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    Home /  Insights /  Video And Podcasts /  Podcast
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    Developments Affecting 10b5-1 Trading Plans

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    December 6, 2021

    In this episode of S&C’s Critical Insights, Sarah Payne and Cathy Clarkin discuss the latest developments relating to 10b5‑1 trading plans. They explore several proposed reforms by the SEC, which include a cooling off period between entering a newly adopted or modified plan and making an initial trade, a prohibition on overlapping plans and mandatory disclosure requirements. They also discuss considerations relating to current plans given the prospect of these pending rules.

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    Catherine M. Clarkin Headshot Photo
    Catherine M. Clarkin
    New York
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    Sarah P. Payne Headshot Photo
    Sarah P. Payne
    Palo Alto
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