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Andrew R. Gladin

Partner

Andrew R. Gladin

Partner
New York +1-212-558-4000+1-212-558-4000 +1-212-558-3588+1-212-558-3588
gladina@sullcrom.com

Andrew Gladin is a partner in the Firm’s Financial Services and Corporate and Finance Groups. His practice focuses on capital markets and new products, bank regulatory and financial services reform issues, mergers and acquisitions, structured transactions and joint ventures, and other corporate matters for U.S. and international banking, financial services and private equity clients. 

Mr. Gladin has a particular concentration on U.S. and cross-border Basel regulatory capital, liquidity and stress testing matters, including through representing The Clearing House Association, the principal trade organizations for major U.S. and international banks, on these and other Dodd-Frank regulatory reform issues.

In addition, Mr. Gladin has represented U.S. and international financial institutions in connection with a variety of investigations and enforcement actions before Federal and state bank regulatory agencies, the Securities and Exchange Commission, the Department of Justice, the Financial Industry Regulatory Authority and other governmental authorities.

Recent Publications:

  • Bank Capital Plans and Stress Tests, Derivatives: Financial Product Report (2014) (co-author)
  • Enhanced Prudential Standards for Large U.S. Bank Holding Companies and Foreign Banking Organizations, Harvard Law School Forum on Corporate Governance and Financial Regulation (2014) (co-author)
  • U.S. Capital and Liquidity Regulation of Foreign Banking Organizations, Regulation of Foreign Banks & Affiliates in the United States (7th Ed. 2013) (co-author)
  • Dodd-Frank, Basel III and the Age of Uncertainty, Bank Director (2012) (co-author)
  • Understanding Basel III, Practical Law: The Journal (Dec. 2010/Jan. 2011) 

Recent Recognitions:

  • New York Super Lawyers – Rising Star (Banking) (2013, 2014)



SELECTED REPRESENTATIONS

  • Deutsche Bank, Goldman Sachs and Morgan Stanley in a series of preferred stock and debt offerings by Fifth Third
  • Barclays and Barclays Bank Delaware in deposit portfolio acquisitions from Capmark and Ameriprise
  • M&T Bank Corporation in the amendment and sale by the U.S. Treasury of M&T TARP preferred stock
  • Fifth Third in connection with the sale of an interest in its Vantiv processing business to Advent and the subsequent “Up-C” structuring of the Vantiv IPO
  • Standard Chartered in the sale of its Latin American private banking business to Santander
  • Barclays in the sale of HomEq Servicing to Ocwen
  • Warburg Pincus in its investments in Webster Financial Corporation and Sterling Financial Corporation and subsequent offerings
  • Morgan Stanley and JPMorgan Chase in a series of exchange offers and common stock and senior debt offerings by KeyCorp
  • New York Community Bancorp in its acquisition of AmTrust from the FDIC, as receiver
  • Morgan Stanley and JPMorgan Chase as underwriters in equity and debt offerings by KeyCorp to repay the U.S. Treasury’s TARP investment
  • The Soros funds in their investment in IndyMac Bank
  • JPMorgan Chase and Deutsche Bank in connection with the secondary sale of TARP warrants by the U.S. Treasury
  • JPMorgan Chase, KeyCorp and Emigrant in connection with the U.S. Treasury’s TARP investments
  • Goldman Sachs as financial adviser to the Federal Home Loan Mortgage Corporation (Freddie Mac)
  • Citigroup in its private placement of equity securities to the Government of Singapore Investment Corporation and the Abu Dhabi Investment Authority
  • Goldman Sachs, Lehman and Wachovia Securities, in connection with the structuring and issuance of exchangeable REIT preferreds, hybrid capital securities and convertible securities, including for PNC, TD Banknorth and Wachovia
  • Wachovia in the sale of its subprime mortgage services business to Barclays and in its acquisition of GE’s auto warranty business
  • KeyCorp in its acquisitions of U.S.B. Holding and Austin Capital Management
  • M&T Bank Corporation in its acquisition of Partners Trust and of a minority interest in Bayview Lending Group
  • The Royal Bank of Canada in its acquisition of the Carlin Financial Group
  • Artisan Partners in the sale of a minority interest to Hellman & Friedman