CFTC Proposes to Amend CCO Rules: CFTC Proposes Amendments to Chief Compliance Officer Duties and Annual Reports

Sullivan & Cromwell LLP - May 11, 2017
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On May 3, 2017, the Commodity Futures Trading Commission announced proposed amendments to its rules governing the duties of chief compliance officers of registered swap dealers, major swap participants and futures commission merchants and to the content and delivery requirements of the chief compliance officer’s annual report.