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    Home /  Lawyers /  Wendy M. Goldberg

    Wendy M. Goldberg

    Special Counsel

    Wendy M. Goldberg Headshot Photo Portrait backdrop

    New York

    +1-212-558-4000

    |

    goldbergw@sullcrom.com

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    Wendy Goldberg is a member of the Firm’s Financial Services Group where she represents U.S. and non-U.S. commercial banks, investment banks and insurance companies. Her practice encompasses advising on regulatory and enforcement issues, capital markets transactions and corporate governance matters. She also regularly handles applications to state and federal banking agencies for U.S. and non-U.S. banks, as well as securities offerings.

    Ms. Goldberg regularly works with clients to assess and manage the collateral consequences, both legal and business, of criminal and regulatory enforcement matters. She has significant experience with settlement compliance matters, including the implementation of monitoring programs.

    Ms. Goldberg is an adjunct professor of law at George Washington University Law School and a member of the board of directors of the University of Delaware Hillel.

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    Spotlight

    Wendy Goldberg Receives 2022 Alexandra D. Korry Award

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    • Experience
    • News
    • Publications, Videos and Podcasts
    • Credentials
    • Related Practices
    Experience

    Experience

    • Working with a foreign bank on the remediation obligations program of a sanctions-related criminal guilty plea and related bank regulatory orders.
    • Working with several financial institutions to develop a sanctions program as required by bank regulatory orders.
    • Working with multiple clients with respect to onboarding and ongoing work with a DOJ or bank regulator-appointed monitor.
    • Working with a large US financial institution on an independent management review, including reporting obligations and developing a remediation program to address findings of the review.
    • Regular work with domestic and foreign financial institutions developing and updating policies and procedures in all areas of compliance.
    • Regular work with clients and their consultants to address settlement-related matters.
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    News

    News

    • S&C Advises Mitsubishi UFJ Financial Group as It Completes Sale of MUFG Union Bank to U.S. Bancorp

      December 8, 2022
    • S&C Advises HSBC in Sale of Domestic Mass Market Retail Banking Business

      March 1, 2022
    • Ryne Miller and Wendy Goldberg Teach at GWU Law School Class on Regulation of Digital Assets and Virtual Currency

      March 23, 2021
    • Ryne Miller and Wendy Goldberg Teach at GWU Law School Class on the Regulation of Digital Assets and Virtual Currency

      February 28, 2019
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    Publications, Videos and Podcasts

    Publications, Videos and Podcasts

    • S&C Financial Services Coronavirus Developments

      S&C Alerts March 25, 2020
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    Credentials

    Credentials

    Education

    • The George Washington University Law School, J.D., 2000
    • University of Delaware, B.A., 1996

    Bar Admissions

    • Delaware
    • New York

    Clerkships

    • The Honorable Jack B. Jacobs, Delaware Court of Chancery, 2000-2001
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    Related Practices

    Related Practices

    • General Practice
    • Commodities, Futures & Derivatives
    • Economic Sanctions and Financial Crime
    • Financial Services
    • Fintech
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