CFTC 2019 Examination Priorities: CFTC Divisions of Market Oversight, Swap Dealer & Intermediary Oversight and Clearing & Risk Announce Examination Priorities for CFTC-Regulated Entities for the First Time

Sullivan & Cromwell LLP - February 13, 2019
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On February 12, 2019, the Commodity Futures Trading Commission (the “CFTC”) released the 2019 “Examination Priorities” developed by the Compliance Branches of the agency’s Division of Market Oversight, Division of Swap Dealer & Intermediary Oversight and Division of Clearing & Risk. This marks the CFTC’s first-ever publication of examination priorities.