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1 Class Arbitrations: Supreme Court Declines to Set Aside an Arbitrator’s Finding that Parties Consented to Class Arbitration Because the Arbitrator Arguably Construed the Parties’ Contract
June 11, 2013
Sullivan & Cromwell LLP
2 Cross-Border Security-Based Swaps:SEC Releases Proposed Rules and Guidance on Cross-Border Security-Based Swaps
June 7, 2013
S&C Publication - Sullivan & Cromwell LLP
3 Dodd-Frank Stress Tests: Federal Reserve Issues Summary Instructions for Dodd-Frank Company-Run, Mid-Year Stress Tests
May 20, 2013
S&C Publication - Sullivan & Cromwell LLP
4 Bank Regulation: Federal Reserve Board Governor Tarullo Outlines Potential Regulatory Initiatives
May 10, 2013
S&C Publication - Sullivan & Cromwell LLP
5 Cross-Border Security-Based Swap Transactions: SEC Publishes Proposed Rules Regarding Cross-Border Security-Based Swap Transactions
May 2, 2013
S&C Publication - Sullivan & Cromwell LLP
6 FATCA: Final Regulations: Treasury Issues Long-Awaited Final Regulations on FATCA; U.S. Enters into Related Intergovernmental Agreement with Switzerland
February 26, 2013
S&C Publication - Sullivan & Cromwell LLP
7 Bank Capital Plans and Stress Tests: Federal Reserve Announces 2013 Public Release Dates for Results of the Supervisory Stress Tests Imposed by the Dodd-Frank Act and the Comprehensive Capital Analysis and Review Program
January 29, 2013
S&C Publication - Sullivan & Cromwell LLP
8 Basel III Liquidity Framework: Basel Committee Publishes Changes to the Liquidity Coverage Ratio
January 15, 2013
S&C Publication - Sullivan & Cromwell LLP
9 Basel III Liquidity Framework: Basel Committee Announces Summary of Changes to the Basel III Liquidity Coverage Ratio
January 7, 2013
S&C Publication - Sullivan & Cromwell LLP
10 Reporting Requirements for Foreign Financial Accounts: FinCEN Releases Notice Extending Deadline to June 30, 2014 for Certain Signature Authority Filers
January 4, 2013
S&C Publication - Sullivan & Cromwell LLP
11 Fiscal Cliff Legislation Enacted: The American Taxpayer Relief Act of 2012 Enacted
January 3, 2013
S&C Publication - Sullivan & Cromwell LLP
12 IRS Proposes Regulations Implementing the New 3.8% Tax on Investment Income: Proposed Regulations Implement the New 3.8% Tax on Net Investment Income of Individuals, Estates and Trusts with Income in Excess of Statutory Thresholds
December 10, 2012
S&C Publication - Sullivan & Cromwell LLP
13 FATCA International Agreements: US Treasury Department Releases “Model 2” FATCA Intergovernmental Agreement; Signs FATCA Agreements with Denmark, Mexico and Spain
November 28, 2012
S&C Publication - Sullivan & Cromwell LLP
14 SEC Adopts Clearing Agency Standards: SEC Adopts Rule Establishing Minimum Requirements for Registered Central Counterparties and Central Security Depositories
November 28, 2012
S&C Publication - Sullivan & Cromwell LLP
15 District Court Rejects PBGC Opinion that Sought to Impose Pension Liabilities on Private Equity Funds: A Recent U.S. District Court Decision Rejects the 2007 PBGC Opinion that Sought to Hold Private Equity Funds Liable for the Unfunded Pension Liabilities of their Portfolio Companies
November 12, 2012
S&C Publication - Sullivan & Cromwell LLP

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