SIFMA’s Compliance and Legal Society Annual Seminar

March 16, 2016
Orlando, Florida

From March 13 through 16, Messrs. Cohen and Peikin participated in SIFMA’s Compliance and Legal Society 2016 Annual Seminar, held in Orlando, Florida. On March 14, Mr. Peikin participated in a panel titled “Current Considerations in Settling Regulatory and Criminal Enforcement Matters.” On March 16, Mr. Cohen participated in a panel titled “Regulatory Examinations, Inspections and Reviews.” On behalf of S&C, Mr. Peikin hosted an after-hours evening reception for conference participants on March 15.