delaware Chancery Court Orders Production of Board Materials and Deposition of Corporate Representative in Section 220 Books and Records Litigation]]> https://www.sullcrom.com/insights/memo/2020/January/Delaware-Chancery-Court-Orders-Production-of-Board-Materials-and-Deposition-of-Corporate-Representative-in-Section-220-Books-and Fri, 17 Jan 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/January/Delaware-Chancery-Court-Orders-Production-of-Board-Materials-and-Deposition-of-Corporate-Representative-in-Section-220-Books-and <![CDATA[IRS Releases Proposed Regulations on the Limitation on Deduction for Executive Compensation]]> https://www.sullcrom.com/insights/memo/2020/January/IRS-Releases-Proposed-Regulations-on-the-Limitation-on-Deduction-for-Executive-Compensation Thu, 16 Jan 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/January/IRS-Releases-Proposed-Regulations-on-the-Limitation-on-Deduction-for-Executive-Compensation <![CDATA[CFTC Proposes Cross-Border Swaps Rule]]> https://www.sullcrom.com/insights/memo/2020/January/CFTC-Proposes-CrossBorder-Swaps-Rule Thu, 16 Jan 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/January/CFTC-Proposes-CrossBorder-Swaps-Rule <![CDATA[SEC Proposes Revised Rules to Implement Resource Payments Disclosure Requirements of the Dodd-Frank Act]]> https://www.sullcrom.com/insights/memo/2020/January/SEC-Proposes-Revised-Rules-to-Implement-Resource-Payments-Disclosure-Requirements-of-the-DoddFrank-Act Wed, 15 Jan 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/January/SEC-Proposes-Revised-Rules-to-Implement-Resource-Payments-Disclosure-Requirements-of-the-DoddFrank-Act <![CDATA[U.S. Antitrust Regulators Publish Significant Guidance Concerning Vertical Mergers 30-Day Public Comment Period]]> https://www.sullcrom.com/insights/memo/2020/January/US-Antitrust-Regulators-Publish-Significant-Guidance-Concerning-Vertical-Mergers-30Day-Public-Comment-Period Sun, 12 Jan 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/January/US-Antitrust-Regulators-Publish-Significant-Guidance-Concerning-Vertical-Mergers-30Day-Public-Comment-Period <![CDATA[Community Reinvestment Act]]> https://www.sullcrom.com/insights/memo/2020/January/2020-01-10-Community-Reinvestment-Act Fri, 10 Jan 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/January/2020-01-10-Community-Reinvestment-Act <![CDATA[SEC Proposes Changes to Accredited Investor Definition]]> https://www.sullcrom.com/insights/memo/2020/January/SEC-Proposes-Changes-to-Accredited-Investor-Definition Tue, 7 Jan 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/January/SEC-Proposes-Changes-to-Accredited-Investor-Definition <![CDATA[Key Considerations for Fiscal Year 2019 Form 10-K and 20-F Filings]]> https://www.sullcrom.com/insights/memo/2020/January/Key-Considerations-for-Fiscal-Year-2019-Form-10K-and-20F-Filings Tue, 7 Jan 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/January/Key-Considerations-for-Fiscal-Year-2019-Form-10K-and-20F-Filings <![CDATA[Audit Committee Oversight of Financial Reporting]]> https://www.sullcrom.com/insights/memo/2020/January/Audit-Committee-Oversight-of-Financial-Reporting Tue, 7 Jan 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/January/Audit-Committee-Oversight-of-Financial-Reporting <![CDATA[CFTC Capital and Liquidity Requirements]]> https://www.sullcrom.com/insights/memo/2020/January/CFTC-Capital-and-Liquidity-Requirements Tue, 7 Jan 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/January/CFTC-Capital-and-Liquidity-Requirements <![CDATA[Biopharma Mergers Remain in Global Antitrust Spotlight]]> https://www.sullcrom.com/insights/memo/2020/January/Biopharma-Mergers-Remain-in-Global-Antitrust-Spotlight Mon, 6 Jan 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/January/Biopharma-Mergers-Remain-in-Global-Antitrust-Spotlight <![CDATA[Delaware Chancery Court Reaffirms Standard for Classifying a Minority Stockholder as a Controlling Stockholder]]> https://www.sullcrom.com/insights/memo/2020/January/Delaware-Chancery-Court-Reaffirms-Standard-for-Classifying-a-Minority-Stockholder-as-a-Controlling-Stockholder Mon, 6 Jan 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/January/Delaware-Chancery-Court-Reaffirms-Standard-for-Classifying-a-Minority-Stockholder-as-a-Controlling-Stockholder <![CDATA[U.S. v. Blaszczak Personal Benefit Test Does Not Apply to Title 18 Insider Trading Cases]]> https://www.sullcrom.com/insights/memo/2020/January/US-v-Blaszczak-Personal-Benefit-Test-Does-Not-Apply-to-Title-18-Insider-Trading-Cases Mon, 6 Jan 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/January/US-v-Blaszczak-Personal-Benefit-Test-Does-Not-Apply-to-Title-18-Insider-Trading-Cases <![CDATA[Financial Stability Oversight Council]]> https://www.sullcrom.com/insights/memo/2020/January/Financial-Stability-Oversight-Council Thu, 2 Jan 2020 00:00:00 GMT https://www.sullcrom.com/insights/memo/2020/January/Financial-Stability-Oversight-Council <![CDATA[New York State Department of Financial Services Issues to Its Regulated Institutions a Request for Assurance of Preparedness for LIBOR Transition]]> https://www.sullcrom.com/insights/memo/2019/December/New-York-State-Department-of-Financial-Services-Issues-to-Its-Regulated-Institutions-a-Request-for-Assurance-of-Preparedness-for Mon, 30 Dec 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/December/New-York-State-Department-of-Financial-Services-Issues-to-Its-Regulated-Institutions-a-Request-for-Assurance-of-Preparedness-for <![CDATA[Federal Banking Agencies Provide No Action Relief for Bank Extensions of Credit to Portfolio Companies of Institutional Investors Owning More Than 10% of the Banks Stock]]> https://www.sullcrom.com/insights/memo/2019/December/Federal-Banking-Agencies-Provide-No-Action-Relief-for-Bank-Extensions-of-Credit-to-Portfolio-Companies-of-Institutional-Investor Fri, 27 Dec 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/December/Federal-Banking-Agencies-Provide-No-Action-Relief-for-Bank-Extensions-of-Credit-to-Portfolio-Companies-of-Institutional-Investor <![CDATA[Delaware Chancery Court Rejects MAE Termination of Merger Agreement]]> https://www.sullcrom.com/insights/memo/2019/December/Delaware-Chancery-Court-Rejects-MAE-Termination-of-Merger-Agreement Fri, 20 Dec 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/December/Delaware-Chancery-Court-Rejects-MAE-Termination-of-Merger-Agreement <![CDATA[National Labor Relations Board Reverses Prior Ruling That Limited Employers Ability to Keep Workplace Investigations Confidential]]> https://www.sullcrom.com/insights/memo/2019/December/National-Labor-Relations-Board-Reverses-Prior-Ruling-That-Limited-Employers-Ability-to-Keep-Workplace-Investigations-Confidentia Thu, 19 Dec 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/December/National-Labor-Relations-Board-Reverses-Prior-Ruling-That-Limited-Employers-Ability-to-Keep-Workplace-Investigations-Confidentia <![CDATA[DOJ Issues Updated Export Control and Sanctions Enforcement Policy for Business Organizations]]> https://www.sullcrom.com/insights/memo/2019/December/DOJ-Issues-Updated-Export-Control-and-Sanctions-Enforcement-Policy-for-Business-Organizations Thu, 19 Dec 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/December/DOJ-Issues-Updated-Export-Control-and-Sanctions-Enforcement-Policy-for-Business-Organizations <![CDATA[IAISInternational Capital Standard, ComFrame, Holistic Framework for Systemic Risk in the Insurance Sector]]> https://www.sullcrom.com/insights/memo/2019/December/IAISInternational-Capital-Standard-ComFrame-Holistic-Framework-for-Systemic-Risk-in-the-Insurance-Sector Wed, 18 Dec 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/December/IAISInternational-Capital-Standard-ComFrame-Holistic-Framework-for-Systemic-Risk-in-the-Insurance-Sector <![CDATA[Brokered Deposits]]> https://www.sullcrom.com/insights/memo/2019/December/2019-12-16-Brokered-Deposits Mon, 16 Dec 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/December/2019-12-16-Brokered-Deposits <![CDATA[Bank Capital Requirements]]> https://www.sullcrom.com/insights/memo/2019/December/2019-12-12-Bank-Capital-Requirements Thu, 12 Dec 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/December/2019-12-12-Bank-Capital-Requirements <![CDATA[Use of Derivatives by Registered Investment Companies and Business Development Companies]]> https://www.sullcrom.com/insights/memo/2019/December/Use-of-Derivatives-by-Registered-Investment-Companies-and-Business-Development-Companies Wed, 11 Dec 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/December/Use-of-Derivatives-by-Registered-Investment-Companies-and-Business-Development-Companies <![CDATA[Bank Capital Requirements]]> https://www.sullcrom.com/insights/memo/2019/December/2019-12-10-Bank-Capital-Requirements Tue, 10 Dec 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/December/2019-12-10-Bank-Capital-Requirements <![CDATA[Antitrust Division Issues Business Review Letter to End Standard-Setting Investigation]]> https://www.sullcrom.com/insights/memo/2019/December/Antitrust-Division-Issues-Business-Review-Letter-to-End-StandardSetting-Investigation Mon, 9 Dec 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/December/Antitrust-Division-Issues-Business-Review-Letter-to-End-StandardSetting-Investigation <![CDATA[CFTC Advisory on Annual Compliance Reports]]> https://www.sullcrom.com/insights/memo/2019/December/CFTC-Advisory-on-Annual-Compliance-Reports Mon, 9 Dec 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/December/CFTC-Advisory-on-Annual-Compliance-Reports <![CDATA[IRS Issues Final and Proposed Regulations on BEAT]]> https://www.sullcrom.com/insights/memo/2019/December/IRS-Issues-Final-and-Proposed-Regulations-on-BEAT Fri, 6 Dec 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/December/IRS-Issues-Final-and-Proposed-Regulations-on-BEAT <![CDATA[Bank Capital Requirements]]> https://www.sullcrom.com/insights/memo/2019/December/2019-12-04-Bank-Capital-Requirements Wed, 4 Dec 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/December/2019-12-04-Bank-Capital-Requirements <![CDATA[NYSE Proposes to Expand Permitted Use of Direct Listings]]> https://www.sullcrom.com/insights/memo/2019/December/NYSE-Proposes-to-Expand-Permitted-Use-of-Direct-Listings Mon, 2 Dec 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/December/NYSE-Proposes-to-Expand-Permitted-Use-of-Direct-Listings <![CDATA[First Circuit Overturns Sun Capital Decision]]> https://www.sullcrom.com/insights/memo/2019/December/First-Circuit-Overturns-Sun-Capital-Decision Mon, 2 Dec 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/December/First-Circuit-Overturns-Sun-Capital-Decision <![CDATA[Treasury and IRS Release Proposed Regulations on Transition From Interbank Offered Rates to Other Reference Rates]]> https://www.sullcrom.com/insights/memo/2019/December/Treasury-and-IRS-Release-Proposed-Regulations-on-Transition-From-Interbank-Offered-Rates-to-Other-Reference-Rates Mon, 2 Dec 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/December/Treasury-and-IRS-Release-Proposed-Regulations-on-Transition-From-Interbank-Offered-Rates-to-Other-Reference-Rates <![CDATA[OCC and FDIC Propose Rules to Override Madden v. Midland Funding, LLC]]> https://www.sullcrom.com/insights/memo/2019/November/OCC-and-FDIC-Propose-Rules-to-Override-Madden-v-Midland-Funding-LLC Thu, 21 Nov 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/November/OCC-and-FDIC-Propose-Rules-to-Override-Madden-v-Midland-Funding-LLC <![CDATA[Ninth Circuit Denies Alteras Petition for Rehearing]]> https://www.sullcrom.com/insights/memo/2019/November/Ninth-Circuit-Denies-Alteras-Petition-for-Rehearing Fri, 15 Nov 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/November/Ninth-Circuit-Denies-Alteras-Petition-for-Rehearing <![CDATA[SEC Proposes Amendments to Proxy Solicitation and Shareholder Proposal Rules]]> https://www.sullcrom.com/insights/memo/2019/November/SEC-Proposes-Amendments-to-Proxy-Solicitation-and-Shareholder-Proposal-Rules Thu, 14 Nov 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/November/SEC-Proposes-Amendments-to-Proxy-Solicitation-and-Shareholder-Proposal-Rules <![CDATA[ISS Announces Benchmark Policy Updates]]> https://www.sullcrom.com/insights/memo/2019/November/ISS-Announces-Benchmark-Policy-Updates Thu, 14 Nov 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/November/ISS-Announces-Benchmark-Policy-Updates <![CDATA[Review and Analysis of 2019 U.S. Shareholder Activism]]> https://www.sullcrom.com/insights/memo/2019/November/Review-and-Analysis-of-2019-US-Shareholder-Activism Wed, 6 Nov 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/November/Review-and-Analysis-of-2019-US-Shareholder-Activism <![CDATA[U.S. Supreme Court Grants Certiorari in Liu v. Securities and Exchange Commission]]> https://www.sullcrom.com/insights/memo/2019/November/US-Supreme-Court-Grants-Certiorari-in-Liu-v-Securities-and-Exchange-Commission Mon, 4 Nov 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/November/US-Supreme-Court-Grants-Certiorari-in-Liu-v-Securities-and-Exchange-Commission <![CDATA[Executive Orders Regarding the Issuance and Use of Agency Guidance]]> https://www.sullcrom.com/insights/memo/2019/October/Executive-Orders-Regarding-the-Issuance-and-Use-of-Agency-Guidance Fri, 25 Oct 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/October/Executive-Orders-Regarding-the-Issuance-and-Use-of-Agency-Guidance <![CDATA[Resolution Planning Requirements]]> https://www.sullcrom.com/insights/memo/2019/October/2019-10-24-Resolution-Planning-Requirements Thu, 24 Oct 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/October/2019-10-24-Resolution-Planning-Requirements <![CDATA[OCC to Appeal Decision Holding That It Lacks Authority to Issue Special Purpose National Bank Charters to Non-Depository Fintechs]]> https://www.sullcrom.com/insights/memo/2019/October/OCC-to-Appeal-Decision-Holding-That-It-Lacks-Authority-to-Issue-Special-Purpose-National-Bank-Charters-to-NonDepository-Fintechs Wed, 23 Oct 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/October/OCC-to-Appeal-Decision-Holding-That-It-Lacks-Authority-to-Issue-Special-Purpose-National-Bank-Charters-to-NonDepository-Fintechs <![CDATA[SEC Proposes Amendments to Exemptive Applications Procedures Under the Investment Company Act]]> https://www.sullcrom.com/insights/memo/2019/October/SEC-Proposes-Amendments-to-Exemptive-Applications-Procedures-Under-the-Investment-Company-Act Tue, 22 Oct 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/October/SEC-Proposes-Amendments-to-Exemptive-Applications-Procedures-Under-the-Investment-Company-Act <![CDATA[Taxation of Non-Resident Executives of French Companies]]> https://www.sullcrom.com/insights/memo/2019/October/Taxation-of-NonResident-Executives-of-French-Companies Mon, 21 Oct 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/October/Taxation-of-NonResident-Executives-of-French-Companies <![CDATA[New SEC Staff Guidance on Shareholder Proposals]]> https://www.sullcrom.com/insights/memo/2019/October/2019-10-21-New-SEC-Staff-Guidance-on-Shareholder-Proposals Mon, 21 Oct 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/October/2019-10-21-New-SEC-Staff-Guidance-on-Shareholder-Proposals <![CDATA[Regulatory Tailoring for Large Domestic and Foreign Banking Organizations]]> https://www.sullcrom.com/insights/memo/2019/October/Regulatory-Tailoring-for-Large-Domestic-and-Foreign-Banking-Organizations Fri, 18 Oct 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/October/Regulatory-Tailoring-for-Large-Domestic-and-Foreign-Banking-Organizations <![CDATA[Federal Reserve Proposes Regulatory Capital Framework for Insurance Depository Institution Holding Companies]]> https://www.sullcrom.com/insights/memo/2019/October/Federal-Reserve-Proposes-Regulatory-Capital-Framework-for-Insurance-Depository-Institution-Holding-Companies Thu, 10 Oct 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/October/Federal-Reserve-Proposes-Regulatory-Capital-Framework-for-Insurance-Depository-Institution-Holding-Companies <![CDATA[Corporate Governance Update Launch of 2020 ISS Comment Period]]> https://www.sullcrom.com/insights/memo/2019/October/Corporate-Governance-Update-Launch-of-2020-ISS-Comment-Period Tue, 8 Oct 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/October/Corporate-Governance-Update-Launch-of-2020-ISS-Comment-Period <![CDATA[SEC Adopts New ETF Rule and Related Form Amendments and Issues Exemptive Order]]> https://www.sullcrom.com/insights/memo/2019/October/SEC-Adopts-New-ETF-Rule-and-Related-Form-Amendments-and-Issues-Exemptive-Order Mon, 7 Oct 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/October/SEC-Adopts-New-ETF-Rule-and-Related-Form-Amendments-and-Issues-Exemptive-Order <![CDATA[CFIUS Modernization]]> https://www.sullcrom.com/insights/memo/2019/October/CFIUS-Modernization Mon, 7 Oct 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/October/CFIUS-Modernization <![CDATA[Delaware Court Again Finds Bad Faith Adequately Pled Against Directors]]> https://www.sullcrom.com/insights/memo/2019/October/Delaware-Court-Again-Finds-Bad-Faith-Adequately-Pled-Against-Directors Fri, 4 Oct 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/October/Delaware-Court-Again-Finds-Bad-Faith-Adequately-Pled-Against-Directors <![CDATA[Uncleared SwapsProposed Amendments to Margin Requirements]]> https://www.sullcrom.com/insights/memo/2019/October/Uncleared-SwapsProposed-Amendments-to-Margin-Requirements Fri, 4 Oct 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/October/Uncleared-SwapsProposed-Amendments-to-Margin-Requirements <![CDATA[The European Court of Justice Clarifies the Territorial Scope of the Right to be Forgotten]]> https://www.sullcrom.com/insights/memo/2019/October/The-European-Court-of-Justice-Clarifies-the-Territorial-Scope-of-the-Right-to-be-Forgotten Tue, 1 Oct 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/October/The-European-Court-of-Justice-Clarifies-the-Territorial-Scope-of-the-Right-to-be-Forgotten <![CDATA[Community Bank Capital Requirements]]> https://www.sullcrom.com/insights/memo/2019/September/2019-09-30-Community-Bank-Capital-Requirements Mon, 30 Sep 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/September/2019-09-30-Community-Bank-Capital-Requirements <![CDATA[Test-the-Waters Communications]]> https://www.sullcrom.com/insights/memo/2019/September/2019-09-27-Test-the-Waters-Communications Fri, 27 Sep 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/September/2019-09-27-Test-the-Waters-Communications <![CDATA[SEC Proposes Rules to Update Statistical Disclosure Requirements for Banking Registrants]]> https://www.sullcrom.com/insights/memo/2019/September/SEC-Proposes-Rules-to-Update-Statistical-Disclosure-Requirements-for-Banking-Registrants Tue, 24 Sep 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/September/SEC-Proposes-Rules-to-Update-Statistical-Disclosure-Requirements-for-Banking-Registrants <![CDATA[Treasury and IRS Release Proposed Regulations on Cloud Computing and Digital Content Transactions]]> https://www.sullcrom.com/insights/memo/2019/September/Treasury-and-IRS-Release-Proposed-Regulations-on-Cloud-Computing-and-Digital-Content-Transactions Thu, 19 Sep 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/September/Treasury-and-IRS-Release-Proposed-Regulations-on-Cloud-Computing-and-Digital-Content-Transactions <![CDATA[Treasury and IRS Release Proposed Regulations Restricting NOL Utilization Under Section 382]]> https://www.sullcrom.com/insights/memo/2019/September/Treasury-and-IRS-Release-Proposed-Regulations-Restricting-NOL-Utilization-Under-Section-382 Wed, 18 Sep 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/September/Treasury-and-IRS-Release-Proposed-Regulations-Restricting-NOL-Utilization-Under-Section-382 <![CDATA[Cuba Sanctions Update]]> https://www.sullcrom.com/insights/memo/2019/September/Cuba-Sanctions-Update Tue, 17 Sep 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/September/Cuba-Sanctions-Update <![CDATA[EEOC Pay Data Reporting Requirement Changes]]> https://www.sullcrom.com/insights/memo/2019/September/EEOC-Pay-Data-Reporting-Requirement-Changes Thu, 12 Sep 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/September/EEOC-Pay-Data-Reporting-Requirement-Changes <![CDATA[SEC Takes First Step on Proxy Reform]]> https://www.sullcrom.com/insights/memo/2019/August/SEC-Takes-First-Step-on-Proxy-Reform Mon, 26 Aug 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/August/SEC-Takes-First-Step-on-Proxy-Reform <![CDATA[Volcker Rule]]> https://www.sullcrom.com/insights/memo/2019/August/2019-08-22-Volcker-Rule Thu, 22 Aug 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/August/2019-08-22-Volcker-Rule <![CDATA[New York State Adopts New Legislation Governing the Workplace]]> https://www.sullcrom.com/insights/memo/2019/August/New-York-State-Adopts-New-Legislation-Governing-the-Workplace Wed, 21 Aug 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/August/New-York-State-Adopts-New-Legislation-Governing-the-Workplace <![CDATA[Corporation Purpose]]> https://www.sullcrom.com/insights/memo/2019/August/Corporation-Purpose Tue, 20 Aug 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/August/Corporation-Purpose <![CDATA[SEC Proposes Amendments to Regulation S-K Disclosure Requirements]]> https://www.sullcrom.com/insights/memo/2019/August/SEC-Proposes-Amendments-to-Regulation-SK-Disclosure-Requirements Mon, 12 Aug 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/August/SEC-Proposes-Amendments-to-Regulation-SK-Disclosure-Requirements <![CDATA[2019 Proxy Season Review Part 3Say-on-Pay Votes and Equity Compensation]]> https://www.sullcrom.com/insights/memo/2019/August/2019-Proxy-Season-Review-Part-3SayonPay-Votes-and-Equity-Compensation Wed, 7 Aug 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/August/2019-Proxy-Season-Review-Part-3SayonPay-Votes-and-Equity-Compensation <![CDATA[FINRA Proposes to Broaden Exemptions to the New Issue and Spinning Rules]]> https://www.sullcrom.com/insights/memo/2019/August/FINRA-Proposes-to-Broaden-Exemptions-to-the-New-Issue-and-Spinning-Rules Fri, 2 Aug 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/August/FINRA-Proposes-to-Broaden-Exemptions-to-the-New-Issue-and-Spinning-Rules <![CDATA[Treasury and IRS Release Proposed Regulations on Passive Foreign Investment Companies]]> https://www.sullcrom.com/insights/memo/2019/July/Treasury-and-IRS-Release-Proposed-Regulations-on-Passive-Foreign-Investment-Companies Mon, 29 Jul 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/July/Treasury-and-IRS-Release-Proposed-Regulations-on-Passive-Foreign-Investment-Companies <![CDATA[New York Enacts the Stop Hacks and Improve Electronic Data Security Act]]> https://www.sullcrom.com/insights/memo/2019/July/New-York-Enacts-the-Stop-Hacks-and-Improve-Electronic-Data-Security-Act Fri, 26 Jul 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/July/New-York-Enacts-the-Stop-Hacks-and-Improve-Electronic-Data-Security-Act <![CDATA[FTC Settlement with Facebook Over Privacy Policies Imposes Unprecedented Penalties and Restrictions]]> https://www.sullcrom.com/insights/memo/2019/July/FTC-Settlement-with-Facebook-Over-Privacy-Policies-Imposes-Unprecedented-Penalties-and-Restrictions Fri, 26 Jul 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/July/FTC-Settlement-with-Facebook-Over-Privacy-Policies-Imposes-Unprecedented-Penalties-and-Restrictions <![CDATA[2019 Proxy Season Review Part 2ISS Negative Recommendations Against Directors]]> https://www.sullcrom.com/insights/memo/2019/July/2019-Proxy-Season-Review-Part-2ISS-Negative-Recommendations-Against-Directors Thu, 25 Jul 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/July/2019-Proxy-Season-Review-Part-2ISS-Negative-Recommendations-Against-Directors <![CDATA[Agencies Issue Joint Statement on Risk Based BSA/AML Supervision]]> https://www.sullcrom.com/insights/memo/2019/July/Agencies-Issue-Joint-Statement-on-Risk-Based-BSAAML-Supervision Tue, 23 Jul 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/July/Agencies-Issue-Joint-Statement-on-Risk-Based-BSAAML-Supervision <![CDATA[SEC and FINRA Issue Joint Staff Statement on Broker-Dealer Custody of Digital Asset Securities]]> https://www.sullcrom.com/insights/memo/2019/July/SEC-and-FINRA-Issue-Joint-Staff-Statement-on-BrokerDealer-Custody-of-Digital-Asset-Securities Thu, 18 Jul 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/July/SEC-and-FINRA-Issue-Joint-Staff-Statement-on-BrokerDealer-Custody-of-Digital-Asset-Securities <![CDATA[CFTC Swap Dealer De Minimis Exception Threshold Calculation Possible Alternatives]]> https://www.sullcrom.com/insights/memo/2019/July/CFTC-Swap-Dealer-De-Minimis-Exception-Threshold-CalculationPossible-Alternatives Thu, 18 Jul 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/July/CFTC-Swap-Dealer-De-Minimis-Exception-Threshold-CalculationPossible-Alternatives <![CDATA[DOJ Issues Guidance on the Evaluation of Antitrust Compliance Programs]]> https://www.sullcrom.com/insights/memo/2019/July/DOJ-Issues-Guidance-on-the-Evaluation-of-Antitrust-Compliance-Programs Mon, 15 Jul 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/July/DOJ-Issues-Guidance-on-the-Evaluation-of-Antitrust-Compliance-Programs <![CDATA[2019 Proxy Season Review Part 1Rule 14a-8 Shareholder Proposals]]> https://www.sullcrom.com/insights/memo/2019/July/2019-Proxy-Season-Review-Part-1Rule-14a8-Shareholder-Proposals Fri, 12 Jul 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/July/2019-Proxy-Season-Review-Part-1Rule-14a8-Shareholder-Proposals <![CDATA[Bank Capital Requirements]]> https://www.sullcrom.com/insights/memo/2019/July/2019-07-12-Bank-Capital-Requirements Fri, 12 Jul 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/July/2019-07-12-Bank-Capital-Requirements <![CDATA[Volcker Rule]]> https://www.sullcrom.com/insights/memo/2019/July/2019-07-10-Volcker-Rule Wed, 10 Jul 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/July/2019-07-10-Volcker-Rule <![CDATA[Bank Capital Requirements]]> https://www.sullcrom.com/insights/memo/2019/July/2019-07-09-Bank-Capital-Requirements Tue, 9 Jul 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/July/2019-07-09-Bank-Capital-Requirements <![CDATA[Treasury and IRS Release Final Regulations on Global Intangible Low-Taxed Income Regime]]> https://www.sullcrom.com/insights/memo/2019/July/Treasury-and-IRS-Release-Final-Regulations-on-Global-Intangible-LowTaxed-Income-Regime Mon, 8 Jul 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/July/Treasury-and-IRS-Release-Final-Regulations-on-Global-Intangible-LowTaxed-Income-Regime <![CDATA[Sustainable Finance Update]]> https://www.sullcrom.com/insights/memo/2019/July/2019-07-08-Sustainable-Finance-Update Mon, 8 Jul 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/July/2019-07-08-Sustainable-Finance-Update <![CDATA[SEC Issues Final Rule Establishing Standards of Conduct for Broker-Dealers and Interpretation of the Fiduciary Duty of Investment Advisers]]> https://www.sullcrom.com/insights/memo/2019/July/SEC-Issues-Final-Rule-Establishing-Standards-of-Conduct-for-BrokerDealers-and-Interpretation-of-the-Fiduciary-Duty-of-Investment Fri, 5 Jul 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/July/SEC-Issues-Final-Rule-Establishing-Standards-of-Conduct-for-BrokerDealers-and-Interpretation-of-the-Fiduciary-Duty-of-Investment <![CDATA[Supreme Court Business Review]]> https://www.sullcrom.com/insights/memo/2019/July/Supreme-Court-Business-Review-July-3-2019 Wed, 3 Jul 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/July/Supreme-Court-Business-Review-July-3-2019 <![CDATA[New York State Ban on Arbitration of Sexual Harassment Claims Preempted, Court Rules]]> https://www.sullcrom.com/insights/memo/2019/July/New-York-State-Ban-on-Arbitration-of-Sexual-Harassment-Claims-Preempted-Court-Rules Mon, 1 Jul 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/July/New-York-State-Ban-on-Arbitration-of-Sexual-Harassment-Claims-Preempted-Court-Rules <![CDATA[Securities Offering Registration Exemptions]]> https://www.sullcrom.com/insights/memo/2019/July/Securities-Offering-Registration-Exemptions Mon, 1 Jul 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/July/Securities-Offering-Registration-Exemptions <![CDATA[Treasury and IRS Release Regulations on the GILTI High Tax Exclusion]]> https://www.sullcrom.com/insights/memo/2019/July/Treasury-and-IRS-Release-Regulations-on-the-GILTI-High-Tax-Exclusion Mon, 1 Jul 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/July/Treasury-and-IRS-Release-Regulations-on-the-GILTI-High-Tax-Exclusion <![CDATA[Treasury and IRS Release Temporary Regulations Limiting Section 245A Dividends Received Deduction]]> https://www.sullcrom.com/insights/memo/2019/June/Treasury-and-IRS-Release-Temporary-Regulations-Limiting-Section-245A-Dividends-Received-Deduction Fri, 28 Jun 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/June/Treasury-and-IRS-Release-Temporary-Regulations-Limiting-Section-245A-Dividends-Received-Deduction <![CDATA[North Carolina Department of Revenue v. Kimberley Rice Kaestner 1992 Family Trust]]> https://www.sullcrom.com/insights/memo/2019/June/North-Carolina-Department-of-Revenue-v-Kimberley-Rice-Kaestner-1992-Family-Trust Fri, 28 Jun 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/June/North-Carolina-Department-of-Revenue-v-Kimberley-Rice-Kaestner-1992-Family-Trust <![CDATA[Bank Capital Requirements]]> https://www.sullcrom.com/insights/memo/2019/June/2019-06-27-Bank-Capital-Requirements Thu, 27 Jun 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/June/2019-06-27-Bank-Capital-Requirements <![CDATA[Kisor v. Wilkie: U.S. Supreme Court Upholds But Limits Auer Deference]]> https://www.sullcrom.com/insights/memo/2019/June/Kisor-v-Wilkie-US-Supreme-Court-Upholds-But-Limits-Auer-Deference Thu, 27 Jun 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/June/Kisor-v-Wilkie-US-Supreme-Court-Upholds-But-Limits-Auer-Deference <![CDATA[Iran Sanctions Update]]> https://www.sullcrom.com/insights/memo/2019/June/Iran-Sanctions-Update Wed, 26 Jun 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/June/Iran-Sanctions-Update <![CDATA[OFAC Modifies Sanctions Reporting Requirements]]> https://www.sullcrom.com/insights/memo/2019/June/OFAC-Modifies-Sanctions-Reporting-Requirements Wed, 26 Jun 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/June/OFAC-Modifies-Sanctions-Reporting-Requirements <![CDATA[FMI v. Argus Leader Media Supreme Court Broadens Scope of FOIA Exemption]]> https://www.sullcrom.com/insights/memo/2019/June/FMI-v-Argus-Leader-Media-Supreme-Court-Broadens-Scope-of-FOIA-Exemption Tue, 25 Jun 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/June/FMI-v-Argus-Leader-Media-Supreme-Court-Broadens-Scope-of-FOIA-Exemption <![CDATA[Treasury and IRS Release Final and Proposed Regulations on the GILTI and Subpart F Treatment of Domestic Partnerships]]> https://www.sullcrom.com/insights/memo/2019/June/Treasury-and-IRS-Release-Final-and-Proposed-Regulations-on-the-GILTI-and-Subpart-F-Treatment-of-Domestic-Partnerships Mon, 24 Jun 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/June/Treasury-and-IRS-Release-Final-and-Proposed-Regulations-on-the-GILTI-and-Subpart-F-Treatment-of-Domestic-Partnerships <![CDATA[Ninth Circuit Reaffirms Validity of Treasury Regulations on Cost-Sharing Arrangements]]> https://www.sullcrom.com/insights/memo/2019/June/Ninth-Circuit-Reaffirms-Validity-of-Treasury-Regulations-on-CostSharing-Arrangements Thu, 20 Jun 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/June/Ninth-Circuit-Reaffirms-Validity-of-Treasury-Regulations-on-CostSharing-Arrangements <![CDATA[Delaware Supreme Court Reverses Dismissal of Bad Faith Claim Against Directors]]> https://www.sullcrom.com/insights/memo/2019/June/Delaware-Supreme-Court-Reverses-Dismissal-of-Bad-Faith-Claim-Against-Directors Thu, 20 Jun 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/June/Delaware-Supreme-Court-Reverses-Dismissal-of-Bad-Faith-Claim-Against-Directors <![CDATA[Federal Reserve Proposes Amendments to CSI and FOIA Regulations]]> https://www.sullcrom.com/insights/memo/2019/June/Federal-Reserve-Proposes-Amendments-to-CSI-and-FOIA-Regulations Mon, 17 Jun 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/June/Federal-Reserve-Proposes-Amendments-to-CSI-and-FOIA-Regulations <![CDATA[New Type of Lawsuit Involving Securitized DebtCiting Madden, Plaintiffs Contend That Credit Card Debt Became Subject to NY Usury Laws Once the Debt Was Securitized]]> https://www.sullcrom.com/insights/memo/2019/June/New-Type-of-Lawsuit-Involving-Securitized-DebtCiting-Madden-Plaintiffs-Contend-That-Credit-Card-Debt-Became-Subject-to-NY-Usury Mon, 17 Jun 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/June/New-Type-of-Lawsuit-Involving-Securitized-DebtCiting-Madden-Plaintiffs-Contend-That-Credit-Card-Debt-Became-Subject-to-NY-Usury <![CDATA[Cryptocurrency Regulation]]> https://www.sullcrom.com/insights/memo/2019/June/Cryptocurrency-Regulation Fri, 14 Jun 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/June/Cryptocurrency-Regulation <![CDATA[Final Regulations Address Treatment of Charitable Contributions That Reduce State or Local Taxes]]> https://www.sullcrom.com/insights/memo/2019/June/Final-Regulations-Address-Treatment-of-Charitable-Contributions-That-Reduce-State-or-Local-Taxes Wed, 12 Jun 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/June/Final-Regulations-Address-Treatment-of-Charitable-Contributions-That-Reduce-State-or-Local-Taxes <![CDATA[U.S. Supreme Court Clarifies Procedures for Federal Employment Discrimination Law Claims]]> https://www.sullcrom.com/insights/memo/2019/June/US-Supreme-Court-Clarifies-Procedures-for-Federal-Employment-Discrimination-Law-Claims Tue, 4 Jun 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/June/US-Supreme-Court-Clarifies-Procedures-for-Federal-Employment-Discrimination-Law-Claims <![CDATA[Cross-Border Security-Based Swap Requirements]]> https://www.sullcrom.com/insights/memo/2019/May/CrossBorder-SecurityBased-Swap-Requirements Wed, 29 May 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/May/CrossBorder-SecurityBased-Swap-Requirements <![CDATA[District Court Holds That Qualcomm Patent Licensing and Other Conduct Violates the Sherman Act]]> https://www.sullcrom.com/insights/memo/2019/May/District-Court-Holds-That-Qualcomm-Patent-Licensing-and-Other-Conduct-Violates-the-Sherman-Act Fri, 24 May 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/May/District-Court-Holds-That-Qualcomm-Patent-Licensing-and-Other-Conduct-Violates-the-Sherman-Act <![CDATA[Apple Inc. v. Pepper Supreme Court Clarifies Scope of Illinois Brick]]> https://www.sullcrom.com/insights/memo/2019/May/Apple-Inc-v-Pepper-Supreme-Court-Clarifies-Scope-of-Illinois-Brick Wed, 15 May 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/May/Apple-Inc-v-Pepper-Supreme-Court-Clarifies-Scope-of-Illinois-Brick <![CDATA[OFAC Issues Compliance Commitments Framework]]> https://www.sullcrom.com/insights/memo/2019/May/OFAC-Issues-Compliance-Commitments-Framework Fri, 10 May 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/May/OFAC-Issues-Compliance-Commitments-Framework <![CDATA[DOJ Focus on Officer and Director Interlocks]]> https://www.sullcrom.com/insights/memo/2019/May/DOJ-Focus-on-Officer-and-Director-Interlocks Fri, 10 May 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/May/DOJ-Focus-on-Officer-and-Director-Interlocks <![CDATA[Bank Capital Requirements]]> https://www.sullcrom.com/insights/memo/2019/May/2019-05-10-Bank-Capital-Requirements Fri, 10 May 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/May/2019-05-10-Bank-Capital-Requirements <![CDATA[EEOC Officially Reinstates Pay Data Rule]]> https://www.sullcrom.com/insights/memo/2019/May/EEOC-Officially-Reinstates-Pay-Data-Rule Thu, 9 May 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/May/EEOC-Officially-Reinstates-Pay-Data-Rule <![CDATA[Financial Disclosures About Acquired and Disposed Businesses]]> https://www.sullcrom.com/insights/memo/2019/May/Financial-Disclosures-About-Acquired-and-Disposed-Businesses Wed, 8 May 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/May/Financial-Disclosures-About-Acquired-and-Disposed-Businesses <![CDATA[DOJ Issues Updated Guidance on the Evaluation of Corporate Compliance Programs]]> https://www.sullcrom.com/insights/memo/2019/May/DOJ-Issues-Updated-Guidance-on-the-Evaluation-of-Corporate-Compliance-Programs Fri, 3 May 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/May/DOJ-Issues-Updated-Guidance-on-the-Evaluation-of-Corporate-Compliance-Programs <![CDATA[Federal Court Issues Decision Denying OCCs Ability to Issue National Bank Charters to Non-Depository FinTechs]]> https://www.sullcrom.com/insights/memo/2019/May/Federal-Court-Issues-Decision-Denying-OCCs-Ability-to-Issue-National-Bank-Charters-to-NonDepository-FinTechs Fri, 3 May 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/May/Federal-Court-Issues-Decision-Denying-OCCs-Ability-to-Issue-National-Bank-Charters-to-NonDepository-FinTechs <![CDATA[CFPB Issues Request for Information on Remittance Rule]]> https://www.sullcrom.com/insights/memo/2019/May/CFPB-Issues-Request-for-Information-on-Remittance-Rule Fri, 3 May 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/May/CFPB-Issues-Request-for-Information-on-Remittance-Rule <![CDATA[CFPB Shifts DirectionImplications of Proposed Rescission of Portions of Payday Lending Regulation]]> https://www.sullcrom.com/insights/memo/2019/May/CFPB-Shifts-DirectionImplications-of-Proposed-Rescission-of-Portions-of-Payday-Lending-Regulation Wed, 1 May 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/May/CFPB-Shifts-DirectionImplications-of-Proposed-Rescission-of-Portions-of-Payday-Lending-Regulation <![CDATA[SEC Set to Approve Non-Transparent ETFs]]> https://www.sullcrom.com/insights/memo/2019/April/SEC-Set-to-Approve-NonTransparent-ETFs Mon, 29 Apr 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/April/SEC-Set-to-Approve-NonTransparent-ETFs <![CDATA[Resolution Planning Requirements]]> https://www.sullcrom.com/insights/memo/2019/April/2019-04-29-Resolution-Planning-Requirements Mon, 29 Apr 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/April/2019-04-29-Resolution-Planning-Requirements <![CDATA[Class Arbitration]]> https://www.sullcrom.com/insights/memo/2019/April/Class-Arbitration Fri, 26 Apr 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/April/Class-Arbitration <![CDATA[DOL Proposes New Joint-Employer Rule]]> https://www.sullcrom.com/insights/memo/2019/April/DOL-Proposes-New-JointEmployer-Rule Thu, 25 Apr 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/April/DOL-Proposes-New-JointEmployer-Rule <![CDATA[IRS Releases Second Round of Proposed Regulations on Qualified Opportunity Funds]]> https://www.sullcrom.com/insights/memo/2019/April/IRS-Releases-Second-Round-of-Proposed-Regulations-on-Qualified-Opportunity-Funds Wed, 24 Apr 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/April/IRS-Releases-Second-Round-of-Proposed-Regulations-on-Qualified-Opportunity-Funds <![CDATA[Federal Reserve Proposes Comprehensive Regulation for Determining Control]]> https://www.sullcrom.com/insights/memo/2019/April/Federal-Reserve-Proposes-Comprehensive-Regulation-for-Determining-Control Wed, 24 Apr 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/April/Federal-Reserve-Proposes-Comprehensive-Regulation-for-Determining-Control <![CDATA[Regulatory Tailoring for Foreign Banking Organizations]]> https://www.sullcrom.com/insights/memo/2019/April/Regulatory-Tailoring-for-Foreign-Banking-Organizations Tue, 23 Apr 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/April/Regulatory-Tailoring-for-Foreign-Banking-Organizations <![CDATA[Regulatory Capital Treatment of Investments in TLAC-Eligible Debt]]> https://www.sullcrom.com/insights/memo/2019/April/Regulatory-Capital-Treatment-of-Investments-in-TLACEligible-Debt Thu, 18 Apr 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/April/Regulatory-Capital-Treatment-of-Investments-in-TLACEligible-Debt <![CDATA[Delaware Supreme Court Again Reverses Court of Chancery Appraisal Decision]]> https://www.sullcrom.com/insights/memo/2019/April/Delaware-Supreme-Court-Again-Reverses-Court-of-Chancery-Appraisal-Decision Thu, 18 Apr 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/April/Delaware-Supreme-Court-Again-Reverses-Court-of-Chancery-Appraisal-Decision <![CDATA[EU Foreign Direct Investment Regime Enters into Force]]> https://www.sullcrom.com/insights/memo/2019/April/EU-Foreign-Direct-Investment-Regime-Enters-into-Force Mon, 15 Apr 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/April/EU-Foreign-Direct-Investment-Regime-Enters-into-Force <![CDATA[EEOC Pay Data Rule]]> https://www.sullcrom.com/insights/memo/2019/April/2019-04-15-EEOC-Pay-Data-Rule Mon, 15 Apr 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/April/2019-04-15-EEOC-Pay-Data-Rule <![CDATA[New York City Issues Guidance on Mandatory Anti-Sexual Harassment Training Requirements and Model Training]]> https://www.sullcrom.com/insights/memo/2019/April/New-York-City-Issues-Guidance-on-Mandatory-AntiSexual-Harassment-Training-Requirements-and-Model-Training Thu, 11 Apr 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/April/New-York-City-Issues-Guidance-on-Mandatory-AntiSexual-Harassment-Training-Requirements-and-Model-Training <![CDATA[Regulatory Tailoring]]> https://www.sullcrom.com/insights/memo/2019/April/Regulatory-Tailoring Mon, 8 Apr 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/April/Regulatory-Tailoring <![CDATA[SEC FinHub Publishes Framework for Analyzing Digital Assets Under Howey]]> https://www.sullcrom.com/insights/memo/2019/April/SEC-FinHub-Publishes-Framework-for-Analyzing-Digital-Assets-Under-Howey Fri, 5 Apr 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/April/SEC-FinHub-Publishes-Framework-for-Analyzing-Digital-Assets-Under-Howey <![CDATA[SEC Proposes Securities Offering and Disclosure Reforms for Business Development Companies and Registered Closed-End Funds]]> https://www.sullcrom.com/insights/memo/2019/April/SEC-Proposes-Securities-Offering-and-Disclosure-Reforms-for-Business-Development-Companies-and-Registered-ClosedEnd-Funds Mon, 1 Apr 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/April/SEC-Proposes-Securities-Offering-and-Disclosure-Reforms-for-Business-Development-Companies-and-Registered-ClosedEnd-Funds <![CDATA[Lorenzo v. SEC Supreme Court Issues Decision on Scheme Liability Under Rule 10b-5]]> https://www.sullcrom.com/insights/memo/2019/March/Lorenzo-v-SEC-Supreme-Court-Issues-Decision-on-Scheme-Liability-Under-Rule-10b5 Thu, 28 Mar 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/March/Lorenzo-v-SEC-Supreme-Court-Issues-Decision-on-Scheme-Liability-Under-Rule-10b5 <![CDATA[Critical Audit Matters Guidance]]> https://www.sullcrom.com/insights/memo/2019/March/Critical-Audit-Matters-Guidance Mon, 25 Mar 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/March/Critical-Audit-Matters-Guidance <![CDATA[SEC Adopts Amendments to Modernize and Simplify Disclosure Requirements]]> https://www.sullcrom.com/insights/memo/2019/March/SEC-Adopts-Amendments-to-Modernize-and-Simplify-Disclosure-Requirements Fri, 22 Mar 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/March/SEC-Adopts-Amendments-to-Modernize-and-Simplify-Disclosure-Requirements <![CDATA[Brexit: U.S. Agencies Facilitate Legacy Swap Transfers]]> https://www.sullcrom.com/insights/memo/2019/March/BrexitUS-Agencies-Facilitate-Legacy-Swap-Transfers Thu, 21 Mar 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/March/BrexitUS-Agencies-Facilitate-Legacy-Swap-Transfers <![CDATA[EEOC Pay Data Rule]]> https://www.sullcrom.com/insights/memo/2019/March/2019-03-21-EEOC-Pay-Data-Rule Thu, 21 Mar 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/March/2019-03-21-EEOC-Pay-Data-Rule <![CDATA[Review and Analysis of 2018 U.S. Shareholder Activism]]> https://www.sullcrom.com/insights/memo/2019/March/Review-and-Analysis-of-2018-US-Shareholder-Activism Thu, 14 Mar 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/March/Review-and-Analysis-of-2018-US-Shareholder-Activism <![CDATA[Banking Organization Capital Plans and Stress Tests]]> https://www.sullcrom.com/insights/memo/2019/March/2019-03-14-Banking-Organization-Capital-Plans-and-Stress-Tests Thu, 14 Mar 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/March/2019-03-14-Banking-Organization-Capital-Plans-and-Stress-Tests <![CDATA[Immunity of International Organizations]]> https://www.sullcrom.com/insights/memo/2019/March/Immunity-of-International-Organizations Mon, 11 Mar 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/March/Immunity-of-International-Organizations <![CDATA[Nasdaq Amends and Clarifies Listing Requirements for Direct Listings]]> https://www.sullcrom.com/insights/memo/2019/March/Nasdaq-Amends-and-Clarifies-Listing-Requirements-for-Direct-Listings Fri, 1 Mar 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/March/Nasdaq-Amends-and-Clarifies-Listing-Requirements-for-Direct-Listings <![CDATA[New York Department of Financial Services Addresses Use of External Consumer Data and Information Sources in Underwriting for Life Insurance]]> https://www.sullcrom.com/insights/memo/2019/February/New-York-Department-of-Financial-Services-Addresses-Use-of-External-Consumer-Data-and-Information-Sources-in-Underwriting-for-Li Wed, 27 Feb 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/February/New-York-Department-of-Financial-Services-Addresses-Use-of-External-Consumer-Data-and-Information-Sources-in-Underwriting-for-Li <![CDATA[Test-the-Waters Communications]]> https://www.sullcrom.com/insights/memo/2019/February/2019-02-27-Test-the-Waters-Communications Wed, 27 Feb 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/February/2019-02-27-Test-the-Waters-Communications <![CDATA[Bank Capital Plans and Stress Tests]]> https://www.sullcrom.com/insights/memo/2019/February/2019-02-22-Bank-Capital-Plans-and-Stress-Tests Fri, 22 Feb 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/February/2019-02-22-Bank-Capital-Plans-and-Stress-Tests <![CDATA[Community Bank Capital Requirements]]> https://www.sullcrom.com/insights/memo/2019/February/2019-02-21-Community-Bank-Capital-Requirements Thu, 21 Feb 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/February/2019-02-21-Community-Bank-Capital-Requirements <![CDATA[Hart-Scott-Rodino Act]]> https://www.sullcrom.com/insights/memo/2019/February/HartScottRodino-Act-Feb-15-2019 Fri, 15 Feb 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/February/HartScottRodino-Act-Feb-15-2019 <![CDATA[CFTC 2019 Examination Priorities]]> https://www.sullcrom.com/insights/memo/2019/February/CFTC-2019-Examination-Priorities Wed, 13 Feb 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/February/CFTC-2019-Examination-Priorities <![CDATA[Proposed Foreign Tax Credit Regulations]]> https://www.sullcrom.com/insights/memo/2019/February/Proposed-Foreign-Tax-Credit-Regulations Mon, 11 Feb 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/February/Proposed-Foreign-Tax-Credit-Regulations <![CDATA[SEC Provides Guidance on Director Diversity Disclosure]]> https://www.sullcrom.com/insights/memo/2019/February/SEC-Provides-Guidance-on-Director-Diversity-Disclosure Mon, 11 Feb 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/February/SEC-Provides-Guidance-on-Director-Diversity-Disclosure <![CDATA[Venezuela Sanctions Update]]> https://www.sullcrom.com/insights/memo/2019/February/Venezuela-Sanctions-Update Tue, 5 Feb 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/February/Venezuela-Sanctions-Update <![CDATA[Considerations for Brazilian Borrowers and Lenders of U.S. Syndicated Loans]]> https://www.sullcrom.com/insights/memo/2019/January/Considerations-for-Brazilian-Borrowers-and-Lenders-of-US-Syndicated-Loans Fri, 18 Jan 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/January/Considerations-for-Brazilian-Borrowers-and-Lenders-of-US-Syndicated-Loans <![CDATA[Uncleared Security-Based Swaps]]> https://www.sullcrom.com/insights/memo/2019/January/Uncleared-SecurityBased-Swaps Thu, 17 Jan 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/January/Uncleared-SecurityBased-Swaps <![CDATA[SC Publishes Corporate Governance Hot Topics Quarterly Update]]> https://www.sullcrom.com/insights/memo/2019/January/2019-01-15-SC-Publishes-Corporate-Governance-Hot-Topics-Quarterly-Update Tue, 15 Jan 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/January/2019-01-15-SC-Publishes-Corporate-Governance-Hot-Topics-Quarterly-Update <![CDATA[District Court Holds That FRAND Commitment Does Not Require Licensing at Chip Level]]> https://www.sullcrom.com/insights/memo/2019/January/District-Court-Holds-That-FRAND-Commitment-Does-Not-Require-Licensing-at-Chip-Level Thu, 10 Jan 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/January/District-Court-Holds-That-FRAND-Commitment-Does-Not-Require-Licensing-at-Chip-Level <![CDATA[New Covered Agreement on Insurance and Reinsurance Prudential Measures]]> https://www.sullcrom.com/insights/memo/2019/January/New-Covered-Agreement-on-Insurance-and-Reinsurance-Prudential-Measures Mon, 7 Jan 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/January/New-Covered-Agreement-on-Insurance-and-Reinsurance-Prudential-Measures <![CDATA[SEC Adopts Disclosure Rules on Hedging Policies]]> https://www.sullcrom.com/insights/memo/2019/January/SEC-Adopts-Disclosure-Rules-on-Hedging-Policies Thu, 3 Jan 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/January/SEC-Adopts-Disclosure-Rules-on-Hedging-Policies <![CDATA[ISS Releases Updated 2019 Compensation Policy FAQs]]> https://www.sullcrom.com/insights/memo/2019/January/ISS-Releases-Updated-2019-Compensation-Policy-FAQs Thu, 3 Jan 2019 00:00:00 GMT https://www.sullcrom.com/insights/memo/2019/January/ISS-Releases-Updated-2019-Compensation-Policy-FAQs <![CDATA[IRS Issues Proposed Regulations on Section 163(j) Interest Deduction Limitation]]> https://www.sullcrom.com/insights/memo/2018/December/IRS-Issues-Proposed-Regulations-on-Section-163j-Interest-Deduction-Limitation Mon, 31 Dec 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/December/IRS-Issues-Proposed-Regulations-on-Section-163j-Interest-Deduction-Limitation <![CDATA[Bank Stress Tests]]> https://www.sullcrom.com/insights/memo/2018/December/Bank-Stress-Tests Thu, 27 Dec 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/December/Bank-Stress-Tests <![CDATA[Bank Capital Requirements]]> https://www.sullcrom.com/insights/memo/2018/December/2018-12-27-Bank-Capital-Requirements Thu, 27 Dec 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/December/2018-12-27-Bank-Capital-Requirements <![CDATA[Final Resolution Planning Guidance for U.S. G-SIBs]]> https://www.sullcrom.com/insights/memo/2018/December/Final-Resolution-Planning-Guidance-for-US-GSIBs Wed, 26 Dec 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/December/Final-Resolution-Planning-Guidance-for-US-GSIBs <![CDATA[IRS Issues Proposed Regulations on BEAT]]> https://www.sullcrom.com/insights/memo/2018/December/IRS-Issues-Proposed-Regulations-on-BEAT Fri, 21 Dec 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/December/IRS-Issues-Proposed-Regulations-on-BEAT <![CDATA[Depository Institution Management Interlocks Act]]> https://www.sullcrom.com/insights/memo/2018/December/Depository-Institution-Management-Interlocks-Act Fri, 21 Dec 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/December/Depository-Institution-Management-Interlocks-Act <![CDATA[Periodic Reporting]]> https://www.sullcrom.com/insights/memo/2018/December/Periodic-Reporting Thu, 20 Dec 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/December/Periodic-Reporting <![CDATA[Brokered Deposits]]> https://www.sullcrom.com/insights/memo/2018/December/2018-12-20-Brokered-Deposits Thu, 20 Dec 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/December/2018-12-20-Brokered-Deposits <![CDATA[Key Considerations for Fiscal Year 2018 Form 10-K and 20-F Filings]]> https://www.sullcrom.com/insights/memo/2018/December/Key-Considerations-for-Fiscal-Year-2018-Form-10K-and-20F-Filings Wed, 19 Dec 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/December/Key-Considerations-for-Fiscal-Year-2018-Form-10K-and-20F-Filings <![CDATA[Basel Committee on Banking Supervision Publishes Report on Cyber-Resilience Practices]]> https://www.sullcrom.com/insights/memo/2018/December/Basel-Committee-on-Banking-Supervision-Publishes-Report-on-CyberResilience-Practices Mon, 10 Dec 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/December/Basel-Committee-on-Banking-Supervision-Publishes-Report-on-CyberResilience-Practices <![CDATA[Delaware Supreme Court Affirms Akorn MAE Clause Decision in 3-Paragraph Order]]> https://www.sullcrom.com/insights/memo/2018/December/Delaware-Supreme-Court-Affirms-Akorn-MAE-Clause-Decision-in-3Paragraph-Order Fri, 7 Dec 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/December/Delaware-Supreme-Court-Affirms-Akorn-MAE-Clause-Decision-in-3Paragraph-Order <![CDATA[CFTC v. WilsonCourt Rules against CFTC in Commodities Manipulation Bench Trial]]> https://www.sullcrom.com/insights/memo/2018/December/CFTC-v-Wilson-Court-Rules-against-CFTC-in-Commodities-Manipulation-Bench-Trial Thu, 6 Dec 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/December/CFTC-v-Wilson-Court-Rules-against-CFTC-in-Commodities-Manipulation-Bench-Trial <![CDATA[Deputy Attorney General Rod Rosenstein Announces Revisions to Yates Memo]]> https://www.sullcrom.com/insights/memo/2018/November/Deputy-Attorney-General-Rod-Rosenstein-Announces-Revisions-to-Yates-Memo Fri, 30 Nov 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/November/Deputy-Attorney-General-Rod-Rosenstein-Announces-Revisions-to-Yates-Memo <![CDATA[Developments at the Antitrust Division]]> https://www.sullcrom.com/insights/memo/2018/November/Developments-at-the-Antitrust-Division Wed, 28 Nov 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/November/Developments-at-the-Antitrust-Division <![CDATA[IAISHolistic Framework for Systemic Risk in the Insurance Sector]]> https://www.sullcrom.com/insights/memo/2018/November/IAISHolistic-Framework-for-Systemic-Risk-in-the-Insurance-Sector Tue, 27 Nov 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/November/IAISHolistic-Framework-for-Systemic-Risk-in-the-Insurance-Sector <![CDATA[SEC Statement on Securities Law Considerations for Digital Asset Securities]]> https://www.sullcrom.com/insights/memo/2018/November/SEC-Statement-on-Securities-Law-Considerations-for-Digital-Asset-Securities Tue, 27 Nov 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/November/SEC-Statement-on-Securities-Law-Considerations-for-Digital-Asset-Securities <![CDATA[Bank Capital Requirements]]> https://www.sullcrom.com/insights/memo/2018/November/2018-11-26-Bank-Capital-Requirements Mon, 26 Nov 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/November/2018-11-26-Bank-Capital-Requirements <![CDATA[United States Supreme Court Denies Certiorari in Bank of America, N.A. v. Lusnak]]> https://www.sullcrom.com/insights/memo/2018/November/United-States-Supreme-Court-Denies-Certiorari-in-Bank-of-America-NA-v-Lusnak Wed, 21 Nov 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/November/United-States-Supreme-Court-Denies-Certiorari-in-Bank-of-America-NA-v-Lusnak <![CDATA[ISS Announces Limited Benchmark Policy Updates]]> https://www.sullcrom.com/insights/memo/2018/November/ISS-Announces-Limited-Benchmark-Policy-Updates Mon, 19 Nov 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/November/ISS-Announces-Limited-Benchmark-Policy-Updates <![CDATA[National Bank Supervision Manual]]> https://www.sullcrom.com/insights/memo/2018/November/National-Bank-Supervision-Manual Mon, 19 Nov 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/November/National-Bank-Supervision-Manual <![CDATA[Preparing for the 2019 Proxy Season]]> https://www.sullcrom.com/insights/memo/2018/November/Preparing-for-the-2019-Proxy-Season Thu, 15 Nov 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/November/Preparing-for-the-2019-Proxy-Season <![CDATA[District Court Holds That FRAND Commitment Requires Patent Owner to License All Comers, Including Chip Makers]]> https://www.sullcrom.com/insights/memo/2018/November/District-Court-Holds-That-FRAND-Commitment-Requires-Patent-Owner-to-License-All-Comers-Including-Chip-Makers Thu, 8 Nov 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/November/District-Court-Holds-That-FRAND-Commitment-Requires-Patent-Owner-to-License-All-Comers-Including-Chip-Makers <![CDATA[New Supervisory Rating System for Large Banking Organizations]]> https://www.sullcrom.com/insights/memo/2018/November/New-Supervisory-Rating-System-for-Large-Banking-Organizations Mon, 5 Nov 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/November/New-Supervisory-Rating-System-for-Large-Banking-Organizations <![CDATA[Regulatory Tailoring for Large U.S. Banking Organizations]]> https://www.sullcrom.com/insights/memo/2018/November/Regulatory-Tailoring-for-Large-US-Banking-Organizations Mon, 5 Nov 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/November/Regulatory-Tailoring-for-Large-US-Banking-Organizations <![CDATA[SEC Provides Relief to Security-Based Swap Dealers from Business Conduct Rules]]> https://www.sullcrom.com/insights/memo/2018/November/SEC-Provides-Relief-to-SecurityBased-Swap-Dealers-from-Business-Conduct-Rules Mon, 5 Nov 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/November/SEC-Provides-Relief-to-SecurityBased-Swap-Dealers-from-Business-Conduct-Rules <![CDATA[IRS Issues Proposed Regulations on Section 956]]> https://www.sullcrom.com/insights/memo/2018/October/IRS-Issues-Proposed-Regulations-on-Section-956 Wed, 31 Oct 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/October/IRS-Issues-Proposed-Regulations-on-Section-956 <![CDATA[UK Court of Appeal Holds Offer of Global License Consistent With FRAND Obligation]]> https://www.sullcrom.com/insights/memo/2018/October/UK-Court-of-Appeal-Holds-Offer-of-Global-License-Consistent-With-FRAND-Obligation Thu, 25 Oct 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/October/UK-Court-of-Appeal-Holds-Offer-of-Global-License-Consistent-With-FRAND-Obligation <![CDATA[New SEC Staff Guidance on Shareholder Proposals]]> https://www.sullcrom.com/insights/memo/2018/October/2018-10-25-New-SEC-Staff-Guidance-on-Shareholder-Proposals Thu, 25 Oct 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/October/2018-10-25-New-SEC-Staff-Guidance-on-Shareholder-Proposals <![CDATA[IRS Issues Proposed Regulations on Qualified Opportunity Funds]]> https://www.sullcrom.com/insights/memo/2018/October/IRS-Issues-Proposed-Regulations-on-Qualified-Opportunity-Funds Tue, 23 Oct 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/October/IRS-Issues-Proposed-Regulations-on-Qualified-Opportunity-Funds <![CDATA[Corporate Governance UpdatesLaunch of 2019 ISS Comment Period and Release of Commonsense Principles 2.0]]> https://www.sullcrom.com/insights/memo/2018/October/Corporate-Governance-UpdatesLaunch-of-2019-ISS-Comment-Period-and-Release-of-Commonsense-Principles-20 Mon, 22 Oct 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/October/Corporate-Governance-UpdatesLaunch-of-2019-ISS-Comment-Period-and-Release-of-Commonsense-Principles-20 <![CDATA[DOJ Releases New Memorandum on Standards and Policies for Retention of Corporate Compliance Monitors]]> https://www.sullcrom.com/insights/memo/2018/October/DOJ-Releases-New-Memorandum-on-Standards-and-Policies-for-Retention-of-Corporate-Compliance-Monitors Mon, 22 Oct 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/October/DOJ-Releases-New-Memorandum-on-Standards-and-Policies-for-Retention-of-Corporate-Compliance-Monitors <![CDATA[SEC Reopens Comment Period on Proposed Rules Regarding Security-Based Swaps]]> https://www.sullcrom.com/insights/memo/2018/October/SEC-Reopens-Comment-Period-on-Proposed-Rules-Regarding-SecurityBased-Swaps Mon, 22 Oct 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/October/SEC-Reopens-Comment-Period-on-Proposed-Rules-Regarding-SecurityBased-Swaps <![CDATA[Mandatory CFIUS Filings for Foreign Investment in Specified Critical Technologies Companies]]> https://www.sullcrom.com/insights/memo/2018/October/Mandatory-CFIUS-Filings-for-Foreign-Investment-in-Specified-Critical-Technologies-Companies Thu, 18 Oct 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/October/Mandatory-CFIUS-Filings-for-Foreign-Investment-in-Specified-Critical-Technologies-Companies <![CDATA[SEC Issues Report of Investigation on Cyber-Related Frauds Perpetrated Against Public Companies]]> https://www.sullcrom.com/insights/memo/2018/October/SEC-Issues-Report-of-Investigation-on-CyberRelated-Frauds-Perpetrated-Against-Public-Companies Wed, 17 Oct 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/October/SEC-Issues-Report-of-Investigation-on-CyberRelated-Frauds-Perpetrated-Against-Public-Companies <![CDATA[CFTC Continues Enforcement Focus, Forms Insider Trading Task Force]]> https://www.sullcrom.com/insights/memo/2018/October/CFTC-Continues-Enforcement-Focus-Forms-Insider-Trading-Task-Force Fri, 12 Oct 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/October/CFTC-Continues-Enforcement-Focus-Forms-Insider-Trading-Task-Force <![CDATA[New York State Department of Labor Issues Final Guidance on Sexual Harassment Prevention Policies and Training]]> https://www.sullcrom.com/insights/memo/2018/October/New-York-State-Department-of-Labor-Issues-Final-Guidance-on-Sexual-Harassment-Prevention-Policies-and-Training Wed, 10 Oct 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/October/New-York-State-Department-of-Labor-Issues-Final-Guidance-on-Sexual-Harassment-Prevention-Policies-and-Training <![CDATA[Implementation of Financial Services Regulatory Reform Legislation]]> https://www.sullcrom.com/insights/memo/2018/October/2018-10-09-Implementation-of-Financial-Services-Regulatory-Reform-Legislation Tue, 9 Oct 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/October/2018-10-09-Implementation-of-Financial-Services-Regulatory-Reform-Legislation <![CDATA[Implementation of Financial Services Regulatory Reform Legislation]]> https://www.sullcrom.com/insights/memo/2018/October/2018-10-09-Implementation-of-Financial-Services-Regulatory-Reform-Legislation Tue, 9 Oct 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/October/2018-10-09-Implementation-of-Financial-Services-Regulatory-Reform-Legislation <![CDATA[CFTC Chairman Releases White Paper on Cross-Border Swaps Regulation Version 2.0]]> https://www.sullcrom.com/insights/memo/2018/October/CFTC-Chairman-Releases-White-Paper-on-CrossBorder-Swaps-Regulation-Version-20 Fri, 5 Oct 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/October/CFTC-Chairman-Releases-White-Paper-on-CrossBorder-Swaps-Regulation-Version-20 <![CDATA[Delaware Chancery Court Upholds Termination of Merger on MAE Grounds in Akorn v. Fresenius]]> https://www.sullcrom.com/insights/memo/2018/October/Delaware-Chancery-Court-Upholds-Termination-of-Merger-on-MAE-Grounds-in-Akorn-v-Fresenius Thu, 4 Oct 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/October/Delaware-Chancery-Court-Upholds-Termination-of-Merger-on-MAE-Grounds-in-Akorn-v-Fresenius <![CDATA[Debt Exchanges in Spin-Off Transactions]]> https://www.sullcrom.com/insights/memo/2018/October/Debt-Exchanges-in-SpinOff-Transactions Thu, 4 Oct 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/October/Debt-Exchanges-in-SpinOff-Transactions <![CDATA[Joint Statement on BSA Resource Sharing]]> https://www.sullcrom.com/insights/memo/2018/October/Joint-Statement-on-BSA-Resource-Sharing Thu, 4 Oct 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/October/Joint-Statement-on-BSA-Resource-Sharing <![CDATA[Increased Funding for Strategic International Development ProjectsBetter Utilization of Investments Leading to Development Act of 2018]]> https://www.sullcrom.com/insights/memo/2018/October/Increased-Funding-for-Strategic-International-Development-ProjectsBetter-Utilization-of-Investments-Leading-to-Development-Act-o Wed, 3 Oct 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/October/Increased-Funding-for-Strategic-International-Development-ProjectsBetter-Utilization-of-Investments-Leading-to-Development-Act-o <![CDATA[Bank Capital Requirements]]> https://www.sullcrom.com/insights/memo/2018/October/2018-10-03-Bank-Capital-Requirements Wed, 3 Oct 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/October/2018-10-03-Bank-Capital-Requirements <![CDATA[California Enacts Female Gender Quotas for Public Companies Headquartered in the State]]> https://www.sullcrom.com/insights/memo/2018/October/California-Enacts-Female-Gender-Quotas-for-Public-Companies-Headquartered-in-the-State Mon, 1 Oct 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/October/California-Enacts-Female-Gender-Quotas-for-Public-Companies-Headquartered-in-the-State <![CDATA[ISS Publishes 2018 Governance Principles Survey Results]]> https://www.sullcrom.com/insights/memo/2018/September/ISS-Publishes-2018-Governance-Principles-Survey-Results Fri, 21 Sep 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/September/ISS-Publishes-2018-Governance-Principles-Survey-Results <![CDATA[Charitable Contributions]]> https://www.sullcrom.com/insights/memo/2018/September/Charitable-Contributions Thu, 20 Sep 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/September/Charitable-Contributions <![CDATA[IRS Releases Initial Guidance on the Internal Revenue Codes UBTI Silo Rule]]> https://www.sullcrom.com/insights/memo/2018/September/IRS-Releases-Initial-Guidance-on-the-Internal-Revenue-Codes-UBTI-Silo-Rule Wed, 19 Sep 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/September/IRS-Releases-Initial-Guidance-on-the-Internal-Revenue-Codes-UBTI-Silo-Rule <![CDATA[New York State Department of Labor Issues Model Sexual Harassment Policy and Interactive Training Documents]]> https://www.sullcrom.com/insights/memo/2018/September/New-York-State-Department-of-Labor-Issues-Model-Sexual-Harassment-Policy-and-Interactive-Training-Documents Wed, 19 Sep 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/September/New-York-State-Department-of-Labor-Issues-Model-Sexual-Harassment-Policy-and-Interactive-Training-Documents <![CDATA[SEC Staff Withdraws Proxy Advisory Guidance Ahead of Fall Roundtable on Proxy Process]]> https://www.sullcrom.com/insights/memo/2018/September/SEC-Staff-Withdraws-Proxy-Advisory-Guidance-Ahead-of-Fall-Roundtable-on-Proxy-Process Fri, 14 Sep 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/September/SEC-Staff-Withdraws-Proxy-Advisory-Guidance-Ahead-of-Fall-Roundtable-on-Proxy-Process <![CDATA[CFTC Chairman Previews New Approach to Cross-Border Application of Dodd-Frank Swaps Provisions, Exemptions]]> https://www.sullcrom.com/insights/memo/2018/September/CFTC-Chairman-Previews-New-Approach-to-CrossBorder-Application-of-DoddFrank-Swaps-Provisions-Exemptions Fri, 7 Sep 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/September/CFTC-Chairman-Previews-New-Approach-to-CrossBorder-Application-of-DoddFrank-Swaps-Provisions-Exemptions <![CDATA[UpdateImportant Amendments to the California Consumer Privacy Act of 2018]]> https://www.sullcrom.com/insights/memo/2018/September/UpdateImportant-Amendments-to-the-California-Consumer-Privacy-Act-of-2018 Thu, 6 Sep 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/September/UpdateImportant-Amendments-to-the-California-Consumer-Privacy-Act-of-2018 <![CDATA[OCC Grants Preliminary Conditional Approval to Varo Bank, N.A.]]> https://www.sullcrom.com/insights/memo/2018/September/OCC-Grants-Preliminary-Conditional-Approval-to-Varo-Bank-NA Wed, 5 Sep 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/September/OCC-Grants-Preliminary-Conditional-Approval-to-Varo-Bank-NA <![CDATA[Community Reinvestment Act]]> https://www.sullcrom.com/insights/memo/2018/September/2018-09-04-Community-Reinvestment-Act Tue, 4 Sep 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/September/2018-09-04-Community-Reinvestment-Act <![CDATA[Proposed Section 965 Regulations]]> https://www.sullcrom.com/insights/memo/2018/August/Proposed-Section-965-Regulations Fri, 31 Aug 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/August/Proposed-Section-965-Regulations <![CDATA[United States v. HoskinsSecond Circuit Rejects DOJs Attempt to Expand the Extraterritorial Reach of the FCPA Through Conspiracy and Complicity Doctrines]]> https://www.sullcrom.com/insights/memo/2018/August/United-States-v-Hoskins-Second-Circuit-Rejects-DOJs-Attempt-to-Expand-the-Extraterritorial-Reach-of-the-FCPA-Through-Conspiracy Mon, 27 Aug 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/August/United-States-v-Hoskins-Second-Circuit-Rejects-DOJs-Attempt-to-Expand-the-Extraterritorial-Reach-of-the-FCPA-Through-Conspiracy <![CDATA[Tax Reform and State and Local Taxation]]> https://www.sullcrom.com/insights/memo/2018/August/2018-08-24-Tax-Reform-and-State-and-Local-Taxation Fri, 24 Aug 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/August/2018-08-24-Tax-Reform-and-State-and-Local-Taxation <![CDATA[IRS Releases Initial Guidance on the 2017 Amendments to the Internal Revenue Codes Limitation on Deduction for Certain Executive Compensation]]> https://www.sullcrom.com/insights/memo/2018/August/IRS-Releases-Initial-Guidance-on-the-2017-Amendments-to-the-Internal-Revenue-Codes-Limitation-on-Deduction-for-Certain-Executive Thu, 23 Aug 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/August/IRS-Releases-Initial-Guidance-on-the-2017-Amendments-to-the-Internal-Revenue-Codes-Limitation-on-Deduction-for-Certain-Executive <![CDATA[IRS Issues Proposed Regulations on Pass-Through Deduction]]> https://www.sullcrom.com/insights/memo/2018/August/IRS-Issues-Proposed-Regulations-on-PassThrough-Deduction Mon, 20 Aug 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/August/IRS-Issues-Proposed-Regulations-on-PassThrough-Deduction <![CDATA[IRS Issues Proposed Regulations That Address Tax Reform Changes to Bonus Depreciation]]> https://www.sullcrom.com/insights/memo/2018/August/IRS-Issues-Proposed-Regulations-That-Address-Tax-Reform-Changes-to-Bonus-Depreciation Wed, 8 Aug 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/August/IRS-Issues-Proposed-Regulations-That-Address-Tax-Reform-Changes-to-Bonus-Depreciation <![CDATA[CFIUS ReformThe Foreign Investment Risk Review Modernization Act of 2018]]> https://www.sullcrom.com/insights/memo/2018/August/CFIUS-ReformThe-Foreign-Investment-Risk-Review-Modernization-Act-of-2018 Tue, 7 Aug 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/August/CFIUS-ReformThe-Foreign-Investment-Risk-Review-Modernization-Act-of-2018 <![CDATA[Ninth Circuit Withdraws Altera Opinion Reversing Tax Court on Cost-Sharing Arrangements]]> https://www.sullcrom.com/insights/memo/2018/August/Ninth-Circuit-Withdraws-Altera-Opinion-Reversing-Tax-Court-on-CostSharing-Arrangements Tue, 7 Aug 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/August/Ninth-Circuit-Withdraws-Altera-Opinion-Reversing-Tax-Court-on-CostSharing-Arrangements <![CDATA[Ninth Circuit Reverses Tax Court, Upholds Treasury Regulation on Cost-Sharing Arrangements]]> https://www.sullcrom.com/insights/memo/2018/August/Ninth-Circuit-Reverses-Tax-Court-Upholds-Treasury-Regulation-on-CostSharing-Arrangements Mon, 6 Aug 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/August/Ninth-Circuit-Reverses-Tax-Court-Upholds-Treasury-Regulation-on-CostSharing-Arrangements <![CDATA[Special Purpose Fintech National Bank Charters]]> https://www.sullcrom.com/insights/memo/2018/August/Special-Purpose-Fintech-National-Bank-Charters Fri, 3 Aug 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/August/Special-Purpose-Fintech-National-Bank-Charters <![CDATA[Registered Offerings of Debt Securities]]> https://www.sullcrom.com/insights/memo/2018/August/Registered-Offerings-of-Debt-Securities Wed, 1 Aug 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/August/Registered-Offerings-of-Debt-Securities <![CDATA[ISS Launches Annual Policy Formulation Process]]> https://www.sullcrom.com/insights/memo/2018/July/ISS-Launches-Annual-Policy-Formulation-Process Tue, 31 Jul 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/July/ISS-Launches-Annual-Policy-Formulation-Process <![CDATA[House Financial Regulatory Legislation]]> https://www.sullcrom.com/insights/memo/2018/July/House-Financial-Regulatory-Legislation Mon, 30 Jul 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/July/House-Financial-Regulatory-Legislation <![CDATA[Recent Bank Mergers and Market Reactions]]> https://www.sullcrom.com/insights/memo/2018/July/Recent-Bank-Mergers-and-Market-Reactions Mon, 30 Jul 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/July/Recent-Bank-Mergers-and-Market-Reactions <![CDATA[Ninth Circuit Holds That Non-U.S. Issuers Can Be Liable in U.S. for Unsponsored American Depositary Receipt Facility]]> https://www.sullcrom.com/insights/memo/2018/July/Ninth-Circuit-Holds-That-NonUS-Issuers-Can-Be-Liable-in-US-for-Unsponsored-American-Depositary-Receipt-Facility Mon, 30 Jul 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/July/Ninth-Circuit-Holds-That-NonUS-Issuers-Can-Be-Liable-in-US-for-Unsponsored-American-Depositary-Receipt-Facility <![CDATA[House Capital Formation Legislation]]> https://www.sullcrom.com/insights/memo/2018/July/House-Capital-Formation-Legislation Tue, 24 Jul 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/July/House-Capital-Formation-Legislation <![CDATA[German and Austrian Merger Control]]> https://www.sullcrom.com/insights/memo/2018/July/German-and-Austrian-Merger-Control Mon, 23 Jul 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/July/German-and-Austrian-Merger-Control <![CDATA[SEC Increases Threshold for Additional Disclosure by Private Companies in Offerings of Securities to Employees; Solicits Comment on Ways to Modernize Rules and Forms for Compensatory-Related Offerings]]> https://www.sullcrom.com/insights/memo/2018/July/SEC-Increases-Threshold-for-Additional-Disclosure-by-Private-Companies-in-Offerings-of-Securities-to-Employees-Solicits-Comment Fri, 20 Jul 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/July/SEC-Increases-Threshold-for-Additional-Disclosure-by-Private-Companies-in-Offerings-of-Securities-to-Employees-Solicits-Comment <![CDATA[Section 1782 Discovery]]> https://www.sullcrom.com/insights/memo/2018/July/Section-1782-Discovery Tue, 17 Jul 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/July/Section-1782-Discovery <![CDATA[SEC v. CohenNew York Federal Trial Court Holds Supreme Courts Kokesh Decision Applies to SEC FCPA Case, Including Demand for Injunctive Relief]]> https://www.sullcrom.com/insights/memo/2018/July/SEC-v-Cohen-New-York-Federal-Trial-Court-Holds-Supreme-Courts-Kokesh-Decision-Applies-to-SEC-FCPA-Case-Including-Demand-for-Inju Mon, 16 Jul 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/July/SEC-v-Cohen-New-York-Federal-Trial-Court-Holds-Supreme-Courts-Kokesh-Decision-Applies-to-SEC-FCPA-Case-Including-Demand-for-Inju <![CDATA[Federal Reserve Proposes ISO 20022 Message Format for Fedwire Funds Service]]> https://www.sullcrom.com/insights/memo/2018/July/Federal-Reserve-Proposes-ISO-20022-Message-Format-for-Fedwire-Funds-Service Mon, 16 Jul 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/July/Federal-Reserve-Proposes-ISO-20022-Message-Format-for-Fedwire-Funds-Service <![CDATA[Bank Capital Requirements]]> https://www.sullcrom.com/insights/memo/2018/July/2018-07-13-Bank-Capital-Requirements Fri, 13 Jul 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/July/2018-07-13-Bank-Capital-Requirements <![CDATA[Implementation of Financial Services Regulatory Reform Legislation]]> https://www.sullcrom.com/insights/memo/2018/July/2018-07-12-Implementation-of-Financial-Services-Regulatory-Reform-Legislation Thu, 12 Jul 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/July/2018-07-12-Implementation-of-Financial-Services-Regulatory-Reform-Legislation <![CDATA[SEC Proposes ETF Rule, Amends Liquidity Risk Reporting Rule and Requires Inline XBRL Reporting by Funds]]> https://www.sullcrom.com/insights/memo/2018/July/SEC-Proposes-ETF-Rule-Amends-Liquidity-Risk-Reporting-Rule-and-Requires-Inline-XBRL-Reporting-by-Funds Wed, 11 Jul 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/July/SEC-Proposes-ETF-Rule-Amends-Liquidity-Risk-Reporting-Rule-and-Requires-Inline-XBRL-Reporting-by-Funds <![CDATA[SEC Adopts New Rules Affecting Public Company Reporting]]> https://www.sullcrom.com/insights/memo/2018/July/SEC-Adopts-New-Rules-Affecting-Public-Company-Reporting Thu, 5 Jul 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/July/SEC-Adopts-New-Rules-Affecting-Public-Company-Reporting <![CDATA[California Consumer Privacy Act of 2018]]> https://www.sullcrom.com/insights/memo/2018/July/California-Consumer-Privacy-Act-of-2018 Tue, 3 Jul 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/July/California-Consumer-Privacy-Act-of-2018 <![CDATA[Proposed Resolution Planning Guidance for U.S. G-SIBs]]> https://www.sullcrom.com/insights/memo/2018/July/Proposed-Resolution-Planning-Guidance-for-US-GSIBs Mon, 2 Jul 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/July/Proposed-Resolution-Planning-Guidance-for-US-GSIBs <![CDATA[United States Takes Steps to Re-Impose Certain Primary Sanctions on Iran]]> https://www.sullcrom.com/insights/memo/2018/June/United-States-Takes-Steps-to-ReImpose-Certain-Primary-Sanctions-on-Iran Thu, 28 Jun 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/June/United-States-Takes-Steps-to-ReImpose-Certain-Primary-Sanctions-on-Iran <![CDATA[Supreme Court Upholds Award of Foreign Lost Profits for U.S. Patent Infringement]]> https://www.sullcrom.com/insights/memo/2018/June/Supreme-Court-Upholds-Award-of-Foreign-Lost-Profits-for-US-Patent-Infringement Mon, 25 Jun 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/June/Supreme-Court-Upholds-Award-of-Foreign-Lost-Profits-for-US-Patent-Infringement <![CDATA[Lucia v. SECU.S. Supreme Court Holds That SEC Administrative Law Judges Are Officers of the United States]]> https://www.sullcrom.com/insights/memo/2018/June/Lucia-v-SEC-US-Supreme-Court-Holds-That-SEC-Administrative-Law-Judges-Are-Officers-of-the-United-States Fri, 22 Jun 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/June/Lucia-v-SEC-US-Supreme-Court-Holds-That-SEC-Administrative-Law-Judges-Are-Officers-of-the-United-States <![CDATA[IRS Replaces Proposed Regulations on Disguised Sale Rules and Allocation of Partnership Liabilities]]> https://www.sullcrom.com/insights/memo/2018/June/IRS-Replaces-Proposed-Regulations-on-Disguised-Sale-Rules-and-Allocation-of-Partnership-Liabilities Tue, 19 Jun 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/June/IRS-Replaces-Proposed-Regulations-on-Disguised-Sale-Rules-and-Allocation-of-Partnership-Liabilities <![CDATA[Digital Assets as Securities]]> https://www.sullcrom.com/insights/memo/2018/June/Digital-Assets-as-Securities Mon, 18 Jun 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/June/Digital-Assets-as-Securities <![CDATA[Single Counterparty Credit Limits]]> https://www.sullcrom.com/insights/memo/2018/June/2018-06-18-Single-Counterparty-Credit-Limits Mon, 18 Jun 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/June/2018-06-18-Single-Counterparty-Credit-Limits <![CDATA[Schneiderman v. Credit Suisse Securities (USA) LLCNew York Court of Appeals Holds That Martin Act Claims Are Governed by Three-Year Statute of Limitations]]> https://www.sullcrom.com/insights/memo/2018/June/Schneiderman-v-Credit-Suisse-Securities-USA-LLC-New-York-Court-of-Appeals-Holds-That-Martin-Act-Claims-Are-Governed-by-ThreeYear Thu, 14 Jun 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/June/Schneiderman-v-Credit-Suisse-Securities-USA-LLC-New-York-Court-of-Appeals-Holds-That-Martin-Act-Claims-Are-Governed-by-ThreeYear <![CDATA[Eleventh Circuit Court of Appeals Vacates Cease and Desist Order as Unenforceable]]> https://www.sullcrom.com/insights/memo/2018/June/Eleventh-Circuit-Court-of-Appeals-Vacates-Cease-and-Desist-Order-as-Unenforceable Wed, 13 Jun 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/June/Eleventh-Circuit-Court-of-Appeals-Vacates-Cease-and-Desist-Order-as-Unenforceable <![CDATA[SEC Adopts Rule Providing Modernized Delivery Option for Fund Shareholder Reports and Seeks Comments on Improving Fund Disclosure and Certain Fees of Intermediaries]]> https://www.sullcrom.com/insights/memo/2018/June/SEC-Adopts-Rule-Providing-Modernized-Delivery-Option-for-Fund-Shareholder-Reports-and-Seeks-Comments-on-Improving-Fund-Disclosur Wed, 13 Jun 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/June/SEC-Adopts-Rule-Providing-Modernized-Delivery-Option-for-Fund-Shareholder-Reports-and-Seeks-Comments-on-Improving-Fund-Disclosur <![CDATA[China Agritech, Inc. v. ReshU.S. Supreme Court Holds That a Pending Class Action Does Not Toll the Statute of Limitations for Future Class Action Claims]]> https://www.sullcrom.com/insights/memo/2018/June/China-Agritech-Inc-v-Resh-US-Supreme-Court-Holds-That-a-Pending-Class-Action-Does-Not-Toll-the-Statute-of-Limitations-for-Future Tue, 12 Jun 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/June/China-Agritech-Inc-v-Resh-US-Supreme-Court-Holds-That-a-Pending-Class-Action-Does-Not-Toll-the-Statute-of-Limitations-for-Future <![CDATA[Eleventh Circuit Vacates FTC Cease and Desist Order for Failing to Enjoin Specific Cybersecurity Lapses]]> https://www.sullcrom.com/insights/memo/2018/June/Eleventh-Circuit-Vacates-FTC-Cease-and-Desist-Order-for-Failing-to-Enjoin-Specific-Cybersecurity-Lapses Tue, 12 Jun 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/June/Eleventh-Circuit-Vacates-FTC-Cease-and-Desist-Order-for-Failing-to-Enjoin-Specific-Cybersecurity-Lapses <![CDATA[CFTC Proposes Amendments to Swap Dealer De Minimis Exception]]> https://www.sullcrom.com/insights/memo/2018/June/CFTC-Proposes-Amendments-to-Swap-Dealer-De-Minimis-Exception Tue, 12 Jun 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/June/CFTC-Proposes-Amendments-to-Swap-Dealer-De-Minimis-Exception <![CDATA[Volcker Rule]]> https://www.sullcrom.com/insights/memo/2018/June/2018-06-05-Volcker-Rule Tue, 5 Jun 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/June/2018-06-05-Volcker-Rule <![CDATA[Recent Virtual Currency Actions by the CFTC and State Regulators]]> https://www.sullcrom.com/insights/memo/2018/May/Recent-Virtual-Currency-Actions-by-the-CFTC-and-State-Regulators Tue, 29 May 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/May/Recent-Virtual-Currency-Actions-by-the-CFTC-and-State-Regulators <![CDATA[Financial Services Regulatory Reform Legislation]]> https://www.sullcrom.com/insights/memo/2018/May/2018-05-24-Financial-Services-Regulatory-Reform-Legislation Thu, 24 May 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/May/2018-05-24-Financial-Services-Regulatory-Reform-Legislation <![CDATA[Epic Systems Corp. v. Lewis]]> https://www.sullcrom.com/insights/memo/2018/May/Epic-Systems-Corp-v-Lewis Wed, 23 May 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/May/Epic-Systems-Corp-v-Lewis <![CDATA[Tax Reform and State and Local Taxation]]> https://www.sullcrom.com/insights/memo/2018/May/2018-05-23-Tax-Reform-and-State-and-Local-Taxation Wed, 23 May 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/May/2018-05-23-Tax-Reform-and-State-and-Local-Taxation <![CDATA[Bank Regulators Legal Authority to Compel the Production of Material That Is Protected by Attorney-Client Privilege]]> https://www.sullcrom.com/insights/memo/2018/May/Bank-Regulators-Legal-Authority-to-Compel-the-Production-of-Material-That-Is-Protected-by-AttorneyClient-Privilege Wed, 16 May 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/May/Bank-Regulators-Legal-Authority-to-Compel-the-Production-of-Material-That-Is-Protected-by-AttorneyClient-Privilege <![CDATA[Regulators Explain Examination Approach for Compliance With FinCENs Customer Due Diligence Rule]]> https://www.sullcrom.com/insights/memo/2018/May/Regulators-Explain-Examination-Approach-for-Compliance-With-FinCENs-Customer-Due-Diligence-Rule Fri, 11 May 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/May/Regulators-Explain-Examination-Approach-for-Compliance-With-FinCENs-Customer-Due-Diligence-Rule <![CDATA[SEC Proposes Standard of Conduct for Broker-Dealers and Interpretation Regarding Standard of Conduct for Investment Advisers]]> https://www.sullcrom.com/insights/memo/2018/May/SEC-Proposes-Standard-of-Conduct-for-BrokerDealers-and-Interpretation-Regarding-Standard-of-Conduct-for-Investment-Advisers Thu, 10 May 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/May/SEC-Proposes-Standard-of-Conduct-for-BrokerDealers-and-Interpretation-Regarding-Standard-of-Conduct-for-Investment-Advisers <![CDATA[DOJ Announces New Policy to Encourage Coordination Among DOJ and Agencies Imposing Penalties for the Same Conduct]]> https://www.sullcrom.com/insights/memo/2018/May/DOJ-Announces-New-Policy-to-Encourage-Coordination-Among-DOJ-and-Agencies-Imposing-Penalties-for-the-Same-Conduct Thu, 10 May 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/May/DOJ-Announces-New-Policy-to-Encourage-Coordination-Among-DOJ-and-Agencies-Imposing-Penalties-for-the-Same-Conduct <![CDATA[United States Withdraws from the Joint Comprehensive Plan of Action with Iran]]> https://www.sullcrom.com/insights/memo/2018/May/United-States-Withdraws-from-the-Joint-Comprehensive-Plan-of-Action-with-Iran Wed, 9 May 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/May/United-States-Withdraws-from-the-Joint-Comprehensive-Plan-of-Action-with-Iran <![CDATA[FinCEN Issues Frequently Asked Questions Regarding Customer Due Diligence Requirements]]> https://www.sullcrom.com/insights/memo/2018/April/FinCEN-Issues-Frequently-Asked-Questions-Regarding-Customer-Due-Diligence-Requirements Mon, 30 Apr 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/April/FinCEN-Issues-Frequently-Asked-Questions-Regarding-Customer-Due-Diligence-Requirements <![CDATA[Competition Law and MA]]> https://www.sullcrom.com/insights/memo/2018/April/Competition-Law-and-MA Thu, 26 Apr 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/April/Competition-Law-and-MA <![CDATA[U.S. Supreme Court Forecloses Non-U.S. Corporate Liability Under the Alien Torts Statute]]> https://www.sullcrom.com/insights/memo/2018/April/US-Supreme-Court-Forecloses-NonUS-Corporate-Liability-Under-the-Alien-Torts-Statute Wed, 25 Apr 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/April/US-Supreme-Court-Forecloses-NonUS-Corporate-Liability-Under-the-Alien-Torts-Statute <![CDATA[Oil States, SAS Institute, and New Approaches at the U.S. Patent Office]]> https://www.sullcrom.com/insights/memo/2018/April/Oil-States-SAS-Institute-and-New-Approaches-at-the-US-Patent-Office Wed, 25 Apr 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/April/Oil-States-SAS-Institute-and-New-Approaches-at-the-US-Patent-Office <![CDATA[U.S. Department of Labor Issues Caution Regarding Recent ESG Focus of Certain Institutional Investors]]> https://www.sullcrom.com/insights/memo/2018/April/US-Department-of-Labor-Issues-Caution-Regarding-Recent-ESG-Focus-of-Certain-Institutional-Investors Wed, 25 Apr 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/April/US-Department-of-Labor-Issues-Caution-Regarding-Recent-ESG-Focus-of-Certain-Institutional-Investors <![CDATA[Bank Capital Requirements]]> https://www.sullcrom.com/insights/memo/2018/April/2018-04-24-Bank-Capital-Requirements Tue, 24 Apr 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/April/2018-04-24-Bank-Capital-Requirements <![CDATA[New York State Passes Significant Sexual Harassment Legislation]]> https://www.sullcrom.com/insights/memo/2018/April/New-York-State-Passes-Significant-Sexual-Harassment-Legislation Mon, 23 Apr 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/April/New-York-State-Passes-Significant-Sexual-Harassment-Legislation <![CDATA[U.S. Supreme Court Dismisses U.S. v. Microsoft as Moot After CLOUD Act Signed Into Law]]> https://www.sullcrom.com/insights/memo/2018/April/US-Supreme-Court-Dismisses-US-v-Microsoft-as-Moot-After-CLOUD-Act-Signed-Into-Law Thu, 19 Apr 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/April/US-Supreme-Court-Dismisses-US-v-Microsoft-as-Moot-After-CLOUD-Act-Signed-Into-Law <![CDATA[Bank Capital Requirements, Capital Plans and Stress Tests]]> https://www.sullcrom.com/insights/memo/2018/April/2018-04-19-Bank-Capital-Requirements-Capital-Plans-and-Stress-Tests Thu, 19 Apr 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/April/2018-04-19-Bank-Capital-Requirements-Capital-Plans-and-Stress-Tests <![CDATA[Federal Reserve Regulatory Agenda]]> https://www.sullcrom.com/insights/memo/2018/April/Federal-Reserve-Regulatory-Agenda Wed, 18 Apr 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/April/Federal-Reserve-Regulatory-Agenda <![CDATA[Bank Capital Requirements]]> https://www.sullcrom.com/insights/memo/2018/April/2018-04-17-Bank-Capital-Requirements Tue, 17 Apr 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/April/2018-04-17-Bank-Capital-Requirements <![CDATA[New York State Tax]]> https://www.sullcrom.com/insights/memo/2018/April/New-York-State-Tax Fri, 13 Apr 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/April/New-York-State-Tax <![CDATA[Community Reinvestment Act]]> https://www.sullcrom.com/insights/memo/2018/April/2018-04-10-Community-Reinvestment-Act Tue, 10 Apr 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/April/2018-04-10-Community-Reinvestment-Act <![CDATA[Bank Capital Requirements]]> https://www.sullcrom.com/insights/memo/2018/March/2018-03-19-Bank-Capital-Requirements Thu, 29 Mar 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/March/2018-03-19-Bank-Capital-Requirements <![CDATA[Digital Economy Taxation]]> https://www.sullcrom.com/insights/memo/2018/March/Digital-Economy-Taxation Tue, 27 Mar 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/March/Digital-Economy-Taxation <![CDATA[Ninth Circuit Rejects Challenges to a Cease-and-Desist Order Imposed by the FDIC for Violations of the Bank Secrecy Act]]> https://www.sullcrom.com/insights/memo/2018/March/Ninth-Circuit-Rejects-Challenges-to-a-CeaseandDesist-Order-Imposed-by-the-FDIC-for-Violations-of-the-Bank-Secrecy-Act Thu, 22 Mar 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/March/Ninth-Circuit-Rejects-Challenges-to-a-CeaseandDesist-Order-Imposed-by-the-FDIC-for-Violations-of-the-Bank-Secrecy-Act <![CDATA[Cyan Inc. v. Beaver County Employees Retirement Fund: U.S. Supreme Court Holds That State Courts Have Jurisdiction Over Class Actions Brought Under the Securities Act of 1933]]> https://www.sullcrom.com/insights/memo/2018/March/Cyan-Inc-v-Beaver-County-Employees-Retirement-Fund-US-Supreme-Court-Holds-That-State-Courts-Have-Jurisdiction-Over-Class-Actions Wed, 21 Mar 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/March/Cyan-Inc-v-Beaver-County-Employees-Retirement-Fund-US-Supreme-Court-Holds-That-State-Courts-Have-Jurisdiction-Over-Class-Actions <![CDATA[ERISA Fiduciary Rule]]> https://www.sullcrom.com/insights/memo/2018/March/ERISA-Fiduciary-Rule Mon, 19 Mar 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/March/ERISA-Fiduciary-Rule <![CDATA[Financial Services Regulatory Reform Legislation: Senate Approves Bipartisan Regulatory Reform Bill]]> https://www.sullcrom.com/insights/memo/2018/March/Financial-Services-Regulatory-Reform-Legislation-Senate-Approves-Bipartisan-Regulatory-Reform-Bill Sun, 18 Mar 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/March/Financial-Services-Regulatory-Reform-Legislation-Senate-Approves-Bipartisan-Regulatory-Reform-Bill <![CDATA[Tax Reform and State and Local Taxation]]> https://www.sullcrom.com/insights/memo/2018/March/2018-03-05-Tax-Reform-and-State-and-Local-Taxation Mon, 5 Mar 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/March/2018-03-05-Tax-Reform-and-State-and-Local-Taxation <![CDATA[Federal Reserve Board Proposes Revised Process for Appeal of Material Supervisory Determinations]]> https://www.sullcrom.com/insights/memo/2018/March/Federal-Reserve-Board-Proposes-Revised-Process-for-Appeal-of-Material-Supervisory-Determinations Fri, 2 Mar 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/March/Federal-Reserve-Board-Proposes-Revised-Process-for-Appeal-of-Material-Supervisory-Determinations <![CDATA[Another Vice Chancellor Considers Appraisal in Light of Dell and DFC and Another Appraisal Petitioner Gets Less than Deal Price]]> https://www.sullcrom.com/insights/memo/2018/March/Another-Vice-Chancellor-Considers-Appraisal-in-Light-of-Dell-and-DFC-and-Another-Appraisal-Petitioner-Gets-Less-than-Deal-Price Thu, 1 Mar 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/March/Another-Vice-Chancellor-Considers-Appraisal-in-Light-of-Dell-and-DFC-and-Another-Appraisal-Petitioner-Gets-Less-than-Deal-Price <![CDATA[SEC Issues Expanded Interpretive Guidance on Cybersecurity Matters]]> https://www.sullcrom.com/insights/memo/2018/February/SEC-Issues-Expanded-Interpretive-Guidance-on-Cybersecurity-Matters Tue, 27 Feb 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/February/SEC-Issues-Expanded-Interpretive-Guidance-on-Cybersecurity-Matters <![CDATA[Treasury Issues Report on Dodd-Frank Orderly Liquidation Authority]]> https://www.sullcrom.com/insights/memo/2018/February/Treasury-Issues-Report-on-DoddFrank-Orderly-Liquidation-Authority Sun, 25 Feb 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/February/Treasury-Issues-Report-on-DoddFrank-Orderly-Liquidation-Authority <![CDATA[Delaware Chancery Court Considers Appraisal in First Major Decision Since Dell]]> https://www.sullcrom.com/insights/memo/2018/February/Delaware-Chancery-Court-Considers-Appraisal-in-First-Major-Decision-Since-Dell Fri, 23 Feb 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/February/Delaware-Chancery-Court-Considers-Appraisal-in-First-Major-Decision-Since-Dell <![CDATA[Dodd-Frank Whistleblower Provision]]> https://www.sullcrom.com/insights/memo/2018/February/DoddFrank-Whistleblower-Provision Thu, 22 Feb 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/February/DoddFrank-Whistleblower-Provision <![CDATA[U.S. Supreme Court Declines to Review Standing of Data Breach Plaintiffs]]> https://www.sullcrom.com/insights/memo/2018/February/US-Supreme-Court-Declines-to-Review-Standing-of-Data-Breach-Plaintiffs Wed, 21 Feb 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/February/US-Supreme-Court-Declines-to-Review-Standing-of-Data-Breach-Plaintiffs <![CDATA[Eleventh Circuit Affirms Ordinary Income Treatment of Forfeited Deposits on Lapsed Sale of Real Estate]]> https://www.sullcrom.com/insights/memo/2018/February/Eleventh-Circuit-Affirms-Ordinary-Income-Treatment-of-Forfeited-Deposits-on-Lapsed-Sale-of-Real-Estate Tue, 20 Feb 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/February/Eleventh-Circuit-Affirms-Ordinary-Income-Treatment-of-Forfeited-Deposits-on-Lapsed-Sale-of-Real-Estate <![CDATA[SEC Approves NYSE Proposal to Facilitate Listings of Companies Without a Trading History]]> https://www.sullcrom.com/insights/memo/2018/February/SEC-Approves-NYSE-Proposal-to-Facilitate-Listings-of-Companies-Without-a-Trading-History Fri, 16 Feb 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/February/SEC-Approves-NYSE-Proposal-to-Facilitate-Listings-of-Companies-Without-a-Trading-History <![CDATA[Commercial Real Estate]]> https://www.sullcrom.com/insights/memo/2018/February/Commercial-Real-Estate Tue, 13 Feb 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/February/Commercial-Real-Estate <![CDATA[Proposed Changes to Nasdaq Shareholder Approval Requirements]]> https://www.sullcrom.com/insights/memo/2018/February/Proposed-Changes-to-Nasdaq-Shareholder-Approval-Requirements Mon, 12 Feb 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/February/Proposed-Changes-to-Nasdaq-Shareholder-Approval-Requirements <![CDATA[U.S. Tax Reform]]> https://www.sullcrom.com/insights/memo/2018/February/US-Tax-Reform-02-07-18 Wed, 7 Feb 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/February/US-Tax-Reform-02-07-18 <![CDATA[Banking Organization Capital Plans and Stress Tests]]> https://www.sullcrom.com/insights/memo/2018/February/2018-02-05-Banking-Organization-Capital-Plans-and-Stress-Tests Mon, 5 Feb 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/February/2018-02-05-Banking-Organization-Capital-Plans-and-Stress-Tests <![CDATA[EU Competition Law]]> https://www.sullcrom.com/insights/memo/2018/January/EU-Competition-Law Wed, 31 Jan 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/January/EU-Competition-Law <![CDATA[CFTC Issues New Guidance Relating to Virtual Currency Regulations]]> https://www.sullcrom.com/insights/memo/2018/January/CFTC-Issues-New-Guidance-Relating-to-Virtual-Currency-Regulations Wed, 31 Jan 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/January/CFTC-Issues-New-Guidance-Relating-to-Virtual-Currency-Regulations <![CDATA[Delaware Supreme Court Confirms Applicability of Issue Preclusion to Dismissals of Shareholder Derivative Actions for Failure to Plead Demand Futility]]> https://www.sullcrom.com/insights/memo/2018/January/Delaware-Supreme-Court-Confirms-Applicability-of-Issue-Preclusion-to-Dismissals-of-Shareholder-Derivative-Actions-for-Failure-to Mon, 29 Jan 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/January/Delaware-Supreme-Court-Confirms-Applicability-of-Issue-Preclusion-to-Dismissals-of-Shareholder-Derivative-Actions-for-Failure-to <![CDATA[Hart-Scott-Rodino Act]]> https://www.sullcrom.com/insights/memo/2018/January/HartScottRodino-Act-Jan-26-2018 Fri, 26 Jan 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/January/HartScottRodino-Act-Jan-26-2018 <![CDATA[Tax Reform and State and Local Taxation: Initial New York State Reactions]]> https://www.sullcrom.com/insights/memo/2018/January/Tax-Reform-and-State-and-Local-Taxation-Initial-New-York-State-Reactions Mon, 22 Jan 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/January/Tax-Reform-and-State-and-Local-Taxation-Initial-New-York-State-Reactions <![CDATA[SEC Adopts Final Rule Relating to Security-Based Swap Communications]]> https://www.sullcrom.com/insights/memo/2018/January/SEC-Adopts-Final-Rule-Relating-to-SecurityBased-Swap-Communications Wed, 17 Jan 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/January/SEC-Adopts-Final-Rule-Relating-to-SecurityBased-Swap-Communications <![CDATA[Federal Reserve Proposes Guidance to Clarify Supervisory Expectations Related to Risk Management for Large Financial Institutions]]> https://www.sullcrom.com/insights/memo/2018/January/Federal-Reserve-Proposes-Guidance-to-Clarify-Supervisory-Expectations-Related-to-Risk-Management-for-Large-Financial-Institution Mon, 8 Jan 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/January/Federal-Reserve-Proposes-Guidance-to-Clarify-Supervisory-Expectations-Related-to-Risk-Management-for-Large-Financial-Institution <![CDATA[U.S. Tax Reform]]> https://www.sullcrom.com/insights/memo/2018/January/US-Tax-Reform-01-08-18 Mon, 8 Jan 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/January/US-Tax-Reform-01-08-18 <![CDATA[U.S. Tax Reform: Mergers and Acquisitions Considerations]]> https://www.sullcrom.com/insights/memo/2018/January/US-Tax-Reform-Mergers-and-Acquisitions-Considerations Tue, 2 Jan 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/January/US-Tax-Reform-Mergers-and-Acquisitions-Considerations <![CDATA[U.S. Tax Reform]]> https://www.sullcrom.com/insights/memo/2018/January/US-Tax-Reform-01-02-18 Tue, 2 Jan 2018 00:00:00 GMT https://www.sullcrom.com/insights/memo/2018/January/US-Tax-Reform-01-02-18 <![CDATA[TCL Commn v. Ericsson]]> https://www.sullcrom.com/insights/memo/2017/December/TCL-Commn-v-Ericsson Fri, 29 Dec 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/December/TCL-Commn-v-Ericsson <![CDATA[Contested Bank Acquisition Application]]> https://www.sullcrom.com/insights/memo/2017/December/Contested-Bank-Acquisition-Application Thu, 28 Dec 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/December/Contested-Bank-Acquisition-Application <![CDATA[U.S. Tax Reform]]> https://www.sullcrom.com/insights/memo/2017/December/US-Tax-Reform-12-28-17 Thu, 28 Dec 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/December/US-Tax-Reform-12-28-17 <![CDATA[SEC Guidance on Reporting for U.S. Tax Reform]]> https://www.sullcrom.com/insights/memo/2017/December/SEC-Guidance-on-Reporting-for-US-Tax-Reform Tue, 26 Dec 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/December/SEC-Guidance-on-Reporting-for-US-Tax-Reform <![CDATA[U.S. Tax Reform]]> https://www.sullcrom.com/insights/memo/2017/December/US-Tax-Reform-12-22-17 Fri, 22 Dec 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/December/US-Tax-Reform-12-22-17 <![CDATA[Proposed Amendments to Policy on Payment System Risk]]> https://www.sullcrom.com/insights/memo/2017/December/Proposed-Amendments-to-Policy-on-Payment-System-Risk Thu, 21 Dec 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/December/Proposed-Amendments-to-Policy-on-Payment-System-Risk <![CDATA[EU Competition LawVertical Agreements]]> https://www.sullcrom.com/insights/memo/2017/December/EU-Competition-LawVertical-Agreements Thu, 21 Dec 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/December/EU-Competition-LawVertical-Agreements <![CDATA[U.S. Tax Reform]]> https://www.sullcrom.com/insights/memo/2017/December/US-Tax-Reform-12-20-17 Wed, 20 Dec 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/December/US-Tax-Reform-12-20-17 <![CDATA[Delaware Supreme Court Reverses Dell Appraisal Decision in Continuation of DFC Reasoning ]]> https://www.sullcrom.com/insights/memo/2017/December/Delaware-Supreme-Court-Reverses-Dell-Appraisal-Decision-in-Continuation-of-DFC-Reasoning Tue, 19 Dec 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/December/Delaware-Supreme-Court-Reverses-Dell-Appraisal-Decision-in-Continuation-of-DFC-Reasoning <![CDATA[Bank Capital Requirements]]> https://www.sullcrom.com/insights/memo/2017/December/2017-12-19-Bank-Capital-Requirements Tue, 19 Dec 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/December/2017-12-19-Bank-Capital-Requirements <![CDATA[Company Halts Initial Coin Offering After SEC Issues Cease-and-Desist Order; SEC Chairman Issues Statement on Blockchain-Based Offerings]]> https://www.sullcrom.com/insights/memo/2017/December/Company-Halts-Initial-Coin-Offering-After-SEC-Issues-CeaseandDesist-Order-SEC-Chairman-Issues-Statement-on-BlockchainBased-Offer Wed, 13 Dec 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/December/Company-Halts-Initial-Coin-Offering-After-SEC-Issues-CeaseandDesist-Order-SEC-Chairman-Issues-Statement-on-BlockchainBased-Offer <![CDATA[Bank Capital Plans and Stress Tests]]> https://www.sullcrom.com/insights/memo/2017/December/2017-12-12-Bank-Capital-Plans-and-Stress-Tests Tue, 12 Dec 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/December/2017-12-12-Bank-Capital-Plans-and-Stress-Tests <![CDATA[NYSE Changes Rule on Issuance of Material News Immediately After Market Hours]]> https://www.sullcrom.com/insights/memo/2017/December/NYSE-Changes-Rule-on-Issuance-of-Material-News-Immediately-After-Market-Hours Mon, 11 Dec 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/December/NYSE-Changes-Rule-on-Issuance-of-Material-News-Immediately-After-Market-Hours <![CDATA[New York State Paid Family Leave]]> https://www.sullcrom.com/insights/memo/2017/December/New-York-State-Paid-Family-Leave Fri, 8 Dec 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/December/New-York-State-Paid-Family-Leave <![CDATA[Financial Services Regulatory Reform Legislation]]> https://www.sullcrom.com/insights/memo/2017/December/2017-12-07-Financial-Services-Regulatory-Reform-Legislation Thu, 7 Dec 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/December/2017-12-07-Financial-Services-Regulatory-Reform-Legislation <![CDATA[Second Circuit Rules Creditors Can Require Garnishees to Bring Assets From Abroad to the United States to Satisfy Judgments Against Foreign Sovereigns]]> https://www.sullcrom.com/insights/memo/2017/December/Second-Circuit-Rules-Creditors-Can-Require-Garnishees-to-Bring-Assets-From-Abroad-to-the-United-States-to-Satisfy-Judgments-Agai Fri, 1 Dec 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/December/Second-Circuit-Rules-Creditors-Can-Require-Garnishees-to-Bring-Assets-From-Abroad-to-the-United-States-to-Satisfy-Judgments-Agai <![CDATA[SC Publishes Corporate Governance Hot Topics Quarterly Update]]> https://www.sullcrom.com/insights/memo/2017/November/2017-11-30-SC-Publishes-Corporate-Governance-Hot-Topics-Quarterly-Update Thu, 30 Nov 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/November/2017-11-30-SC-Publishes-Corporate-Governance-Hot-Topics-Quarterly-Update <![CDATA[U.S. Treasury Report on FSOC Designations; FSB Decides Not to Publish List of Global Systemically Important Insurers for 2017]]> https://www.sullcrom.com/insights/memo/2017/November/US-Treasury-Report-on-FSOC-Designations-FSB-Decides-Not-to-Publish-List-of-Global-Systemically-Important-Insurers-for-2017 Mon, 27 Nov 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/November/US-Treasury-Report-on-FSOC-Designations-FSB-Decides-Not-to-Publish-List-of-Global-Systemically-Important-Insurers-for-2017 <![CDATA[Bank Capital Requirements]]> https://www.sullcrom.com/insights/memo/2017/November/2017-11-22-Bank-Capital-Requirements Wed, 22 Nov 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/November/2017-11-22-Bank-Capital-Requirements <![CDATA[Financial Services Regulatory Reform Legislation]]> https://www.sullcrom.com/insights/memo/2017/November/2017-11-20-Financial-Services-Regulatory-Reform-Legislation Mon, 20 Nov 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/November/2017-11-20-Financial-Services-Regulatory-Reform-Legislation <![CDATA[ISS Releases 2018 Voting Policy Updates]]> https://www.sullcrom.com/insights/memo/2017/November/ISS-Releases-2018-Voting-Policy-Updates Sat, 18 Nov 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/November/ISS-Releases-2018-Voting-Policy-Updates <![CDATA[French Tax Reform]]> https://www.sullcrom.com/insights/memo/2017/November/French-Tax-Reform Fri, 17 Nov 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/November/French-Tax-Reform <![CDATA[U.S. Tax Reform]]> https://www.sullcrom.com/insights/memo/2017/November/US-Tax-Reform-11-10-17 Fri, 10 Nov 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/November/US-Tax-Reform-11-10-17 <![CDATA[SEC Staff Begins Taking Steps to Reform Shareholder Proposals]]> https://www.sullcrom.com/insights/memo/2017/November/SEC-Staff-Begins-Taking-Steps-to-Reform-Shareholder-Proposals Fri, 3 Nov 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/November/SEC-Staff-Begins-Taking-Steps-to-Reform-Shareholder-Proposals <![CDATA[Tax Reform Bill Proposes Significant Compensation Changes]]> https://www.sullcrom.com/insights/memo/2017/November/Tax-Reform-Bill-Proposes-Significant-Compensation-Changes Fri, 3 Nov 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/November/Tax-Reform-Bill-Proposes-Significant-Compensation-Changes <![CDATA[U.S. Tax ReformInsurance Company Provisions]]> https://www.sullcrom.com/insights/memo/2017/November/US-Tax-ReformInsurance-Company-Provisions Fri, 3 Nov 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/November/US-Tax-ReformInsurance-Company-Provisions <![CDATA[U.S. Treasury Report on Asset Management and Insurance Industry Regulation]]> https://www.sullcrom.com/insights/memo/2017/November/US-Treasury-Report-on-Asset-Management-and-Insurance-Industry-Regulation Thu, 2 Nov 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/November/US-Treasury-Report-on-Asset-Management-and-Insurance-Industry-Regulation <![CDATA[U.S. Tax Reform]]> https://www.sullcrom.com/insights/memo/2017/November/US-Tax-Reform-11-02-17 Thu, 2 Nov 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/November/US-Tax-Reform-11-02-17 <![CDATA[SEC Approves New PCAOB Auditor Reporting Standard]]> https://www.sullcrom.com/insights/memo/2017/October/SEC-Approves-New-PCAOB-Auditor-Reporting-Standard Mon, 30 Oct 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/October/SEC-Approves-New-PCAOB-Auditor-Reporting-Standard <![CDATA[EU Merger Control]]> https://www.sullcrom.com/insights/memo/2017/October/2017-10-30-EU-Merger-Control Mon, 30 Oct 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/October/2017-10-30-EU-Merger-Control <![CDATA[SEC Announces Measures to Facilitate Cross-Border Implementation of the Research Provisions of MiFID II]]> https://www.sullcrom.com/insights/memo/2017/October/SEC-Announces-Measures-to-Facilitate-CrossBorder-Implementation-of-the-Research-Provisions-of-MiFID-II Fri, 27 Oct 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/October/SEC-Announces-Measures-to-Facilitate-CrossBorder-Implementation-of-the-Research-Provisions-of-MiFID-II <![CDATA[S&C Publishes M&A Hot Topics Quarterly Update]]> https://www.sullcrom.com/insights/memo/2017/October/2017-10-25-SC-Publishes-MA-Hot-Topics-Quarterly-Update Wed, 25 Oct 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/October/2017-10-25-SC-Publishes-MA-Hot-Topics-Quarterly-Update <![CDATA[Senate Votes to Overturn CFPB Arbitration Rule]]> https://www.sullcrom.com/insights/memo/2017/October/Senate-Votes-to-Overturn-CFPB-Arbitration-Rule Tue, 24 Oct 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/October/Senate-Votes-to-Overturn-CFPB-Arbitration-Rule <![CDATA[Congressional Review Act]]> https://www.sullcrom.com/insights/memo/2017/October/Congressional-Review-Act Fri, 20 Oct 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/October/Congressional-Review-Act <![CDATA[LabCFTC Releases Primer on Virtual Currencies]]> https://www.sullcrom.com/insights/memo/2017/October/LabCFTC-Releases-Primer-on-Virtual-Currencies Thu, 19 Oct 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/October/LabCFTC-Releases-Primer-on-Virtual-Currencies <![CDATA[United States Supreme Court Grants Certiorari in United States v. Microsoft Corporation]]> https://www.sullcrom.com/insights/memo/2017/October/United-States-Supreme-Court-Grants-Certiorari-in-United-States-v-Microsoft-Corporation Tue, 17 Oct 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/October/United-States-Supreme-Court-Grants-Certiorari-in-United-States-v-Microsoft-Corporation <![CDATA[OCC Issues Updated Policy for Determining the Impact of Discriminatory or Illegal Credit Practices on Community Reinvestment Act Ratings]]> https://www.sullcrom.com/insights/memo/2017/October/OCC-Issues-Updated-Policy-for-Determining-the-Impact-of-Discriminatory-or-Illegal-Credit-Practices-on-Community-Reinvestment-Act Fri, 13 Oct 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/October/OCC-Issues-Updated-Policy-for-Determining-the-Impact-of-Discriminatory-or-Illegal-Credit-Practices-on-Community-Reinvestment-Act <![CDATA[SEC Proposes Rules to Modernize and Simplify Regulation S-K Disclosure Requirements]]> https://www.sullcrom.com/insights/memo/2017/October/SEC-Proposes-Rules-to-Modernize-and-Simplify-Regulation-SK-Disclosure-Requirements Fri, 13 Oct 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/October/SEC-Proposes-Rules-to-Modernize-and-Simplify-Regulation-SK-Disclosure-Requirements <![CDATA[Treasury Issues Comprehensive Report on Capital Markets Reform]]> https://www.sullcrom.com/insights/memo/2017/October/Treasury-Issues-Comprehensive-Report-on-Capital-Markets-Reform Wed, 11 Oct 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/October/Treasury-Issues-Comprehensive-Report-on-Capital-Markets-Reform <![CDATA[Landmark French Constitutional Court Decision on the 3% Tax on Dividend Distributions]]> https://www.sullcrom.com/insights/memo/2017/October/Landmark-French-Constitutional-Court-Decision-on-the-3-Tax-on-Dividend-Distributions Mon, 9 Oct 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/October/Landmark-French-Constitutional-Court-Decision-on-the-3-Tax-on-Dividend-Distributions <![CDATA[Bank Capital Requirements]]> https://www.sullcrom.com/insights/memo/2017/October/2017-10-04-Bank-Capital-Requirements Fri, 6 Oct 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/October/2017-10-04-Bank-Capital-Requirements <![CDATA[U.S. and EU Sign Covered Agreement]]> https://www.sullcrom.com/insights/memo/2017/September/US-and-EU-Sign-Covered-Agreement Wed, 27 Sep 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/September/US-and-EU-Sign-Covered-Agreement <![CDATA[SEC Considers NYSE Proposal to Permit Direct Listings]]> https://www.sullcrom.com/insights/memo/2017/September/SEC-Considers-NYSE-Proposal-to-Permit-Direct-Listings Tue, 26 Sep 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/September/SEC-Considers-NYSE-Proposal-to-Permit-Direct-Listings <![CDATA[SEC Substantially Eases Burden of Pay Ratio Disclosure]]> https://www.sullcrom.com/insights/memo/2017/September/SEC-Substantially-Eases-Burden-of-Pay-Ratio-Disclosure Fri, 22 Sep 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/September/SEC-Substantially-Eases-Burden-of-Pay-Ratio-Disclosure <![CDATA[In re: Cray Inc.]]> https://www.sullcrom.com/insights/memo/2017/September/In-re-Cray-Inc Fri, 22 Sep 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/September/In-re-Cray-Inc <![CDATA[CFPB Rule Prohibits Financial Services Providers from Blocking Consumer Class Actions in Arbitration Agreements]]> https://www.sullcrom.com/insights/memo/2017/September/CFPB-Rule-Prohibits-Financial-Services-Providers-from-Blocking-Consumer-Class-Actions-in-Arbitration-Agreements Mon, 18 Sep 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/September/CFPB-Rule-Prohibits-Financial-Services-Providers-from-Blocking-Consumer-Class-Actions-in-Arbitration-Agreements <![CDATA[EU Merger Control]]> https://www.sullcrom.com/insights/memo/2017/September/2017-09-18-EU-Merger-Control Mon, 18 Sep 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/September/2017-09-18-EU-Merger-Control <![CDATA[Southern District of New York Rejects 1933 Act Claims Based on Events Post-Dating an Issuers Financial Statements]]> https://www.sullcrom.com/insights/memo/2017/September/Southern-District-of-New-York-Rejects-1933-Act-Claims-Based-on-Events-PostDating-an-Issuers-Financial-Statements Fri, 15 Sep 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/September/Southern-District-of-New-York-Rejects-1933-Act-Claims-Based-on-Events-PostDating-an-Issuers-Financial-Statements <![CDATA[Requirement Takes Effect for SEC Filings to Include Hyperlinks to Exhibits: New Requirements Take Effect September 1, 2017 for Most Companies, With One-Year Delay for Certain Non-Accelerated Filers and Smaller Reporting Companies]]> https://www.sullcrom.com/insights/memo/2017/September/Requirement-Takes-Effect-for-SEC-Filings-to-Include-Hyperlinks-to-Exhibits-New-Requirements-Take-Effect-September-1-2017-for-Mos Tue, 12 Sep 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/September/Requirement-Takes-Effect-for-SEC-Filings-to-Include-Hyperlinks-to-Exhibits-New-Requirements-Take-Effect-September-1-2017-for-Mos <![CDATA[NYSE Rule Changes on Announcements Outside Market Hours]]> https://www.sullcrom.com/insights/memo/2017/September/NYSE-Rule-Changes-on-Announcements-Outside-Market-Hours Wed, 6 Sep 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/September/NYSE-Rule-Changes-on-Announcements-Outside-Market-Hours <![CDATA[Nevada v. U.S. Department of LaborFederal Court Invalidates 2016 Overtime Regulations]]> https://www.sullcrom.com/insights/memo/2017/September/Nevada-v-US-Department-of-Labor-Federal-Court-Invalidates-2016-Overtime-Regulations Tue, 5 Sep 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/September/Nevada-v-US-Department-of-Labor-Federal-Court-Invalidates-2016-Overtime-Regulations <![CDATA[#SCFlashAugust Developments]]> https://www.sullcrom.com/insights/memo/2017/September/2017-09-05-SCFlash-August-Developments Tue, 5 Sep 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/September/2017-09-05-SCFlash-August-Developments <![CDATA[Banking Organization Capital Requirements]]> https://www.sullcrom.com/insights/memo/2017/August/Banking-Organization-Capital-Requirements Fri, 25 Aug 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/August/Banking-Organization-Capital-Requirements <![CDATA[Administration Issues Executive Order Designed to Streamline Federal Environmental Permitting Reviews for Infrastructure Projects]]> https://www.sullcrom.com/insights/memo/2017/August/Administration-Issues-Executive-Order-Designed-to-Streamline-Federal-Environmental-Permitting-Reviews-for-Infrastructure-Project Mon, 21 Aug 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/August/Administration-Issues-Executive-Order-Designed-to-Streamline-Federal-Environmental-Permitting-Reviews-for-Infrastructure-Project <![CDATA[FINRA Rule Amendments]]> https://www.sullcrom.com/insights/memo/2017/August/FINRA-Rule-Amendments Fri, 18 Aug 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/August/FINRA-Rule-Amendments <![CDATA[Federal Transportation Administration Proposes Procedures to Address Impediments to the Use of P3s and Private Investment in Transportation Projects]]> https://www.sullcrom.com/insights/memo/2017/August/Federal-Transportation-Administration-Proposes-Procedures-to-Address-Impediments-to-the-Use-of-P3s-and-Private-Investment-in-Tra Fri, 18 Aug 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/August/Federal-Transportation-Administration-Proposes-Procedures-to-Address-Impediments-to-the-Use-of-P3s-and-Private-Investment-in-Tra <![CDATA[IAISGlobal Insurance Capital Standard ICS 1.0]]> https://www.sullcrom.com/insights/memo/2017/August/IAISGlobal-Insurance-Capital-Standard-ICS-10 Mon, 14 Aug 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/August/IAISGlobal-Insurance-Capital-Standard-ICS-10 <![CDATA[Cash Election Dividends Paid by Real Estate Investment Trusts and Regulated Investment Companies]]> https://www.sullcrom.com/insights/memo/2017/August/Cash-Election-Dividends-Paid-by-Real-Estate-Investment-Trusts-and-Regulated-Investment-Companies Mon, 14 Aug 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/August/Cash-Election-Dividends-Paid-by-Real-Estate-Investment-Trusts-and-Regulated-Investment-Companies <![CDATA[OCIE Issues Risk Alert Following Recent Cybersecurity Examinations of Financial Firms]]> https://www.sullcrom.com/insights/memo/2017/August/OCIE-Issues-Risk-Alert-Following-Recent-Cybersecurity-Examinations-of-Financial-Firms Sun, 13 Aug 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/August/OCIE-Issues-Risk-Alert-Following-Recent-Cybersecurity-Examinations-of-Financial-Firms <![CDATA[Regulators Increase Focus on Virtual Currency and Digital Tokens, Including ICOs]]> https://www.sullcrom.com/insights/memo/2017/August/Regulators-Increase-Focus-on-Virtual-Currency-and-Digital-Tokens-Including-ICOs Tue, 8 Aug 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/August/Regulators-Increase-Focus-on-Virtual-Currency-and-Digital-Tokens-Including-ICOs <![CDATA[Federal Reserve Proposes New Rating System]]> https://www.sullcrom.com/insights/memo/2017/August/Federal-Reserve-Proposes-New-Rating-System Mon, 7 Aug 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/August/Federal-Reserve-Proposes-New-Rating-System <![CDATA[Federal Reserve Proposes to Refocus Expectations for Banking Organization Directors on Core Responsibilities]]> https://www.sullcrom.com/insights/memo/2017/August/Federal-Reserve-Proposes-to-Refocus-Expectations-for-Banking-Organization-Directors-on-Core-Responsibilities Mon, 7 Aug 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/August/Federal-Reserve-Proposes-to-Refocus-Expectations-for-Banking-Organization-Directors-on-Core-Responsibilities <![CDATA[Delaware Supreme Court Reverses DFC Global Appraisal Decision]]> https://www.sullcrom.com/insights/memo/2017/August/Delaware-Supreme-Court-Reverses-DFC-Global-Appraisal-Decision Fri, 4 Aug 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/August/Delaware-Supreme-Court-Reverses-DFC-Global-Appraisal-Decision <![CDATA[SC Publishes Corporate Governance Hot Topics Quarterly Update]]> https://www.sullcrom.com/insights/memo/2017/August/2017-08-04-SC-Publishes-Corporate-Governance-Hot-Topics-Quarterly-Update Fri, 4 Aug 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/August/2017-08-04-SC-Publishes-Corporate-Governance-Hot-Topics-Quarterly-Update <![CDATA[#SCFlashJuly Developments]]> https://www.sullcrom.com/insights/memo/2017/August/SCFlash-July-Developments Thu, 3 Aug 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/August/SCFlash-July-Developments <![CDATA[Volcker Rule]]> https://www.sullcrom.com/insights/memo/2017/August/2017-08-03-Volcker-Rule Thu, 3 Aug 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/August/2017-08-03-Volcker-Rule <![CDATA[Delawares Most Recent Thinking on the Preferred-Common ConflictHsu v. ODN Holding Corp. and In re Appraisal of GoodCents Holdings, Inc.]]> https://www.sullcrom.com/insights/memo/2017/August/Delawares-Most-Recent-Thinking-on-the-PreferredCommon-Conflict-Hsu-v-ODN-Holding-Corp-and-In-re-Appraisal-of-GoodCents-Holdings Wed, 2 Aug 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/August/Delawares-Most-Recent-Thinking-on-the-PreferredCommon-Conflict-Hsu-v-ODN-Holding-Corp-and-In-re-Appraisal-of-GoodCents-Holdings <![CDATA[Popular Indices to Bar IPO Companies With Limited Public Voting Rights]]> https://www.sullcrom.com/insights/memo/2017/August/Popular-Indices-to-Bar-IPO-Companies-With-Limited-Public-Voting-Rights Tue, 1 Aug 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/August/Popular-Indices-to-Bar-IPO-Companies-With-Limited-Public-Voting-Rights <![CDATA[New Insurance Accounting Standard IFRS 17]]> https://www.sullcrom.com/insights/memo/2017/July/New-Insurance-Accounting-Standard-IFRS-17 Mon, 24 Jul 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/July/New-Insurance-Accounting-Standard-IFRS-17 <![CDATA[Volcker Rule]]> https://www.sullcrom.com/insights/memo/2017/July/2017-07-24-Volcker-Rule Mon, 24 Jul 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/July/2017-07-24-Volcker-Rule <![CDATA[Volcker Rule]]> https://www.sullcrom.com/insights/memo/2017/July/2017-07-22-Volcker-Rule Sat, 22 Jul 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/July/2017-07-22-Volcker-Rule <![CDATA[Second Circuit Overturns Convictions of Two Former Rabobank Employees Prosecuted for LIBOR Manipulation]]> https://www.sullcrom.com/insights/memo/2017/July/Second-Circuit-Overturns-Convictions-of-Two-Former-Rabobank-Employees-Prosecuted-for-LIBOR-Manipulation Fri, 21 Jul 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/July/Second-Circuit-Overturns-Convictions-of-Two-Former-Rabobank-Employees-Prosecuted-for-LIBOR-Manipulation <![CDATA[#SCFlashMay/June Developments]]> https://www.sullcrom.com/insights/memo/2017/July/SCFlash-MayJune-Developments Thu, 20 Jul 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/July/SCFlash-MayJune-Developments <![CDATA[Tax Court Overrides Revenue Ruling to Hold That Gain on Sale or Redemption of Partnership Interest is Not Effectively Connected Income]]> https://www.sullcrom.com/insights/memo/2017/July/Tax-Court-Overrides-Revenue-Ruling-to-Hold-That-Gain-on-Sale-or-Redemption-of-Partnership-Interest-is-Not-Effectively-Connected Tue, 18 Jul 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/July/Tax-Court-Overrides-Revenue-Ruling-to-Hold-That-Gain-on-Sale-or-Redemption-of-Partnership-Interest-is-Not-Effectively-Connected <![CDATA[2017 Proxy Season Review]]> https://www.sullcrom.com/insights/memo/2017/July/2017-Proxy-Season-Review Mon, 17 Jul 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/July/2017-Proxy-Season-Review <![CDATA[Arbitration]]> https://www.sullcrom.com/insights/memo/2017/July/Arbitration Thu, 13 Jul 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/July/Arbitration <![CDATA[FSB Resolution Planning Principles]]> https://www.sullcrom.com/insights/memo/2017/July/FSB-Resolution-Planning-Principles Wed, 12 Jul 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/July/FSB-Resolution-Planning-Principles <![CDATA[CFTC Staff Announces Review of Swaps Reporting Requirements and Requests Public Comment]]> https://www.sullcrom.com/insights/memo/2017/July/CFTC-Staff-Announces-Review-of-Swaps-Reporting-Requirements-and-Requests-Public-Comment Tue, 11 Jul 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/July/CFTC-Staff-Announces-Review-of-Swaps-Reporting-Requirements-and-Requests-Public-Comment <![CDATA[German Merger Control]]> https://www.sullcrom.com/insights/memo/2017/July/2017-07-05-German-Merger-Control Wed, 5 Jul 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/July/2017-07-05-German-Merger-Control <![CDATA[How The Recent Supreme Court Term Will Affect Business]]> https://www.sullcrom.com/insights/memo/2017/July/2017-07-05-How-The-Recent-Supreme-Court-Term-Will-Affect-Business Wed, 5 Jul 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/July/2017-07-05-How-The-Recent-Supreme-Court-Term-Will-Affect-Business <![CDATA[Confidential Submission of Draft Registration Statements Expanded]]> https://www.sullcrom.com/insights/memo/2017/July/Confidential-Submission-of-Draft-Registration-Statements-Expanded Mon, 3 Jul 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/July/Confidential-Submission-of-Draft-Registration-Statements-Expanded <![CDATA[CalPERS v. ANZ SecuritiesU.S. Supreme Court Holds That Securities Acts Three-Year Statute of Repose Is Not Tolled by a Pending Class Action]]> https://www.sullcrom.com/insights/memo/2017/June/CalPERS-v-ANZ-Securities-US-Supreme-Court-Holds-That-Securities-Acts-ThreeYear-Statute-of-Repose-Is-Not-Tolled-by-a-Pending-Clas Tue, 27 Jun 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/June/CalPERS-v-ANZ-Securities-US-Supreme-Court-Holds-That-Securities-Acts-ThreeYear-Statute-of-Repose-Is-Not-Tolled-by-a-Pending-Clas <![CDATA[FX Global CodeGlobal Principles of Good Practice in the Foreign Exchange Market]]> https://www.sullcrom.com/insights/memo/2017/June/FX-Global-CodeGlobal-Principles-of-Good-Practice-in-the-Foreign-Exchange-Market Tue, 20 Jun 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/June/FX-Global-CodeGlobal-Principles-of-Good-Practice-in-the-Foreign-Exchange-Market <![CDATA[Treasury Issues Comprehensive Report on Depository System Regulatory Reforms]]> https://www.sullcrom.com/insights/memo/2017/June/Treasury-Issues-Comprehensive-Report-on-Depository-System-Regulatory-Reforms Wed, 14 Jun 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/June/Treasury-Issues-Comprehensive-Report-on-Depository-System-Regulatory-Reforms <![CDATA[Supreme Court Clarifies Biosimilar Drug Notice and Disclosure Requirements]]> https://www.sullcrom.com/insights/memo/2017/June/Supreme-Court-Clarifies-Biosimilar-Drug-Notice-and-Disclosure-Requirements Tue, 13 Jun 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/June/Supreme-Court-Clarifies-Biosimilar-Drug-Notice-and-Disclosure-Requirements <![CDATA[Financial CHOICE Act of 2017]]> https://www.sullcrom.com/insights/memo/2017/June/Financial-CHOICE-Act-of-2017 Fri, 9 Jun 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/June/Financial-CHOICE-Act-of-2017 <![CDATA[CFTC Issues Final Recordkeeping Rules]]> https://www.sullcrom.com/insights/memo/2017/June/CFTC-Issues-Final-Recordkeeping-Rules Thu, 8 Jun 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/June/CFTC-Issues-Final-Recordkeeping-Rules <![CDATA[Kokesh v. SEC: U.S. Supreme Court Holds That a Five-Year Statute of Limitations Applies When the SEC Seeks Disgorgement in Enforcement Actions]]> https://www.sullcrom.com/insights/memo/2017/June/Kokesh-v-SEC-US-Supreme-Court-Holds-That-a-FiveYear-Statute-of-Limitations-Applies-When-the-SEC-Seeks-Disgorgement-in-Enforcemen Tue, 6 Jun 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/June/Kokesh-v-SEC-US-Supreme-Court-Holds-That-a-FiveYear-Statute-of-Limitations-Applies-When-the-SEC-Seeks-Disgorgement-in-Enforcemen <![CDATA[DOJ and SEC Bring Insider Trading Charges for Use of Confidential Government Information Obtained by Consultant ]]> https://www.sullcrom.com/insights/memo/2017/June/DOJ-and-SEC-Bring-Insider-Trading-Charges-for-Use-of-Confidential-Government-Information-Obtained-by-Consultant Tue, 6 Jun 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/June/DOJ-and-SEC-Bring-Insider-Trading-Charges-for-Use-of-Confidential-Government-Information-Obtained-by-Consultant <![CDATA[Auditors Reports]]> https://www.sullcrom.com/insights/memo/2017/June/Auditors-Reports Mon, 5 Jun 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/June/Auditors-Reports <![CDATA[CFTC Issues Final Rules to Expand Its Whistleblower Authority]]> https://www.sullcrom.com/insights/memo/2017/June/CFTC-Issues-Final-Rules-to-Expand-Its-Whistleblower-Authority Mon, 5 Jun 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/June/CFTC-Issues-Final-Rules-to-Expand-Its-Whistleblower-Authority <![CDATA[Supreme Court Sets New Rules for Patent Exhaustion Doctrine]]> https://www.sullcrom.com/insights/memo/2017/May/Supreme-Court-Sets-New-Rules-for-Patent-Exhaustion-Doctrine Wed, 31 May 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/May/Supreme-Court-Sets-New-Rules-for-Patent-Exhaustion-Doctrine <![CDATA[CFTC Launches LabCFTC FinTech Initiative]]> https://www.sullcrom.com/insights/memo/2017/May/CFTC-Launches-LabCFTC-FinTech-Initiative Mon, 22 May 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/May/CFTC-Launches-LabCFTC-FinTech-Initiative <![CDATA[Court Upends 30 Years of Patent Venue Law]]> https://www.sullcrom.com/insights/memo/2017/May/Court-Upends-30-Years-of-Patent-Venue-Law Mon, 22 May 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/May/Court-Upends-30-Years-of-Patent-Venue-Law <![CDATA[Landmark ECJ Decision Concerning the French 3% Tax on Dividend Distributions]]> https://www.sullcrom.com/insights/memo/2017/May/Landmark-ECJ-Decision-Concerning-the-French-3-Tax-on-Dividend-Distributions Wed, 17 May 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/May/Landmark-ECJ-Decision-Concerning-the-French-3-Tax-on-Dividend-Distributions <![CDATA[SC Publishes MA Hot Topics Quarterly Update]]> https://www.sullcrom.com/insights/memo/2017/May/2017-05-15-SC-Publishes-MA-Hot-Topics-Quarterly-Update Mon, 15 May 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/May/2017-05-15-SC-Publishes-MA-Hot-Topics-Quarterly-Update <![CDATA[American Health Care Act]]> https://www.sullcrom.com/insights/memo/2017/May/American-Health-Care-Act Fri, 12 May 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/May/American-Health-Care-Act <![CDATA[CFTC Proposes to Amend CCO Rules]]> https://www.sullcrom.com/insights/memo/2017/May/CFTC-Proposes-to-Amend-CCO-Rules Thu, 11 May 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/May/CFTC-Proposes-to-Amend-CCO-Rules <![CDATA[CFTC Requests Public Input on Simplifying and Modernizing Rules via Project KISS]]> https://www.sullcrom.com/insights/memo/2017/May/CFTC-Requests-Public-Input-on-Simplifying-and-Modernizing-Rules-via-Project-KISS Wed, 10 May 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/May/CFTC-Requests-Public-Input-on-Simplifying-and-Modernizing-Rules-via-Project-KISS <![CDATA[Amendments to the New York Non-Profit Revitalization Act]]> https://www.sullcrom.com/insights/memo/2017/May/Amendments-to-the-New-York-NonProfit-Revitalization-Act Tue, 9 May 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/May/Amendments-to-the-New-York-NonProfit-Revitalization-Act <![CDATA[New York Citys Mayor Signs Into Law Bill Banning Inquiry Into Salary History in Hiring]]> https://www.sullcrom.com/insights/memo/2017/May/New-York-Citys-Mayor-Signs-Into-Law-Bill-Banning-Inquiry-Into-Salary-History-in-Hiring Fri, 5 May 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/May/New-York-Citys-Mayor-Signs-Into-Law-Bill-Banning-Inquiry-Into-Salary-History-in-Hiring <![CDATA[FINRA Corporate Financing]]> https://www.sullcrom.com/insights/memo/2017/May/FINRA-Corporate-Financing Thu, 4 May 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/May/FINRA-Corporate-Financing <![CDATA[#SCFlashApril Developments]]> https://www.sullcrom.com/insights/memo/2017/May/SCFlash-April-Developments Tue, 2 May 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/May/SCFlash-April-Developments <![CDATA[Financial CHOICE Act 2.0]]> https://www.sullcrom.com/insights/memo/2017/April/Financial-CHOICE-Act-20 Fri, 21 Apr 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/April/Financial-CHOICE-Act-20 <![CDATA[New York City Council Passes Bill Banning Inquiry Into Salary History in Hiring]]> https://www.sullcrom.com/insights/memo/2017/April/New-York-City-Council-Passes-Bill-Banning-Inquiry-Into-Salary-History-in-Hiring Thu, 20 Apr 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/April/New-York-City-Council-Passes-Bill-Banning-Inquiry-Into-Salary-History-in-Hiring <![CDATA[Non-GAAP Financial Measures]]> https://www.sullcrom.com/insights/memo/2017/April/NonGAAP-Financial-Measures-04-19-2017 Wed, 19 Apr 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/April/NonGAAP-Financial-Measures-04-19-2017 <![CDATA[DOL Postpones Fiduciary Rule]]> https://www.sullcrom.com/insights/memo/2017/April/DOL-Postpones-Fiduciary-Rule Mon, 10 Apr 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/April/DOL-Postpones-Fiduciary-Rule <![CDATA[Bank Capital Requirements]]> https://www.sullcrom.com/insights/memo/2017/April/2017-04-06-Bank-Capital-Requirements Thu, 6 Apr 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/April/2017-04-06-Bank-Capital-Requirements <![CDATA[#SCFlashMarch Developments]]> https://www.sullcrom.com/insights/memo/2017/April/SCFlash-March-Developments Mon, 3 Apr 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/April/SCFlash-March-Developments <![CDATA[SEC Adopts T+2 Settlement Cycle]]> https://www.sullcrom.com/insights/memo/2017/March/SEC-Adopts-T2-Settlement-Cycle Tue, 28 Mar 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/March/SEC-Adopts-T2-Settlement-Cycle <![CDATA[Securities Litigation]]> https://www.sullcrom.com/insights/memo/2017/March/Securities-Litigation Tue, 28 Mar 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/March/Securities-Litigation <![CDATA[Delaware Supreme Court Strictly Construes Limited Partnership Agreement in Reviewing a Related Party Transaction]]> https://www.sullcrom.com/insights/memo/2017/March/Delaware-Supreme-Court-Strictly-Construes-Limited-Partnership-Agreement-in-Reviewing-a-Related-Party-Transaction Fri, 24 Mar 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/March/Delaware-Supreme-Court-Strictly-Construes-Limited-Partnership-Agreement-in-Reviewing-a-Related-Party-Transaction <![CDATA[SCA Hygiene Prods. v. First Quality Baby Prods.]]> https://www.sullcrom.com/insights/memo/2017/March/SCA-Hygiene-Prods-v-First-Quality-Baby-Prods Wed, 22 Mar 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/March/SCA-Hygiene-Prods-v-First-Quality-Baby-Prods <![CDATA[Employment Law 2016 Year in Review]]> https://www.sullcrom.com/insights/memo/2017/March/Employment-Law-2016-Year-in-Review Wed, 22 Mar 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/March/Employment-Law-2016-Year-in-Review <![CDATA[Office of the Comptroller of the Currency Issues Draft Licensing Manual Supplement for FinTech Companies]]> https://www.sullcrom.com/insights/memo/2017/March/Office-of-the-Comptroller-of-the-Currency-Issues-Draft-Licensing-Manual-Supplement-for-FinTech-Companies Sun, 19 Mar 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/March/Office-of-the-Comptroller-of-the-Currency-Issues-Draft-Licensing-Manual-Supplement-for-FinTech-Companies <![CDATA[Federal Reserve Expands Presumed Exceptions to Financial Stability Analysis]]> https://www.sullcrom.com/insights/memo/2017/March/Federal-Reserve-Expands-Presumed-Exceptions-to-Financial-Stability-Analysis Fri, 17 Mar 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/March/Federal-Reserve-Expands-Presumed-Exceptions-to-Financial-Stability-Analysis <![CDATA[U.S. District Court Ruling Raises Important Considerations for Debt Origination and Collection in New York]]> https://www.sullcrom.com/insights/memo/2017/March/US-District-Court-Ruling-Raises-Important-Considerations-for-Debt-Origination-and-Collection-in-New-York Thu, 2 Mar 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/March/US-District-Court-Ruling-Raises-Important-Considerations-for-Debt-Origination-and-Collection-in-New-York <![CDATA[#SCFlashFebruary Developments]]> https://www.sullcrom.com/insights/memo/2017/March/SCFlash-February-Developments Wed, 1 Mar 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/March/SCFlash-February-Developments <![CDATA[Life Technologies Corp. v. Promega Corp.]]> https://www.sullcrom.com/insights/memo/2017/February/Life-Technologies-Corp-v-Promega-Corp Thu, 23 Feb 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/February/Life-Technologies-Corp-v-Promega-Corp <![CDATA[Delaware Supreme Court Confirms Tender Offer and Vote Equivalence in Determining Standard of Review for Post-Closing Damages]]> https://www.sullcrom.com/insights/memo/2017/February/Delaware-Supreme-Court-Confirms-Tender-Offer-and-Vote-Equivalence-in-Determining-Standard-of-Review-for-PostClosing-Damages Mon, 13 Feb 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/February/Delaware-Supreme-Court-Confirms-Tender-Offer-and-Vote-Equivalence-in-Determining-Standard-of-Review-for-PostClosing-Damages <![CDATA[#SCFlashJanuary Developments]]> https://www.sullcrom.com/insights/memo/2017/February/SCFlash-January-Developments Wed, 8 Feb 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/February/SCFlash-January-Developments <![CDATA[Banking Organization Capital Plans and Stress Tests]]> https://www.sullcrom.com/insights/memo/2017/February/2017-02-06-Banking-Organization-Capital-Plans-and-Stress-Tests Mon, 6 Feb 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/February/2017-02-06-Banking-Organization-Capital-Plans-and-Stress-Tests <![CDATA[President Trump Takes Initial Steps Aimed at Reshaping Financial Industry Regulation]]> https://www.sullcrom.com/insights/memo/2017/February/President-Trump-Takes-Initial-Steps-Aimed-at-Reshaping-Financial-Industry-Regulation Sat, 4 Feb 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/February/President-Trump-Takes-Initial-Steps-Aimed-at-Reshaping-Financial-Industry-Regulation <![CDATA[Banking Organization Capital Plans and Stress Tests]]> https://www.sullcrom.com/insights/memo/2017/February/2017-02-01-Banking-Organization-Capital-Plans-and-Stress-Tests Wed, 1 Feb 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/February/2017-02-01-Banking-Organization-Capital-Plans-and-Stress-Tests <![CDATA[Taxation of Contributions to Partnerships With Related Foreign Partners]]> https://www.sullcrom.com/insights/memo/2017/January/Taxation-of-Contributions-to-Partnerships-With-Related-Foreign-Partners Mon, 30 Jan 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/January/Taxation-of-Contributions-to-Partnerships-With-Related-Foreign-Partners <![CDATA[Court Orders Production in ISDAfix Civil Litigation of Materials Presented to Regulators]]> https://www.sullcrom.com/insights/memo/2017/January/Court-Orders-Production-in-ISDAfix-Civil-Litigation-of-Materials-Presented-to-Regulators Wed, 25 Jan 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/January/Court-Orders-Production-in-ISDAfix-Civil-Litigation-of-Materials-Presented-to-Regulators <![CDATA[SC Publishes Corporate Governance Hot Topics Quarterly Update]]> https://www.sullcrom.com/insights/memo/2017/January/2017-01-25-SC-Publishes-Corporate-Governance-Hot-Topics-Quarterly-Update Wed, 25 Jan 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/January/2017-01-25-SC-Publishes-Corporate-Governance-Hot-Topics-Quarterly-Update <![CDATA[Corporate Inversion Transactions]]> https://www.sullcrom.com/insights/memo/2017/January/2017-01-23-Corporate-Inversion-Transactions Mon, 23 Jan 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/January/2017-01-23-Corporate-Inversion-Transactions <![CDATA[Hart-Scott-Rodino Act]]> https://www.sullcrom.com/insights/memo/2017/January/HartScottRodino-Act-Jan-20-2017 Fri, 20 Jan 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/January/HartScottRodino-Act-Jan-20-2017 <![CDATA[Second Circuit Overturns Marblegate, Rejecting Expansive Interpretation of Section 316(b) of the Trust Indenture Act]]> https://www.sullcrom.com/insights/memo/2017/January/Second-Circuit-Overturns-Marblegate-Rejecting-Expansive-Interpretation-of-Section-316b-of-the-Trust-Indenture-Act Thu, 19 Jan 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/January/Second-Circuit-Overturns-Marblegate-Rejecting-Expansive-Interpretation-of-Section-316b-of-the-Trust-Indenture-Act <![CDATA[State Aid and Tax]]> https://www.sullcrom.com/insights/memo/2017/January/State-Aid-and-Tax Tue, 17 Jan 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/January/State-Aid-and-Tax <![CDATA[U.S. and European Regulators Conclude Covered Agreement Negotiations]]> https://www.sullcrom.com/insights/memo/2017/January/US-and-European-Regulators-Conclude-Covered-Agreement-Negotiations Tue, 17 Jan 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/January/US-and-European-Regulators-Conclude-Covered-Agreement-Negotiations <![CDATA[SC Publishes MA Hot Topics Quarterly Update]]> https://www.sullcrom.com/insights/memo/2017/January/2017-01-12-SC-Publishes-MA-Hot-Topics-Quarterly-Update Thu, 12 Jan 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/January/2017-01-12-SC-Publishes-MA-Hot-Topics-Quarterly-Update <![CDATA[New York State Regulations Increase Salary Required for Employees Exempt from Overtime]]> https://www.sullcrom.com/insights/memo/2017/January/New-York-State-Regulations-Increase-Salary-Required-for-Employees-Exempt-from-Overtime Thu, 5 Jan 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/January/New-York-State-Regulations-Increase-Salary-Required-for-Employees-Exempt-from-Overtime <![CDATA[DFS Issues Updated Proposed Cybersecurity Regulations]]> https://www.sullcrom.com/insights/memo/2017/January/DFS-Issues-Updated-Proposed-Cybersecurity-Regulations Tue, 3 Jan 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/January/DFS-Issues-Updated-Proposed-Cybersecurity-Regulations <![CDATA[#SCFlashDecember Developments]]> https://www.sullcrom.com/insights/memo/2017/January/SCFlash-December-Developments Tue, 3 Jan 2017 00:00:00 GMT https://www.sullcrom.com/insights/memo/2017/January/SCFlash-December-Developments <![CDATA[Sovereign Debt Litigation]]> https://www.sullcrom.com/insights/memo/2016/December/2016-12-29-Sovereign-Debt-Litigation Thu, 29 Dec 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/December/2016-12-29-Sovereign-Debt-Litigation <![CDATA[Volcker Rule]]> https://www.sullcrom.com/insights/memo/2016/December/2016-12-23-Volcker-Rule Fri, 23 Dec 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/December/2016-12-23-Volcker-Rule <![CDATA[Bank Capital Plans and Stress Tests]]> https://www.sullcrom.com/insights/memo/2016/December/2016-12-22-Bank-Capital-Plans-and-Stress-Tests Thu, 22 Dec 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/December/2016-12-22-Bank-Capital-Plans-and-Stress-Tests <![CDATA[Bank Liquidity Requirements]]> https://www.sullcrom.com/insights/memo/2016/December/2016-12-22-Bank-Liquidity-Requirements Thu, 22 Dec 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/December/2016-12-22-Bank-Liquidity-Requirements <![CDATA[New French Anti-Corruption Law]]> https://www.sullcrom.com/insights/memo/2016/December/New-French-AntiCorruption-Law Wed, 21 Dec 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/December/New-French-AntiCorruption-Law <![CDATA[Loss Absorbency Requirements]]> https://www.sullcrom.com/insights/memo/2016/December/Loss-Absorbency-Requirements Fri, 16 Dec 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/December/Loss-Absorbency-Requirements <![CDATA[CFTC Issues Final Aggregation Rules for Position Limits]]> https://www.sullcrom.com/insights/memo/2016/December/CFTC-Issues-Final-Aggregation-Rules-for-Position-Limits Fri, 16 Dec 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/December/CFTC-Issues-Final-Aggregation-Rules-for-Position-Limits <![CDATA[Volcker Rule]]> https://www.sullcrom.com/insights/memo/2016/December/2016-12-13-Volcker-Rule Tue, 13 Dec 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/December/2016-12-13-Volcker-Rule <![CDATA[CFTC Re-Proposes Rules on Position Limits on Physical Commodity Derivatives]]> https://www.sullcrom.com/insights/memo/2016/December/CFTC-ReProposes-Rules-on-Position-Limits-on-Physical-Commodity-Derivatives Mon, 12 Dec 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/December/CFTC-ReProposes-Rules-on-Position-Limits-on-Physical-Commodity-Derivatives <![CDATA[Withholding Tax on Dividend Equivalent Payments]]> https://www.sullcrom.com/insights/memo/2016/December/Withholding-Tax-on-Dividend-Equivalent-Payments Thu, 8 Dec 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/December/Withholding-Tax-on-Dividend-Equivalent-Payments <![CDATA[Salman v. United States: Supreme Court Addresses Scope of Criminal Insider-Trading Liability for Tippees]]> https://www.sullcrom.com/insights/memo/2016/December/Salman-v-United-States-Supreme-Court-Addresses-Scope-of-Criminal-InsiderTrading-Liability-for-Tippees Wed, 7 Dec 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/December/Salman-v-United-States-Supreme-Court-Addresses-Scope-of-Criminal-InsiderTrading-Liability-for-Tippees <![CDATA[#SCFlashNovember Developments]]> https://www.sullcrom.com/insights/memo/2016/December/SCFlash-November-Developments Tue, 6 Dec 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/December/SCFlash-November-Developments <![CDATA[Office of the Comptroller of the Currency Proposal to Charter Special Purpose National Banks for FinTech Companies]]> https://www.sullcrom.com/insights/memo/2016/December/Office-of-the-Comptroller-of-the-Currency-Proposal-to-Charter-Special-Purpose-National-Banks-for-FinTech-Companies Sun, 4 Dec 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/December/Office-of-the-Comptroller-of-the-Currency-Proposal-to-Charter-Special-Purpose-National-Banks-for-FinTech-Companies <![CDATA[Nevada v. U.S. Department of LaborEnforceability of New Overtime Regulations]]> https://www.sullcrom.com/insights/memo/2016/November/Nevada-v-US-Department-of-Labor-Enforceability-of-New-Overtime-Regulations Tue, 29 Nov 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/November/Nevada-v-US-Department-of-Labor-Enforceability-of-New-Overtime-Regulations <![CDATA[2016 U.S. Shareholder Activism Review and Analysis ]]> https://www.sullcrom.com/insights/memo/2016/November/2016-US-Shareholder-Activism-Review-and-Analysis Mon, 28 Nov 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/November/2016-US-Shareholder-Activism-Review-and-Analysis <![CDATA[Recent Insurance Industry Developments]]> https://www.sullcrom.com/insights/memo/2016/November/Recent-Insurance-Industry-Developments Mon, 28 Nov 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/November/Recent-Insurance-Industry-Developments <![CDATA[Al Rushaid v. Pictet Cie]]> https://www.sullcrom.com/insights/memo/2016/November/Al-Rushaid-v-Pictet-Cie Mon, 28 Nov 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/November/Al-Rushaid-v-Pictet-Cie <![CDATA[ISS Proxy Voting Policy Updates]]> https://www.sullcrom.com/insights/memo/2016/November/ISS-Proxy-Voting-Policy-Updates Tue, 22 Nov 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/November/ISS-Proxy-Voting-Policy-Updates <![CDATA[French Competition Authority Imposes Landmark Fine for Gun-Jumping]]> https://www.sullcrom.com/insights/memo/2016/November/French-Competition-Authority-Imposes-Landmark-Fine-for-GunJumping Wed, 16 Nov 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/November/French-Competition-Authority-Imposes-Landmark-Fine-for-GunJumping <![CDATA[ISS Updates 2017 Pay-for-Performance Methodology for U.S. Companies]]> https://www.sullcrom.com/insights/memo/2016/November/ISS-Updates-2017-PayforPerformance-Methodology-for-US-Companies Tue, 15 Nov 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/November/ISS-Updates-2017-PayforPerformance-Methodology-for-US-Companies <![CDATA[Recent Hacking Incidents and Cyber Threats to Director Communications]]> https://www.sullcrom.com/insights/memo/2016/November/Recent-Hacking-Incidents-and-Cyber-Threats-to-Director-Communications Tue, 15 Nov 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/November/Recent-Hacking-Incidents-and-Cyber-Threats-to-Director-Communications <![CDATA[2016 U.S. Presidential and Congressional Elections]]> https://www.sullcrom.com/insights/memo/2016/November/2016-US-Presidential-and-Congressional-Elections Tue, 15 Nov 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/November/2016-US-Presidential-and-Congressional-Elections <![CDATA[ICE, CME and NFX Revise Pre-Hedging Guidance for Block Trades]]> https://www.sullcrom.com/insights/memo/2016/November/ICE-CME-and-NFX-Revise-PreHedging-Guidance-for-Block-Trades Mon, 7 Nov 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/November/ICE-CME-and-NFX-Revise-PreHedging-Guidance-for-Block-Trades <![CDATA[CFTC Supplements Proposed Automated Trading Rulemaking]]> https://www.sullcrom.com/insights/memo/2016/November/CFTC-Supplements-Proposed-Automated-Trading-Rulemaking Mon, 7 Nov 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/November/CFTC-Supplements-Proposed-Automated-Trading-Rulemaking <![CDATA[Brexit]]> https://www.sullcrom.com/insights/memo/2016/November/Brexit Thu, 3 Nov 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/November/Brexit <![CDATA[ISS Releases Updated Factors for QualityScore Governance Rating]]> https://www.sullcrom.com/insights/memo/2016/November/ISS-Releases-Updated-Factors-for-QualityScore-Governance-Rating Wed, 2 Nov 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/November/ISS-Releases-Updated-Factors-for-QualityScore-Governance-Rating <![CDATA[#SCFlashOctober Developments]]> https://www.sullcrom.com/insights/memo/2016/November/SCFlash-October-Developments Wed, 2 Nov 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/November/SCFlash-October-Developments <![CDATA[OCC Issues Responsible Innovation Framework]]> https://www.sullcrom.com/insights/memo/2016/November/OCC-Issues-Responsible-Innovation-Framework Tue, 1 Nov 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/November/OCC-Issues-Responsible-Innovation-Framework <![CDATA[SEC Announces Review of Financial Firms Employment Documentation Concerning Whistleblower Rights]]> https://www.sullcrom.com/insights/memo/2016/November/SEC-Announces-Review-of-Financial-Firms-Employment-Documentation-Concerning-Whistleblower-Rights Tue, 1 Nov 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/November/SEC-Announces-Review-of-Financial-Firms-Employment-Documentation-Concerning-Whistleblower-Rights <![CDATA[SEC Proposes to Require Universal Proxy Cards for All Contested Director Elections]]> https://www.sullcrom.com/insights/memo/2016/October/SEC-Proposes-to-Require-Universal-Proxy-Cards-for-All-Contested-Director-Elections Thu, 27 Oct 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/October/SEC-Proposes-to-Require-Universal-Proxy-Cards-for-All-Contested-Director-Elections <![CDATA[SEC Adopts Rules Addressing Liquidity Risk Management and Swing Pricing for Open-End Funds]]> https://www.sullcrom.com/insights/memo/2016/October/SEC-Adopts-Rules-Addressing-Liquidity-Risk-Management-and-Swing-Pricing-for-OpenEnd-Funds Thu, 27 Oct 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/October/SEC-Adopts-Rules-Addressing-Liquidity-Risk-Management-and-Swing-Pricing-for-OpenEnd-Funds <![CDATA[SEC Modifies Reporting Regime for Registered Investment Companies]]> https://www.sullcrom.com/insights/memo/2016/October/SEC-Modifies-Reporting-Regime-for-Registered-Investment-Companies Wed, 26 Oct 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/October/SEC-Modifies-Reporting-Regime-for-Registered-Investment-Companies <![CDATA[Federal Banking Agencies Solicit Comments on Enhanced Cyber Risk Management Standards]]> https://www.sullcrom.com/insights/memo/2016/October/Federal-Banking-Agencies-Solicit-Comments-on-Enhanced-Cyber-Risk-Management-Standards Fri, 21 Oct 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/October/Federal-Banking-Agencies-Solicit-Comments-on-Enhanced-Cyber-Risk-Management-Standards <![CDATA[Follow-Up Discussion of the Final Section 385 Related-Party Debt Rules]]> https://www.sullcrom.com/insights/memo/2016/October/FollowUp-Discussion-of-the-Final-Section-385-RelatedParty-Debt-Rules Thu, 20 Oct 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/October/FollowUp-Discussion-of-the-Final-Section-385-RelatedParty-Debt-Rules <![CDATA[New SEC Staff Guidance on Pay Ratio Disclosure]]> https://www.sullcrom.com/insights/memo/2016/October/New-SEC-Staff-Guidance-on-Pay-Ratio-Disclosure Wed, 19 Oct 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/October/New-SEC-Staff-Guidance-on-Pay-Ratio-Disclosure <![CDATA[CFTC Proposes Rules on Cross-Border Application of Swap Provisions]]> https://www.sullcrom.com/insights/memo/2016/October/CFTC-Proposes-Rules-on-CrossBorder-Application-of-Swap-Provisions Wed, 19 Oct 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/October/CFTC-Proposes-Rules-on-CrossBorder-Application-of-Swap-Provisions <![CDATA[Banking Organization TLAC Holdings]]> https://www.sullcrom.com/insights/memo/2016/October/Banking-Organization-TLAC-Holdings Mon, 17 Oct 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/October/Banking-Organization-TLAC-Holdings <![CDATA[State Street Becomes Latest Large Asset Manager to Outline Concerns Over Board Responses to Activist Short-Termism]]> https://www.sullcrom.com/insights/memo/2016/October/State-Street-Becomes-Latest-Large-Asset-Manager-to-Outline-Concerns-Over-Board-Responses-to-Activist-ShortTermism Mon, 17 Oct 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/October/State-Street-Becomes-Latest-Large-Asset-Manager-to-Outline-Concerns-Over-Board-Responses-to-Activist-ShortTermism <![CDATA[IRS Significantly Narrows New Regulations Dealing with Related-Party Debt]]> https://www.sullcrom.com/insights/memo/2016/October/IRS-Significantly-Narrows-New-Regulations-Dealing-with-RelatedParty-Debt Fri, 14 Oct 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/October/IRS-Significantly-Narrows-New-Regulations-Dealing-with-RelatedParty-Debt <![CDATA[New Jersey Estate Tax to Be Repealed]]> https://www.sullcrom.com/insights/memo/2016/October/New-Jersey-Estate-Tax-to-Be-Repealed Fri, 14 Oct 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/October/New-Jersey-Estate-Tax-to-Be-Repealed <![CDATA[D.C. Circuit Invalidates CFPB Structure as Unconstitutional; Rejects Flawed Statutory Application in Enforcement Proceeding]]> https://www.sullcrom.com/insights/memo/2016/October/DC-Circuit-Invalidates-CFPB-Structure-as-Unconstitutional-Rejects-Flawed-Statutory-Application-in-Enforcement-Proceeding Thu, 13 Oct 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/October/DC-Circuit-Invalidates-CFPB-Structure-as-Unconstitutional-Rejects-Flawed-Statutory-Application-in-Enforcement-Proceeding <![CDATA[New York DFS Issues Guidance on Monitoring Incentive Compensation Arrangements]]> https://www.sullcrom.com/insights/memo/2016/October/New-York-DFS-Issues-Guidance-on-Monitoring-Incentive-Compensation-Arrangements Thu, 13 Oct 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/October/New-York-DFS-Issues-Guidance-on-Monitoring-Incentive-Compensation-Arrangements <![CDATA[Federal Insurance Office Report]]> https://www.sullcrom.com/insights/memo/2016/October/Federal-Insurance-Office-Report Thu, 13 Oct 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/October/Federal-Insurance-Office-Report <![CDATA[IRS Issues Regulations on Disguised Sale Rules and Allocation of Partnership Liabilities]]> https://www.sullcrom.com/insights/memo/2016/October/IRS-Issues-Regulations-on-Disguised-Sale-Rules-and-Allocation-of-Partnership-Liabilities Tue, 11 Oct 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/October/IRS-Issues-Regulations-on-Disguised-Sale-Rules-and-Allocation-of-Partnership-Liabilities <![CDATA[Recent SEC No-Action Positions Provide Further Support for Market-Standard Proxy Access Terms]]> https://www.sullcrom.com/insights/memo/2016/October/Recent-SEC-NoAction-Positions-Provide-Further-Support-for-MarketStandard-Proxy-Access-Terms Tue, 4 Oct 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/October/Recent-SEC-NoAction-Positions-Provide-Further-Support-for-MarketStandard-Proxy-Access-Terms <![CDATA[Non-GAAP Financial Measures]]> https://www.sullcrom.com/insights/memo/2016/October/NonGAAP-Financial-Measures-10-04-2016 Tue, 4 Oct 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/October/NonGAAP-Financial-Measures-10-04-2016 <![CDATA[#SCFlashSeptember Developments]]> https://www.sullcrom.com/insights/memo/2016/October/SCFlash-September-Developments Sat, 1 Oct 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/October/SCFlash-September-Developments <![CDATA[Banking Organization Capital Plans and Stress Tests]]> https://www.sullcrom.com/insights/memo/2016/September/2016-09-30-Banking-Organization-Capital-Plans-and-Stress-Tests Fri, 30 Sep 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/September/2016-09-30-Banking-Organization-Capital-Plans-and-Stress-Tests <![CDATA[CFTC Expands Mandatory Clearing Requirement]]> https://www.sullcrom.com/insights/memo/2016/September/CFTC-Expands-Mandatory-Clearing-Requirement Thu, 29 Sep 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/September/CFTC-Expands-Mandatory-Clearing-Requirement <![CDATA[Physical Commodity Activities Conducted by Financial Holding Companies]]> https://www.sullcrom.com/insights/memo/2016/September/Physical-Commodity-Activities-Conducted-by-Financial-Holding-Companies Mon, 26 Sep 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/September/Physical-Commodity-Activities-Conducted-by-Financial-Holding-Companies <![CDATA[Banking Organization Capital Plans and Stress Tests]]> https://www.sullcrom.com/insights/memo/2016/September/2016-09-26-Banking-Organization-Capital-Plans-and-Stress-Tests Mon, 26 Sep 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/September/2016-09-26-Banking-Organization-Capital-Plans-and-Stress-Tests <![CDATA[U.S. Tax Consequences of EU State Aid Recoupment]]> https://www.sullcrom.com/insights/memo/2016/September/US-Tax-Consequences-of-EU-State-Aid-Recoupment Thu, 22 Sep 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/September/US-Tax-Consequences-of-EU-State-Aid-Recoupment <![CDATA[New York Department of Financial Services Issues Proposed Cybersecurity Regulations]]> https://www.sullcrom.com/insights/memo/2016/September/New-York-Department-of-Financial-Services-Issues-Proposed-Cybersecurity-Regulations Mon, 19 Sep 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/September/New-York-Department-of-Financial-Services-Issues-Proposed-Cybersecurity-Regulations <![CDATA[CFPB Proposes Amendments to Confidentiality and Disclosure Rules]]> https://www.sullcrom.com/insights/memo/2016/September/CFPB-Proposes-Amendments-to-Confidentiality-and-Disclosure-Rules Thu, 15 Sep 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/September/CFPB-Proposes-Amendments-to-Confidentiality-and-Disclosure-Rules <![CDATA[Bank Capital Requirements]]> https://www.sullcrom.com/insights/memo/2016/September/2016-09-14-Bank-Capital-Requirements Wed, 14 Sep 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/September/2016-09-14-Bank-Capital-Requirements <![CDATA[Federal Reserve Proposes Extraordinary Curtailment of Statutory Banking Powers and Grandfather Provisions ]]> https://www.sullcrom.com/insights/memo/2016/September/Federal-Reserve-Proposes-Extraordinary-Curtailment-of-Statutory-Banking-Powers-and-Grandfather-Provisions Thu, 8 Sep 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/September/Federal-Reserve-Proposes-Extraordinary-Curtailment-of-Statutory-Banking-Powers-and-Grandfather-Provisions <![CDATA[The U.S. Court of Appeals for the Ninth Circuit Interprets Rule 13a-14 of the Securities Exchange Act and Section 304 of the Sarbanes-Oxley Act]]> https://www.sullcrom.com/insights/memo/2016/September/The-US-Court-of-Appeals-for-the-Ninth-Circuit-Interprets-Rule-13a14-of-the-Securities-Exchange-Act-and-Section-304-of-the-Sarban Thu, 8 Sep 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/September/The-US-Court-of-Appeals-for-the-Ninth-Circuit-Interprets-Rule-13a14-of-the-Securities-Exchange-Act-and-Section-304-of-the-Sarban <![CDATA[Tax Court Decision Addresses Tax Treatment of Forfeited Deposits on a Lapsed Sale of Real Estate]]> https://www.sullcrom.com/insights/memo/2016/September/Tax-Court-Decision-Addresses-Tax-Treatment-of-Forfeited-Deposits-on-a-Lapsed-Sale-of-Real-Estate Thu, 8 Sep 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/September/Tax-Court-Decision-Addresses-Tax-Treatment-of-Forfeited-Deposits-on-a-Lapsed-Sale-of-Real-Estate <![CDATA[CFTC Issues Proposed Rules to Expand Its Whistleblower Authority]]> https://www.sullcrom.com/insights/memo/2016/September/CFTC-Issues-Proposed-Rules-to-Expand-Its-Whistleblower-Authority Thu, 8 Sep 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/September/CFTC-Issues-Proposed-Rules-to-Expand-Its-Whistleblower-Authority <![CDATA[Patterson v. Raymours Furniture Co., Inc.Enforceability of Class-Action and Collective-Action Waivers in Employment Arbitration Agreements]]> https://www.sullcrom.com/insights/memo/2016/September/Patterson-v-Raymours-Furniture-Co-Inc-Enforceability-of-ClassAction-and-CollectiveAction-Waivers-in-Employment-Arbitration-Agree Wed, 7 Sep 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/September/Patterson-v-Raymours-Furniture-Co-Inc-Enforceability-of-ClassAction-and-CollectiveAction-Waivers-in-Employment-Arbitration-Agree <![CDATA[Joint Fact Sheet on Foreign Correspondent Banking Supervision and Enforcement]]> https://www.sullcrom.com/insights/memo/2016/September/Joint-Fact-Sheet-on-Foreign-Correspondent-Banking-Supervision-and-Enforcement Fri, 2 Sep 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/September/Joint-Fact-Sheet-on-Foreign-Correspondent-Banking-Supervision-and-Enforcement <![CDATA[Sokolow v. Palestine Liberation Organization]]> https://www.sullcrom.com/insights/memo/2016/September/Sokolow-v-Palestine-Liberation-Organization Thu, 1 Sep 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/September/Sokolow-v-Palestine-Liberation-Organization <![CDATA[Proposed Regulations Would Limit Valuation Discounts]]> https://www.sullcrom.com/insights/memo/2016/August/Proposed-Regulations-Would-Limit-Valuation-Discounts Wed, 31 Aug 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/August/Proposed-Regulations-Would-Limit-Valuation-Discounts <![CDATA[#SCFlashAugust Developments]]> https://www.sullcrom.com/insights/memo/2016/August/2016-08-31-SCFlash-August-Developments Wed, 31 Aug 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/August/2016-08-31-SCFlash-August-Developments <![CDATA[IRS Ruling Policy on Spinoffs]]> https://www.sullcrom.com/insights/memo/2016/August/IRS-Ruling-Policy-on-Spinoffs Fri, 26 Aug 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/August/IRS-Ruling-Policy-on-Spinoffs <![CDATA[Asset ManagementTermination of Funds]]> https://www.sullcrom.com/insights/memo/2016/August/Asset-ManagementTermination-of-Funds Fri, 26 Aug 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/August/Asset-ManagementTermination-of-Funds <![CDATA[CFTC Staff Issues Final Swap Dealer De Minimis Exception Report]]> https://www.sullcrom.com/insights/memo/2016/August/CFTC-Staff-Issues-Final-Swap-Dealer-De-Minimis-Exception-Report Wed, 17 Aug 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/August/CFTC-Staff-Issues-Final-Swap-Dealer-De-Minimis-Exception-Report <![CDATA[IAIS: Global Insurance Capital Standard]]> https://www.sullcrom.com/insights/memo/2016/August/IAIS-Global-Insurance-Capital-Standard Fri, 5 Aug 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/August/IAIS-Global-Insurance-Capital-Standard <![CDATA[Bank Capital Plans and Stress Tests]]> https://www.sullcrom.com/insights/memo/2016/August/2016-08-04-Bank-Capital-Plans-and-Stress-Tests Thu, 4 Aug 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/August/2016-08-04-Bank-Capital-Plans-and-Stress-Tests <![CDATA[Financial Services Regulation]]> https://www.sullcrom.com/insights/memo/2016/August/Financial-Services-Regulation Wed, 3 Aug 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/August/Financial-Services-Regulation <![CDATA[Proposed Amendments to Smaller Reporting Company Definition]]> https://www.sullcrom.com/insights/memo/2016/July/Proposed-Amendments-to-Smaller-Reporting-Company-Definition Fri, 29 Jul 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/July/Proposed-Amendments-to-Smaller-Reporting-Company-Definition <![CDATA[Executive Group Publishes Statement of Commonsense Principles of Corporate Governance]]> https://www.sullcrom.com/insights/memo/2016/July/Executive-Group-Publishes-Statement-of-Commonsense-Principles-of-Corporate-Governance Fri, 22 Jul 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/July/Executive-Group-Publishes-Statement-of-Commonsense-Principles-of-Corporate-Governance <![CDATA[Qualified Intermediaries and Dividend Equivalent Withholding]]> https://www.sullcrom.com/insights/memo/2016/July/Qualified-Intermediaries-and-Dividend-Equivalent-Withholding Tue, 19 Jul 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/July/Qualified-Intermediaries-and-Dividend-Equivalent-Withholding <![CDATA[New Guidance Affecting Spinoffs]]> https://www.sullcrom.com/insights/memo/2016/July/New-Guidance-Affecting-Spinoffs Mon, 18 Jul 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/July/New-Guidance-Affecting-Spinoffs <![CDATA[Overseas Data Not Subject to U.S. Warrant]]> https://www.sullcrom.com/insights/memo/2016/July/Overseas-Data-Not-Subject-to-US-Warrant Fri, 15 Jul 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/July/Overseas-Data-Not-Subject-to-US-Warrant <![CDATA[Hart-Scott-Rodino Act]]> https://www.sullcrom.com/insights/memo/2016/July/HartScottRodino-Act-July-17-2016 Thu, 14 Jul 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/July/HartScottRodino-Act-July-17-2016 <![CDATA[German Merger Control]]> https://www.sullcrom.com/insights/memo/2016/July/2016-07-14-German-Merger-Control Thu, 14 Jul 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/July/2016-07-14-German-Merger-Control <![CDATA[2016 Proxy Season Review]]> https://www.sullcrom.com/insights/memo/2016/July/2016-Proxy-Season-Review Mon, 11 Jul 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/July/2016-Proxy-Season-Review <![CDATA[SEC Approves Nasdaq Rule Requiring Disclosure of Third-Party Compensation to Director Candidates]]> https://www.sullcrom.com/insights/memo/2016/July/SEC-Approves-Nasdaq-Rule-Requiring-Disclosure-of-ThirdParty-Compensation-to-Director-Candidates Mon, 11 Jul 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/July/SEC-Approves-Nasdaq-Rule-Requiring-Disclosure-of-ThirdParty-Compensation-to-Director-Candidates <![CDATA[Business Continuity and Transition Planning for Asset Managers]]> https://www.sullcrom.com/insights/memo/2016/July/Business-Continuity-and-Transition-Planning-for-Asset-Managers Thu, 7 Jul 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/July/Business-Continuity-and-Transition-Planning-for-Asset-Managers <![CDATA[France New Inpatriates Tax Incentives]]> https://www.sullcrom.com/insights/memo/2016/July/France-New-Inpatriates-Tax-Incentives Thu, 7 Jul 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/July/France-New-Inpatriates-Tax-Incentives <![CDATA[Volcker Rule]]> https://www.sullcrom.com/insights/memo/2016/July/2016-07-07-Volcker-Rule Thu, 7 Jul 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/July/2016-07-07-Volcker-Rule <![CDATA[Resource Payments Disclosure]]> https://www.sullcrom.com/insights/memo/2016/July/Resource-Payments-Disclosure Thu, 7 Jul 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/July/Resource-Payments-Disclosure <![CDATA[Property Disclosure Rules for Mining Registrants]]> https://www.sullcrom.com/insights/memo/2016/July/Property-Disclosure-Rules-for-Mining-Registrants Wed, 6 Jul 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/July/Property-Disclosure-Rules-for-Mining-Registrants <![CDATA[Updated Brokered Deposit Guidance]]> https://www.sullcrom.com/insights/memo/2016/July/Updated-Brokered-Deposit-Guidance Tue, 5 Jul 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/July/Updated-Brokered-Deposit-Guidance <![CDATA[How The Recent Supreme Court Term Will Affect Business]]> https://www.sullcrom.com/insights/memo/2016/June/2016-06-29-How-The-Recent-Supreme-Court-Term-Will-Affect-Business Wed, 29 Jun 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/June/2016-06-29-How-The-Recent-Supreme-Court-Term-Will-Affect-Business <![CDATA[IAIS Issues Updated G-SII Assessment Methodology]]> https://www.sullcrom.com/insights/memo/2016/June/IAIS-Issues-Updated-GSII-Assessment-Methodology Tue, 28 Jun 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/June/IAIS-Issues-Updated-GSII-Assessment-Methodology <![CDATA[BrexitVote by the UK to Leave the EU]]> https://www.sullcrom.com/insights/memo/2016/June/BrexitVote-by-the-UK-to-Leave-the-EU Fri, 24 Jun 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/June/BrexitVote-by-the-UK-to-Leave-the-EU <![CDATA[Client Alert]]> https://www.sullcrom.com/insights/memo/2016/June/Client-Alert Thu, 23 Jun 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/June/Client-Alert <![CDATA[Cuozzo Speed Technologies, LLC v. Lee]]> https://www.sullcrom.com/insights/memo/2016/June/Cuozzo-Speed-Technologies-LLC-v-Lee Tue, 21 Jun 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/June/Cuozzo-Speed-Technologies-LLC-v-Lee <![CDATA[RJR Nabisco, Inc. v. European Community]]> https://www.sullcrom.com/insights/memo/2016/June/RJR-Nabisco-Inc-v-European-Community Tue, 21 Jun 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/June/RJR-Nabisco-Inc-v-European-Community <![CDATA[Department of Labor Issues Updated Sex Discrimination Guidelines for Federal Contractors]]> https://www.sullcrom.com/insights/memo/2016/June/Department-of-Labor-Issues-Updated-Sex-Discrimination-Guidelines-for-Federal-Contractors Fri, 17 Jun 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/June/Department-of-Labor-Issues-Updated-Sex-Discrimination-Guidelines-for-Federal-Contractors <![CDATA[Universal Health Services, Inc. v. United States ex rel. Escobar]]> https://www.sullcrom.com/insights/memo/2016/June/Universal-Health-Services-Inc-v-United-States-ex-rel-Escobar Fri, 17 Jun 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/June/Universal-Health-Services-Inc-v-United-States-ex-rel-Escobar <![CDATA[Ambac Assurance Corp. v. Countrywide Home Loans, Inc.New York Court of Appeals Declines to Extend Common-Interest Doctrine to Merger Parties Pre-Closing Communications]]> https://www.sullcrom.com/insights/memo/2016/June/Ambac-Assurance-Corp-v-Countrywide-Home-Loans-Inc-New-York-Court-of-Appeals-Declines-to-Extend-CommonInterest-Doctrine-to-Merger Wed, 15 Jun 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/June/Ambac-Assurance-Corp-v-Countrywide-Home-Loans-Inc-New-York-Court-of-Appeals-Declines-to-Extend-CommonInterest-Doctrine-to-Merger <![CDATA[Bank Capital Plans and Stress Tests]]> https://www.sullcrom.com/insights/memo/2016/June/2016-06-15-Bank-Capital-Plans-and-Stress-Tests Wed, 15 Jun 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/June/2016-06-15-Bank-Capital-Plans-and-Stress-Tests <![CDATA[Halo Electronics, Inc. v. Pulse Electronics, Inc.; Stryker Corp. v. Zimmer, Inc.]]> https://www.sullcrom.com/insights/memo/2016/June/Halo-Electronics-Inc-v-Pulse-Electronics-Inc-Stryker-Corp-v-Zimmer-Inc Tue, 14 Jun 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/June/Halo-Electronics-Inc-v-Pulse-Electronics-Inc-Stryker-Corp-v-Zimmer-Inc <![CDATA[In re Appraisal of Dell Inc.]]> https://www.sullcrom.com/insights/memo/2016/June/In-re-Appraisal-of-Dell-Inc Mon, 13 Jun 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/June/In-re-Appraisal-of-Dell-Inc <![CDATA[European Union Continues Work on Position Limits for Commodity Derivatives]]> https://www.sullcrom.com/insights/memo/2016/June/European-Union-Continues-Work-on-Position-Limits-for-Commodity-Derivatives Mon, 13 Jun 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/June/European-Union-Continues-Work-on-Position-Limits-for-Commodity-Derivatives <![CDATA[Internal Revenue Service Issues Regulations Affecting REIT Conversions and Spinoffs]]> https://www.sullcrom.com/insights/memo/2016/June/Internal-Revenue-Service-Issues-Regulations-Affecting-REIT-Conversions-and-Spinoffs Wed, 8 Jun 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/June/Internal-Revenue-Service-Issues-Regulations-Affecting-REIT-Conversions-and-Spinoffs <![CDATA[Federal Reserve Proposes Regulatory Capital Frameworks for Supervised Insurers and Enhanced Prudential Standards for Insurers Designated as Systemically Important]]> https://www.sullcrom.com/insights/memo/2016/June/Federal-Reserve-Proposes-Regulatory-Capital-Frameworks-for-Supervised-Insurers-and-Enhanced-Prudential-Standards-for-Insurers-De Tue, 7 Jun 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/June/Federal-Reserve-Proposes-Regulatory-Capital-Frameworks-for-Supervised-Insurers-and-Enhanced-Prudential-Standards-for-Insurers-De <![CDATA[Form 10-K Summary]]> https://www.sullcrom.com/insights/memo/2016/June/Form-10K-Summary Fri, 3 Jun 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/June/Form-10K-Summary <![CDATA[CFTC Supplements Position Limits Proposal]]> https://www.sullcrom.com/insights/memo/2016/June/CFTC-Supplements-Position-Limits-Proposal Fri, 3 Jun 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/June/CFTC-Supplements-Position-Limits-Proposal <![CDATA[Cross-Border Margin Requirements for Uncleared Swaps]]> https://www.sullcrom.com/insights/memo/2016/June/CrossBorder-Margin-Requirements-for-Uncleared-Swaps Fri, 3 Jun 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/June/CrossBorder-Margin-Requirements-for-Uncleared-Swaps <![CDATA[Eleventh Circuit Limits SECs Ability to Seek Disgorgement and Declaratory Relief in Agency Actions]]> https://www.sullcrom.com/insights/memo/2016/June/Eleventh-Circuit-Limits-SECs-Ability-to-Seek-Disgorgement-and-Declaratory-Relief-in-Agency-Actions Wed, 1 Jun 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/June/Eleventh-Circuit-Limits-SECs-Ability-to-Seek-Disgorgement-and-Declaratory-Relief-in-Agency-Actions <![CDATA[United States Army Corps of Engineers v. Hawkes Co.]]> https://www.sullcrom.com/insights/memo/2016/June/United-States-Army-Corps-of-Engineers-v-Hawkes-Co Wed, 1 Jun 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/June/United-States-Army-Corps-of-Engineers-v-Hawkes-Co <![CDATA[Department of Labor Finalizes New Overtime Regulations]]> https://www.sullcrom.com/insights/memo/2016/May/Department-of-Labor-Finalizes-New-Overtime-Regulations Tue, 31 May 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/May/Department-of-Labor-Finalizes-New-Overtime-Regulations <![CDATA[Second Circuit Raises Bar for Proof of Fraud Under Federal Statutes]]> https://www.sullcrom.com/insights/memo/2016/May/Second-Circuit-Raises-Bar-for-Proof-of-Fraud-Under-Federal-Statutes Thu, 26 May 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/May/Second-Circuit-Raises-Bar-for-Proof-of-Fraud-Under-Federal-Statutes <![CDATA[Audit Reports]]> https://www.sullcrom.com/insights/memo/2016/May/Audit-Reports Wed, 25 May 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/May/Audit-Reports <![CDATA[Green v. Brennan]]> https://www.sullcrom.com/insights/memo/2016/May/Green-v-Brennan Tue, 24 May 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/May/Green-v-Brennan <![CDATA[Non-GAAP Financial Measures]]> https://www.sullcrom.com/insights/memo/2016/May/NonGAAP-Financial-Measures-05-24-2016 Tue, 24 May 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/May/NonGAAP-Financial-Measures-05-24-2016 <![CDATA[Merrill Lynch v. Manning]]> https://www.sullcrom.com/insights/memo/2016/May/Merrill-Lynch-v-Manning Tue, 17 May 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/May/Merrill-Lynch-v-Manning <![CDATA[Spokeo, Inc. v. Robins]]> https://www.sullcrom.com/insights/memo/2016/May/Spokeo-Inc-v-Robins Tue, 17 May 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/May/Spokeo-Inc-v-Robins <![CDATA[New Federal Civil Cause of Action for Trade Secret Theft Considerations for Employers]]> https://www.sullcrom.com/insights/memo/2016/May/New-Federal-Civil-Cause-of-Action-for-Trade-Secret-Theft-Considerations-for-Employers Mon, 16 May 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/May/New-Federal-Civil-Cause-of-Action-for-Trade-Secret-Theft-Considerations-for-Employers <![CDATA[In the Matter of Kenneth Cole Productions, Inc. Shareholder Litigation]]> https://www.sullcrom.com/insights/memo/2016/May/In-the-Matter-of-Kenneth-Cole-Productions-Inc-Shareholder-Litigation Mon, 9 May 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/May/In-the-Matter-of-Kenneth-Cole-Productions-Inc-Shareholder-Litigation <![CDATA[Singh v. Attenborough]]> https://www.sullcrom.com/insights/memo/2016/May/Singh-v-Attenborough Mon, 9 May 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/May/Singh-v-Attenborough <![CDATA[Treasury Clarifies That Partners Working for a Disregarded Entity Owned by a Partnership are Self-Employed]]> https://www.sullcrom.com/insights/memo/2016/May/Treasury-Clarifies-That-Partners-Working-for-a-Disregarded-Entity-Owned-by-a-Partnership-are-SelfEmployed Tue, 3 May 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/May/Treasury-Clarifies-That-Partners-Working-for-a-Disregarded-Entity-Owned-by-a-Partnership-are-SelfEmployed <![CDATA[Deemed Distributions Under Section 305(c)]]> https://www.sullcrom.com/insights/memo/2016/April/Deemed-Distributions-Under-Section-305c Wed, 27 Apr 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/April/Deemed-Distributions-Under-Section-305c <![CDATA[Details Emerge: Proposed Regulation of Incentive Compensation at Large Financial Institutions]]> https://www.sullcrom.com/insights/memo/2016/April/Details-Emerge-Proposed-Regulation-of-Incentive-Compensation-at-Large-Financial-Institutions Wed, 27 Apr 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/April/Details-Emerge-Proposed-Regulation-of-Incentive-Compensation-at-Large-Financial-Institutions <![CDATA[Asset Management and Financial Stability]]> https://www.sullcrom.com/insights/memo/2016/April/Asset-Management-and-Financial-Stability Mon, 25 Apr 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/April/Asset-Management-and-Financial-Stability <![CDATA[Financial Regulators Begin Rollout of New Proposed Rule on Incentive Pay at Large Financial Institutions]]> https://www.sullcrom.com/insights/memo/2016/April/Financial-Regulators-Begin-Rollout-of-New-Proposed-Rule-on-Incentive-Pay-at-Large-Financial-Institutions Thu, 21 Apr 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/April/Financial-Regulators-Begin-Rollout-of-New-Proposed-Rule-on-Incentive-Pay-at-Large-Financial-Institutions <![CDATA[DOL Releases Final Investment Advice Regulation]]> https://www.sullcrom.com/insights/memo/2016/April/DOL-Releases-Final-Investment-Advice-Regulation Wed, 20 Apr 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/April/DOL-Releases-Final-Investment-Advice-Regulation <![CDATA[Bad Boy Guarantee of Non-Recourse Partnership Debt]]> https://www.sullcrom.com/insights/memo/2016/April/Bad-Boy-Guarantee-of-NonRecourse-Partnership-Debt Mon, 18 Apr 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/April/Bad-Boy-Guarantee-of-NonRecourse-Partnership-Debt <![CDATA[Related-Party Debt / Equity Regulations]]> https://www.sullcrom.com/insights/memo/2016/April/RelatedParty-Debt-Equity-Regulations Thu, 14 Apr 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/April/RelatedParty-Debt-Equity-Regulations <![CDATA[Corporate Inversion Transactions]]> https://www.sullcrom.com/insights/memo/2016/April/2016-04-14-Corporate-Inversion-Transactions Thu, 14 Apr 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/April/2016-04-14-Corporate-Inversion-Transactions <![CDATA[Proxy Access Developments in Market Practice]]> https://www.sullcrom.com/insights/memo/2016/April/Proxy-Access-Developments-in-Market-Practice Fri, 8 Apr 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/April/Proxy-Access-Developments-in-Market-Practice <![CDATA[SEC Chair Mary Jo White Remarks on the Evolving Role of Mutual Fund Directors]]> https://www.sullcrom.com/insights/memo/2016/April/SEC-Chair-Mary-Jo-White-Remarks-on-the-Evolving-Role-of-Mutual-Fund-Directors Thu, 7 Apr 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/April/SEC-Chair-Mary-Jo-White-Remarks-on-the-Evolving-Role-of-Mutual-Fund-Directors <![CDATA[D.C. District Court Rescinds FSOCs Designation of MetLife as Systemically Important]]> https://www.sullcrom.com/insights/memo/2016/April/DC-District-Court-Rescinds-FSOCs-Designation-of-MetLife-as-Systemically-Important Thu, 7 Apr 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/April/DC-District-Court-Rescinds-FSOCs-Designation-of-MetLife-as-Systemically-Important <![CDATA[Hart-Scott-Rodino Act]]> https://www.sullcrom.com/insights/memo/2016/April/HartScottRodino-Act-April-7-2016 Thu, 7 Apr 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/April/HartScottRodino-Act-April-7-2016 <![CDATA[Foreign Corrupt Practices Act]]> https://www.sullcrom.com/insights/memo/2016/April/Foreign-Corrupt-Practices-Act Wed, 6 Apr 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/April/Foreign-Corrupt-Practices-Act <![CDATA[New Anti-Inversion Regulations and Proposed Regulations on Related Party Debt]]> https://www.sullcrom.com/insights/memo/2016/April/New-AntiInversion-Regulations-and-Proposed-Regulations-on-Related-Party-Debt Tue, 5 Apr 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/April/New-AntiInversion-Regulations-and-Proposed-Regulations-on-Related-Party-Debt <![CDATA[Regulatory Guidance Regarding FinTech Products and Services]]> https://www.sullcrom.com/insights/memo/2016/April/Regulatory-Guidance-Regarding-FinTech-Products-and-Services Tue, 5 Apr 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/April/Regulatory-Guidance-Regarding-FinTech-Products-and-Services <![CDATA[U.S. Taxation of Foreign Financial Institutions]]> https://www.sullcrom.com/insights/memo/2016/April/US-Taxation-of-Foreign-Financial-Institutions Tue, 5 Apr 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/April/US-Taxation-of-Foreign-Financial-Institutions <![CDATA[U.S. Taxation of Related Party Debt]]> https://www.sullcrom.com/insights/memo/2016/April/US-Taxation-of-Related-Party-Debt Tue, 5 Apr 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/April/US-Taxation-of-Related-Party-Debt <![CDATA[Bank Liquidity Requirements]]> https://www.sullcrom.com/insights/memo/2016/April/2016-04-05-Bank-Liquidity-Requirements Tue, 5 Apr 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/April/2016-04-05-Bank-Liquidity-Requirements <![CDATA[Private Equity Funds Held Liable for Pension Liabilities of a Portfolio Company]]> https://www.sullcrom.com/insights/memo/2016/March/Private-Equity-Funds-Held-Liable-for-Pension-Liabilities-of-a-Portfolio-Company Thu, 31 Mar 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/March/Private-Equity-Funds-Held-Liable-for-Pension-Liabilities-of-a-Portfolio-Company <![CDATA[Tyson Foods, Inc. v. Bouaphakeo]]> https://www.sullcrom.com/insights/memo/2016/March/Tyson-Foods-Inc-v-Bouaphakeo Wed, 23 Mar 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/March/Tyson-Foods-Inc-v-Bouaphakeo <![CDATA[Bank Liquidity Guidance]]> https://www.sullcrom.com/insights/memo/2016/March/Bank-Liquidity-Guidance Tue, 22 Mar 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/March/Bank-Liquidity-Guidance <![CDATA[Nasdaq Proposal Would Increase Focus on Activist Payments to Director Candidates]]> https://www.sullcrom.com/insights/memo/2016/March/Nasdaq-Proposal-Would-Increase-Focus-on-Activist-Payments-to-Director-Candidates Mon, 21 Mar 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/March/Nasdaq-Proposal-Would-Increase-Focus-on-Activist-Payments-to-Director-Candidates <![CDATA[New York State Labor Law Amendments Affecting Proof in Pay Discrimination Cases and Employer Policies Concerning Wage Disclosure]]> https://www.sullcrom.com/insights/memo/2016/March/New-York-State-Labor-Law-Amendments-Affecting-Proof-in-Pay-Discrimination-Cases-and-Employer-Policies-Concerning-Wage-Disclosure Thu, 10 Mar 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/March/New-York-State-Labor-Law-Amendments-Affecting-Proof-in-Pay-Discrimination-Cases-and-Employer-Policies-Concerning-Wage-Disclosure <![CDATA[Single Counterparty Credit Limits]]> https://www.sullcrom.com/insights/memo/2016/March/2016-03-08-Single-Counterparty-Credit-Limits Tue, 8 Mar 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/March/2016-03-08-Single-Counterparty-Credit-Limits <![CDATA[Americold Realty Trust v. ConAgra Foods, Inc.]]> https://www.sullcrom.com/insights/memo/2016/March/Americold-Realty-Trust-v-ConAgra-Foods-Inc Mon, 7 Mar 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/March/Americold-Realty-Trust-v-ConAgra-Foods-Inc <![CDATA[FBAR Reporting Requirements for Foreign Financial Accounts]]> https://www.sullcrom.com/insights/memo/2016/March/FBAR-Reporting-Requirements-for-Foreign-Financial-Accounts Mon, 7 Mar 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/March/FBAR-Reporting-Requirements-for-Foreign-Financial-Accounts <![CDATA[Volcker Rule and Bank Capital]]> https://www.sullcrom.com/insights/memo/2016/March/Volcker-Rule-and-Bank-Capital Fri, 4 Mar 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/March/Volcker-Rule-and-Bank-Capital <![CDATA[2015 Year-End Review of BSA/AML and Sanctions Developments and Their Importance to Financial Institutions]]> https://www.sullcrom.com/insights/memo/2016/March/2015-YearEnd-Review-of-BSAAML-and-Sanctions-Developments-and-Their-Importance-to-Financial-Institutions-Continued-Trend-in-2015 Thu, 3 Mar 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/March/2015-YearEnd-Review-of-BSAAML-and-Sanctions-Developments-and-Their-Importance-to-Financial-Institutions-Continued-Trend-in-2015 <![CDATA[Sovereign Debt Litigation]]> https://www.sullcrom.com/insights/memo/2016/March/2016-03-10-Sovereign-Debt-Litigation Thu, 3 Mar 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/March/2016-03-10-Sovereign-Debt-Litigation <![CDATA[Basic Capital Requirement and Higher Loss Absorbency Reporting for G-SIIs]]> https://www.sullcrom.com/insights/memo/2016/February/Basic-Capital-Requirement-and-Higher-Loss-Absorbency-Reporting-for-GSIIs Mon, 22 Feb 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/February/Basic-Capital-Requirement-and-Higher-Loss-Absorbency-Reporting-for-GSIIs <![CDATA[Cross-Border Security-Based Swaps]]> https://www.sullcrom.com/insights/memo/2016/February/CrossBorder-SecurityBased-Swaps Wed, 17 Feb 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/February/CrossBorder-SecurityBased-Swaps <![CDATA[CFTC and European Commission CCP Agreement]]> https://www.sullcrom.com/insights/memo/2016/February/CFTC-and-European-Commission-CCP-Agreement Thu, 11 Feb 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/February/CFTC-and-European-Commission-CCP-Agreement <![CDATA[Bank Capital Plans and Stress Tests]]> https://www.sullcrom.com/insights/memo/2016/February/2016-02-11-Bank-Capital-Plans-and-Stress-Tests Thu, 11 Feb 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/February/2016-02-11-Bank-Capital-Plans-and-Stress-Tests <![CDATA[Bank Capital Plans and Stress Tests]]> https://www.sullcrom.com/insights/memo/2016/February/2016-02-03-Bank-Capital-Plans-and-Stress-Tests Wed, 3 Feb 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/February/2016-02-03-Bank-Capital-Plans-and-Stress-Tests <![CDATA[Corporate Disclosure of Government Enforcement Developments]]> https://www.sullcrom.com/insights/memo/2016/January/Corporate-Disclosure-of-Government-Enforcement-Developments Wed, 27 Jan 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/January/Corporate-Disclosure-of-Government-Enforcement-Developments <![CDATA[In re Trulia, Inc. Stockholder Litigation]]> https://www.sullcrom.com/insights/memo/2016/January/In-re-Trulia-Inc-Stockholder-Litigation Tue, 26 Jan 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/January/In-re-Trulia-Inc-Stockholder-Litigation <![CDATA[Bank Capital Plans and Stress Tests]]> https://www.sullcrom.com/insights/memo/2016/January/2016-01-26-Bank-Capital-Plans-and-Stress-Tests Tue, 26 Jan 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/January/2016-01-26-Bank-Capital-Plans-and-Stress-Tests <![CDATA[U.S. Department of Labor Issues Expansive Interpretation of Joint-Employer Liability Under the Fair Labor Standards Act]]> https://www.sullcrom.com/insights/memo/2016/January/US-Department-of-Labor-Issues-Expansive-Interpretation-of-JointEmployer-Liability-Under-the-Fair-Labor-Standards-Act Mon, 25 Jan 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/January/US-Department-of-Labor-Issues-Expansive-Interpretation-of-JointEmployer-Liability-Under-the-Fair-Labor-Standards-Act <![CDATA[Campbell-Ewald Co. v. Gomez]]> https://www.sullcrom.com/insights/memo/2016/January/CampbellEwald-Co-v-Gomez Thu, 21 Jan 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/January/CampbellEwald-Co-v-Gomez <![CDATA[French Withholding Tax]]> https://www.sullcrom.com/insights/memo/2016/January/French-Withholding-Tax Thu, 21 Jan 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/January/French-Withholding-Tax <![CDATA[Hart-Scott-Rodino Act]]> https://www.sullcrom.com/insights/memo/2016/January/HartScottRodino-Act-Jan-21-2016 Thu, 21 Jan 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/January/HartScottRodino-Act-Jan-21-2016 <![CDATA[Margin Requirements for Uncleared Swaps]]> https://www.sullcrom.com/insights/memo/2016/January/Margin-Requirements-for-Uncleared-Swaps Thu, 7 Jan 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/January/Margin-Requirements-for-Uncleared-Swaps <![CDATA[VAT Recovery and Grouping]]> https://www.sullcrom.com/insights/memo/2016/January/VAT-Recovery-and-Grouping Tue, 5 Jan 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/January/VAT-Recovery-and-Grouping <![CDATA[Proposed Regulations Regarding Country-by-Country Reporting]]> https://www.sullcrom.com/insights/memo/2016/January/Proposed-Regulations-Regarding-CountrybyCountry-Reporting Mon, 4 Jan 2016 00:00:00 GMT https://www.sullcrom.com/insights/memo/2016/January/Proposed-Regulations-Regarding-CountrybyCountry-Reporting <![CDATA[Bank Capital Requirements]]> https://www.sullcrom.com/insights/memo/2015/July/2015-07-29-Bank-Capital-Requirements Wed, 29 Jul 2015 00:00:00 GMT https://www.sullcrom.com/insights/memo/2015/July/2015-07-29-Bank-Capital-Requirements <![CDATA[White Paper on the Separate Entity Doctrine as Applied to the U.S. Branches of Foreign Headquartered (Non-U.S.) Banks]]> https://www.sullcrom.com/insights/memo/2012/April/White-Paper-Separate-Entity-Doctrine Wed, 18 Apr 2012 00:00:00 GMT https://www.sullcrom.com/insights/memo/2012/April/White-Paper-Separate-Entity-Doctrine