New York City Bar Program Insider Trading 2013

September 24, 2013
New York, New York

On September 24, Mr. Peikin co-chaired the New York City Bar Program, “Insider Trading 2013: Trends & Developments in the Investigation, Prosecution & Defense of Insider Trading Cases.” Mr. Peikin led the discussion on recent developments in insider trading cases, one of the highest enforcement priorities for the Securities and Exchange Commission and the Department of Justice. The presentation underscored the new frontiers explored in recent cases, including legislative developments under Dodd-Frank and the STOCK Act; expanding the contours of “materiality” and who is an “insider”; and prosecution and defense strategies, among other topics.