PLI’s 48th Annual Institute on Securities RegulationNovember 2 - 4, 2016
New York, New York
Audra Cohen, Rodgin Cohen and David Harms participated in PLI’s 48th Annual Institute on Securities Regulation, which took place from November 2 to 4 in New York City.
On November 2, David participated in a panel titled “Capital Formation – Techniques, Timing, Pitfalls,” which covered planning an IPO in a rough market, how to stay private successfully and private capital market formation, among other topics.
On November 3, Rodgin delivered the keynote at a session titled “Keynote and Conversation with H. Rodgin Cohen.” His speech focused on the response to the 2008 financial crisis and current enforcement issues faced by financial institutions.
Also on November 3, Audra participated in a panel titled “What’s Trending in M&A?” The panel covered trends in Board standards of review, the need for special committees, avoiding and managing Board conflicts and more.