Katy McArthur and Ryne Miller speak at 2020 FIA L&C Annual Conference

October 9, 2020

At the Futures Industry Association Law & Compliance (FIA L&C) Annual Conference, which was held virtually from October 7 to 9, Ryne Miller co-moderated a panel titled, “Enforcement: Recent Actions, Developments, Trends, and What it Means for You,” which provided an update on CFTC, DOJ, and exchange enforcement related to commodities and derivatives markets.

Katy McArthur presented on a panel titled, “CCO Reports and Risk Management Programs,” which discussed best practices with respect to chief compliance officer annual reports and the requirement that CFTC registered swap dealers have and implement risk management programs. 

The FIA L&C annual conference included more than 500 virtual attendees and three days of panels addressing the regulation of futures, derivatives and over-the-counter derivatives products.