Whitney Chatterjee, Saul Sarrett and Jinyoung Joo Author Article for The Investment Lawyer

November 11, 2013

In its October issue, The Investment Lawyer published an article by Ms. Chatterjee, Mr. Sarrett and Mr. Joo titled, “‘General Solicitation’ and Investor Protection in Private Offerings.” The article explores the meaning and implications of three recent proposals by the SEC relating to private offerings. The proposals include the elimination of the prohibition on general solicitation in Rule 506 and Rule 144A offerings, the disqualification of felons and other “Bad Actors” from Rule 506 offerings; and the proposed amendments to Regulation D, Form D and Rule 156.