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David B. Harms

Of Counsel

David B. Harms

Of Counsel
New York +1-212-558-4000+1-212-558-4000 +1-212-558-3588+1-212-558-3588
[email protected]

David Harms (partner since 1/1/92, of counsel since 1/1/18) advises clients on securities and corporate law matters, including SEC disclosure requirements, corporate governance, capital markets transactions, trading activities and broker-dealer regulation. He was formerly co-head of S&C’s General Practice Group, co-coordinator of the Firm’s securities finance practice and coordinator of its broker-dealer regulation practice.

Mr. Harms served as co-chairman of the Annual Institute of Securities Regulation, sponsored by the Practising Law Institute, from 2003-2007. Before joining the Firm, Mr. Harms clerked for Judge Edward Weinfeld in the Southern District of New York and served as editor-in-chief of the NYU Law Review. He is currently an adjunct professor at NYU Law School, where he teaches professional responsibility.