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    Home /  Insights /  Video And Podcasts /  Podcast
    Podcasts

    Recent Developments in SEC Enforcement 

    • Our Lawyers
    • Related Practices
    January 5, 2023

    In this episode of S&C’s Critical Insights, Steve Peikin, who leads S&C’s Securities & Commodities Investigations Practice, and Jeff Scott and Julia Malkina, co-leads of the Firm’s Securities Litigation Practice, discuss the priorities of the Securities and Exchange Commission’s Enforcement Division and enforcement trends.

    Steve, Jeff and Julia discuss the SEC’s enforcement and regulatory activity relating to ESG disclosures, digital assets and SPACs. They also highlight the SEC’s focus on insider trading, market manipulation and recordkeeping. The episode concludes with a review of court challenges to the SEC’s enforcement powers.

    For an in-depth discussion of these topics, read S&C’s Securities Enforcement and Litigation Update.

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    Steven R. Peikin Headshot Photo
    Steven R. Peikin
    New York
    +1-212-558-4636
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    Julia A. Malkina Headshot Photo
    Julia A. Malkina
    New York
    +1-212-558-4000
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    Jeffrey T. Scott Headshot Photo
    Jeffrey T. Scott
    New York
    +1-212-558-4000
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    • Securities Litigation
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