Bob Giuffra Quoted in Wall Street Journal Article on UBS AG Case Ruling

September 13, 2011

On September 13, Mr. Giuffra was quoted in The Wall Street Journal article titled, “Judge Dismisses Part of Investor Lawsuit Against UBS AG,” which examined the case brought by investors against S&C client UBS AG. Judge Richard Sullivan of U.S. District Court in Manhattan ordered that the part of the case brought by investors who had bought UBS shares outside of the United States was invalid and would be dismissed. Mr. Giuffra commented, “We are pleased with the court's decision dismissing all claims based on purchases of UBS's shares outside the United States.”